Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2022 Filed Apr 1, 2022 00:23 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2018 Incentive RSUs · Derivative | 253.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021857 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,040 Underlying: Class A Common Stock · 253.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:23 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2018 Incentive RSUs Granted in 2018 (Quarterly Awards) · Derivative | 58.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021857 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,618.47 Underlying: Class A Common Stock · 58.41 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 14.20 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 11.70 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 11.95 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 20.56 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2018 as follows: (1) 14.20 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on March 29, 2018 (and dividend equivalents thereon), (2) 11.70 RSUs were issued as dividend equivalents on holder's unvested underling RSUs issued on June 29, 2018 (and dividend equivalents thereon) (3) 11.95 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 28, 2018 and (4) 20.56 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2018. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:23 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2017 Long Term Incentive Award · Derivative | 60.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021857 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,789.54 Underlying: Class A Common Stock · 60.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:23 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2017 Incentive RSUs · Derivative | 87.22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021857 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,895.9 Underlying: Class A Common Stock · 87.22 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:23 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 36.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021857 · doc4.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,877.68 Underlying: Class A Common Stock · 36.4 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 10.35 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 9.67 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 8.63 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 7.75 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 10.35 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 9.67 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon) and (3) 8.63 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2017 (and dividend equivalents thereon), and (4) 7.75 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 29, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:23 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2017 Restricted Stock Unit Award for MD · Derivative | 108.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021857 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,551.21 Underlying: Class A Common Stock · 108.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:20 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2021 Incentive RSUs · Derivative | 20.41 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021856 · doc4.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613.41 Underlying: Class A Common Stock · 20.41 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:20 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2020 Incentive RSUs · Derivative | 18.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021856 · doc4.xml · derivative · entry 3 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,494.69 Underlying: Class A Common Stock · 18.9 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:20 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2019 Incentive RSUs · Derivative | 24.46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021856 · doc4.xml · derivative · entry 2 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934.22 Underlying: Class A Common Stock · 24.46 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:20 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2018 Incentive RSUs · Derivative | 8.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021856 · doc4.xml · derivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703.86 Underlying: Class A Common Stock · 8.9 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:28 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
SaleClass A Common Stock | 7,483 | $48.63 | $363,898.29 |
DisclosureSEC source: 0001209191-22-014021 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 2,868.84 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,079.84 Underlying: Class A Common Stock · 2,868.84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 6,458.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,379.24 Underlying: Class A Common Stock · 6,458.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 4,800.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,601.55 Underlying: Class A Common Stock · 4,800.78 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 4,793.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,794.56 Underlying: Class A Common Stock · 4,793.07 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 5,198.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,198.34 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 11,749.52 | $47.12 | $553,637.38 |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,370 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 24,119.52 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012872 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,119.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · derivative · entry 9 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,685,898 Underlying: Class A Common Stock, par value $0.01 · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F9 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F8 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F9 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 4,847.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,586.35 Underlying: Class A Common Stock · 4,847.73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 7,403.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,729.04 Underlying: Class A Common Stock · 7,403.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 8,638.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,786.55 Underlying: Class A Common Stock · 8,638.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 6,231.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,808.69 Underlying: Class A Common Stock · 6,231.73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Long Term Incentive Award · Derivative | 4,725.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,728.96 Underlying: Class A Common Stock · 4,725.98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 4,015.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,015.81 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 15,872.33 | $47.12 | $747,904.19 |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,691 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:24 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 35,863.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012843 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,563.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 367.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012839 · doc4.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475.79 Underlying: Class A Common Stock · 367.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 635.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012839 · doc4.xml · derivative · entry 5 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,909.75 Underlying: Class A Common Stock · 635.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 694.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012839 · doc4.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694.96 Underlying: Class A Common Stock · 694.96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 663.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012839 · doc4.xml · derivative · entry 3 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 663.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2022. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Tax withholdingClass A Common Stock | 1,206.96 | $47.12 | $56,871.96 |
DisclosureSEC source: 0001209191-22-012839 · doc4.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 00:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversionClass A Common Stock | 2,361.96 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012839 · doc4.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 1,846.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,392.34 Underlying: Class A Common Stock · 1,846.97 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 3,818.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,454.77 Underlying: Class A Common Stock · 3,818.26 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 3,113.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,227.41 Underlying: Class A Common Stock · 3,113.03 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 3,035.36 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,035.36 Underlying: Class A Common Stock · 3,035.36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 3,772.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,772.96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
SaleClass A Common Stock | 6,232 | $47.12 | $293,651.84 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,614 F2 · security: Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Watanabe upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Tax withholdingClass A Common Stock | 1,871.57 | $47.12 | $88,188.38 |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,846 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:47 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversionClass A Common Stock | 15,586.57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012876 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,717.57 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
GrantLP Units of Moelis & Company Group Employee Holdings LP · Derivative | 82,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 8 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,465 Underlying: Class A Common Stock · 82,465 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP ("MCGEH"), limited partnership units of MCGEH ("LP Units") may be redeemed by the holder for shares of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F5 · kind: Reflects a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2021 in connection with the compensation for the 2020 fiscal year, which are subject to the time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2022, the Issuers Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the time-based vesting requirements described below. F6 · derivative.exercise_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. F6 · derivative.expiration_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 16,227.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,683.71 Underlying: Class A Common Stock · 16,227.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 15,712.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,425.37 Underlying: Class A Common Stock · 15,712.01 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 23,543.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,543.42 Underlying: Class A Common Stock · 23,543.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 28,928.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,928.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
SaleClass A Common Stock | 33,762 | $47.12 | $1,590,865.44 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,894 F2 · security: Class A Common Stock sold by Mr. Raich in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Raich upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Tax withholdingClass A Common Stock | 6,839.47 | $47.12 | $322,275.83 |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,656 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:42 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 84,411.47 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012865 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,495.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
GrantLP Units of Moelis & Company Group Employee Holdings LP · Derivative | 161,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · derivative · entry 8 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,266 Underlying: Class A Common Stock · 161,266 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP ("MCGEH"), limited partnership units of MCGEH ("LP Units") may be redeemed by the holder for shares of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F6 · kind: Reflects a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2021 in connection with the compensation for the 2020 fiscal year, which are subject to the time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2022, the Issuers Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the time-based vesting requirements described below. F7 · derivative.exercise_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. F7 · derivative.expiration_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.