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Moelis & Co

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3898
SEC CIK
0001596967
Parsed reports
864

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2021 Incentive RSUs · Derivative 34.44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209337 · ownership.xml · derivative · entry 2

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,154.56

Underlying: Class A Common Stock · 34.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
WATANABE OSAMU R.General Counsel, Secretary
Grant2020 Incentive RSUs · Derivative 18.26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209337 · ownership.xml · derivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,202.52

Underlying: Class A Common Stock · 18.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2024 Long Term Incentive RSUs · Derivative 54.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209336 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,573

Underlying: Class A Common Stock · 54.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2024 Incentive RSUs · Derivative 130.81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209336 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,777.26

Underlying: Class A Common Stock · 130.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2023 Incentive RSUs · Derivative 221.02 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209336 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,658.28

Underlying: Class A Common Stock · 221.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2022 Incentive RSUs · Derivative 215.48 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209336 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,990.31

Underlying: Class A Common Stock · 215.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2021 Incentive RSUs · Derivative 114.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209336 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,815.16

Underlying: Class A Common Stock · 114.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:35 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2020 Incentive RSUs · Derivative 60.74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209336 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,325.74

Underlying: Class A Common Stock · 60.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC Grant2025 Elective Restricted Stock Units 15.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-209331 · ownership.xml · nonDerivative · entry 3

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,856.39

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2025 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2025. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC Grant2025 Annual Restricted Stock Units 14.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-209331 · ownership.xml · nonDerivative · entry 2

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,695.05

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC Grant2024 Annual Restricted Stock Units 16.84 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-25-209331 · ownership.xml · nonDerivative · entry 1

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,031.47

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:34 UTC
Callesano ChristopherChief Financial Officer
Grant2024 Incentive RSUs · Derivative 13.62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209333 · ownership.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,642.48

Underlying: Class A Common Stock · 13.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:34 UTC
Callesano ChristopherChief Financial Officer
Grant2023 Incentive RSUs · Derivative 13.65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209333 · ownership.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646.33

Underlying: Class A Common Stock · 13.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:34 UTC
Callesano ChristopherChief Financial Officer
Grant2022 Incentive RSUs · Derivative 14.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209333 · ownership.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,797.35

Underlying: Class A Common Stock · 14.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:34 UTC
Callesano ChristopherChief Financial Officer
Grant2021 Incentive RSUs · Derivative 6.3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209333 · ownership.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760.36

Underlying: Class A Common Stock · 6.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:34 UTC
Callesano ChristopherChief Financial Officer
Grant2020 Incentive RSUs · Derivative 3.65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209333 · ownership.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439.7

Underlying: Class A Common Stock · 3.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2022 Incentive RSUs · Derivative 49.26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209330 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,941.42

Underlying: Class A Common Stock · 49.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2021 Incentive RSUs · Derivative 23.08 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209330 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,784.01

Underlying: Class A Common Stock · 23.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2020 Incentive RSUs · Derivative 12.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209330 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,465.68

Underlying: Class A Common Stock · 12.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
August 22, 2025 Filed Aug 27, 2025 13:13 UTC SaleClass A Common Stock 2,615 $72.52 $189,639.80
Disclosure

SEC source: 0000950170-25-111593 · ownership.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,109

Read SEC document
July 25, 2025 Filed Jul 29, 2025 21:00 UTC
WATANABE OSAMU R.General Counsel, Secretary
SaleClass A Common Stock 6,340 $72.64 $460,537.60
Disclosure

SEC source: 0000950170-25-099719 · ownership.xml · nonDerivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131

F1 · balance_after: Mr. Watanabe's ownership of 131 shares of Class A common stock is in addition to (i) 24,871 units of unvested equity granted to Mr. Watanabe as incentive compensation for fiscal years 2020 through 2024, (ii) 28,543 shares of Class A common stock issuable in exchange for Group Units

Read SEC document
July 14, 2025 Filed Jul 16, 2025 21:01 UTC Grant2025 Annual Restricted Stock Units 1,601 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-096311 · ownership.xml · nonDerivative · entry 1

Barker Thorold · CIK 0002076366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2025 Annual Restricted Stock Units vested on July 14, 2025 and settlement is within 60 days following July 1, 2027.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $62.45 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days prior to the commencement of the director's term.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:01 UTC Grant2025 Annual Restricted Stock Units 1,681 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-093980 · ownership.xml · nonDerivative · entry 1

Mirrer Louise · CIK 0002038412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2025 Annual Restricted Stock Units vested on July 1, 2025 and settlement is within 60 days following July 1, 2027.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $62.45 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:00 UTC Grant2025 Elective Restricted Stock Units 208 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-093978 · ownership.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · date: The 2025 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2026 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $62.45 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 21:00 UTC Grant2025 Annual Restricted Stock Units 1,761 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-093978 · ownership.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,761

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2025 Annual Restricted Stock Units vested on July 1, 2025 and settlement is within 60 days following July 1, 2027.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $62.45 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2025.

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July 01, 2025 Filed Jul 3, 2025 20:58 UTC Grant2025 Elective Restricted Stock Units 1,841 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-093973 · ownership.xml · nonDerivative · entry 2

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · date: The 2025 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2026 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $62.45 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:58 UTC Grant2025 Annual Restricted Stock Units 1,681 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-093973 · ownership.xml · nonDerivative · entry 1

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,681

F1 · security: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · date: The 2025 Annual Restricted Stock Units vested on July 1, 2025 and settlement is within 60 days following July 1, 2027.

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: Restricted Stock Units granted to Non-Employee Director based on $62.45 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2025.

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June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Riehl NickPrincipal Acconting Officer
Grant2024 Long Term Incentive RSUs · Derivative 3.69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089546 · ownership.xml · derivative · entry 3

Riehl Nick · CIK 0002063501 · Principal Acconting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325.16

Underlying: Class A Common Stock · 3.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

F4 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

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June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Riehl NickPrincipal Acconting Officer
Grant2024 Incentive RSUs · Derivative 2.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089546 · ownership.xml · derivative · entry 2

Riehl Nick · CIK 0002063501 · Principal Acconting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244.38

Underlying: Class A Common Stock · 2.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Riehl NickPrincipal Acconting Officer
Grant2023 Long Term Incentive RSUs · Derivative 11.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089546 · ownership.xml · derivative · entry 1

Riehl Nick · CIK 0002063501 · Principal Acconting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970.9

Underlying: Class A Common Stock · 11.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

F2 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:14 UTC Grant2024 Annual Restricted Stock Units 0.44 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089542 · ownership.xml · nonDerivative · entry 2

Mirrer Louise · CIK 0002038412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38.44

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on May 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:14 UTC Grant2024 Annual Restricted Stock Units 14.12 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089542 · ownership.xml · nonDerivative · entry 1

Mirrer Louise · CIK 0002038412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242.91

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on September 24, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:16 UTC Grant2024 Elective Restricted Stock Units 0.71 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089549 · ownership.xml · nonDerivative · entry 3

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62.37

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:16 UTC Grant2024 Annual Restricted Stock Units 23.97 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089549 · ownership.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,110.26

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:16 UTC Grant2023 Annual Restricted Stock Units 30.23 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089549 · ownership.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,661.12

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:17 UTC Grant2024 Elective Restricted Stock Units 3.14 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089550 · ownership.xml · nonDerivative · entry 3

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276.52

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2024 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2024. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:17 UTC Grant2024 Annual Restricted Stock Units 22.89 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089550 · ownership.xml · nonDerivative · entry 2

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,014.62

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:17 UTC Grant2023 Annual Restricted Stock Units 28.86 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-089550 · ownership.xml · nonDerivative · entry 1

Worrell Laila · CIK 0001961724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,540.35

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Callesano ChristopherChief Financial Officer
Grant2024 Incentive RSUs · Derivative 18.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089547 · ownership.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,628.86

Underlying: Class A Common Stock · 18.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Callesano ChristopherChief Financial Officer
Grant2023 Incentive RSUs · Derivative 18.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089547 · ownership.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,632.68

Underlying: Class A Common Stock · 18.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Callesano ChristopherChief Financial Officer
Grant2022 Incentive RSUs · Derivative 20.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089547 · ownership.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,782.45

Underlying: Class A Common Stock · 20.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Callesano ChristopherChief Financial Officer
Grant2021 Incentive RSUs · Derivative 8.57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089547 · ownership.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 754.05

Underlying: Class A Common Stock · 8.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Callesano ChristopherChief Financial Officer
Grant2020 Incentive RSUs · Derivative 4.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089547 · ownership.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436.06

Underlying: Class A Common Stock · 4.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2024 Long Term Incentive RSUs · Derivative 74.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089545 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,518.5

Underlying: Class A Common Stock · 74.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2024 Incentive RSUs · Derivative 177.74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089545 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,646.45

Underlying: Class A Common Stock · 177.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2023 Incentive RSUs · Derivative 300.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089545 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,437.26

Underlying: Class A Common Stock · 300.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2022 Incentive RSUs · Derivative 292.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089545 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,774.83

Underlying: Class A Common Stock · 292.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2021 Incentive RSUs · Derivative 155.63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089545 · ownership.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,700.62

Underlying: Class A Common Stock · 155.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:15 UTC
Cantor EricDirector · Vice Chairman, MD
Grant2020 Incentive RSUs · Derivative 82.53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089545 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,265

Underlying: Class A Common Stock · 82.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 21:14 UTC
Pilcher Ciafone KatherineChief Operating Officer
Grant2022 Incentive RSUs · Derivative 66.93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089543 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,892.16

Underlying: Class A Common Stock · 66.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.