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MATV

Mativ Holdings, Inc.

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1741
SEC CIK
0001000623
Parsed reports
543

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2025 Filed May 23, 2025 21:17 UTC
JOHNSON MARK WCLO and Corporate Secretary
GrantCommon Stock 89,655 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004139 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MARK W · CIK 0001802219 · CLO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,608

F1 · price: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a right to receive one share of the Issuer's common stock upon vesting. Each RSU will vest on the second anniversary of the grant date subject to Reporting Person's employment or service with the Issuer as contemplated in the RSU Agreement.

Read SEC document
April 26, 2025 Filed Apr 29, 2025 22:01 UTC
Elwart Ryan MichaelGroup President
Exercise / conversionRSU · Derivative 11,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-003357 · primarydocument.xml · derivative · entry 3

Elwart Ryan Michael · CIK 0002013323 · Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,070

Underlying: Common Stock · 11,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 26, 2024, the reporting person was granted 22,140 RSUs subject to time vesting. Such RSUs vest in two equal annual installments beginning on April 26, 2025, and the anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · shares: On April 26, 2024, the reporting person was granted 22,140 RSUs subject to time vesting. Such RSUs vest in two equal annual installments beginning on April 26, 2025, and the anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · price: On April 26, 2024, the reporting person was granted 22,140 RSUs subject to time vesting. Such RSUs vest in two equal annual installments beginning on April 26, 2025, and the anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · derivative.exercise_date: On April 26, 2024, the reporting person was granted 22,140 RSUs subject to time vesting. Such RSUs vest in two equal annual installments beginning on April 26, 2025, and the anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · derivative.expiration_date: On April 26, 2024, the reporting person was granted 22,140 RSUs subject to time vesting. Such RSUs vest in two equal annual installments beginning on April 26, 2025, and the anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
April 26, 2025 Filed Apr 29, 2025 22:01 UTC
Elwart Ryan MichaelGroup President
Tax withholdingCommon Stock 3,292 $5.27 $17,348.84
Disclosure

SEC source: 0001562180-25-003357 · primarydocument.xml · nonDerivative · entry 2

Elwart Ryan Michael · CIK 0002013323 · Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,209

F2 · shares: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

Read SEC document
April 26, 2025 Filed Apr 29, 2025 22:01 UTC
Elwart Ryan MichaelGroup President
Exercise / conversionCommon Stock 11,070 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003357 · primarydocument.xml · nonDerivative · entry 1

Elwart Ryan Michael · CIK 0002013323 · Group President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 26, 2024, the reporting person was granted 22,140 RSUs subject to time vesting. Such RSUs vest in two equal annual installments beginning on April 26, 2025, and the anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:54 UTC Exercise / conversionRSU · Derivative 861 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003173 · primarydocument.xml · derivative · entry 3

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 14, 2022, the reporting person was granted 2,582 Restricted Stock Units ("RSU") subject to time vesting. Such RSUs vest in three equal annual installments beginning on April 14, 2022 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · derivative.exercise_date: On April 14, 2022, the reporting person was granted 2,582 Restricted Stock Units ("RSU") subject to time vesting. Such RSUs vest in three equal annual installments beginning on April 14, 2022 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · derivative.expiration_date: On April 14, 2022, the reporting person was granted 2,582 Restricted Stock Units ("RSU") subject to time vesting. Such RSUs vest in three equal annual installments beginning on April 14, 2022 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:54 UTC Tax withholdingCommon Stock 252 $4.85 $1,222.20
Disclosure

SEC source: 0001562180-25-003173 · primarydocument.xml · nonDerivative · entry 2

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,986

F2 · shares: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

Read SEC document
April 14, 2025 Filed Apr 16, 2025 20:54 UTC Exercise / conversionCommon Stock 861 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003173 · primarydocument.xml · nonDerivative · entry 1

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 14, 2022, the reporting person was granted 2,582 Restricted Stock Units ("RSU") subject to time vesting. Such RSUs vest in three equal annual installments beginning on April 14, 2022 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:17 UTC
Levi MarcoDirector
GrantCommon Stock 5,008 $6.24 $31,249.92
Disclosure

SEC source: 0001562180-25-002946 · primarydocument.xml · nonDerivative · entry 1

Levi Marco · CIK 0001703841 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,732

F1 · shares: Represents quarterly stock retainer pursuant to the Company's Outside Directors Stock Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:16 UTC GrantCommon Stock 5,008 $6.24 $31,249.92
Disclosure

SEC source: 0001562180-25-002945 · primarydocument.xml · nonDerivative · entry 1

Stipancich John K · CIK 0001479933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,113

F1 · shares: Represents quarterly stock retainer pursuant to the Company's Outside Directors Stock Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:14 UTC GrantPhantom Stock Units · Derivative 262 $6.07 Strike: $0.00 $1,590.34
Disclosure

SEC source: 0001562180-25-002943 · primarydocument.xml · derivative · entry 3

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,233

Underlying: Common Stock · 262 shares

Expires not disclosed

F3 · security: Represents in-kind dividends credited pursuant to the Director's election under the Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:14 UTC GrantPhantom Stock Units · Derivative 5,008 $6.24 Strike: $0.00 $31,249.92
Disclosure

SEC source: 0001562180-25-002943 · primarydocument.xml · derivative · entry 2

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,971

Underlying: Common Stock · 5,008 shares

Expires not disclosed

F1 · security: Represents quarterly stock retainer pursuant to the Company's Outside Director Stock Plan. Deferred pursuant to the Director's election in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:15 UTC
ROGERS JOHNDirector
GrantPhantom Stock Units · Derivative 262 $6.07 Strike: $0.00 $1,590.34
Disclosure

SEC source: 0001562180-25-002944 · primarydocument.xml · derivative · entry 3

ROGERS JOHN · CIK 0001192225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,894

Underlying: Common Stock · 262 shares

Expires not disclosed

F3 · security: Represents in-kind dividends credited pursuant to the Director's election under the Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:15 UTC
ROGERS JOHNDirector
GrantPhantom Stock Units · Derivative 1,669 $6.24 Strike: $0.00 $10,414.56
Disclosure

SEC source: 0001562180-25-002944 · primarydocument.xml · derivative · entry 2

ROGERS JOHN · CIK 0001192225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,632

Underlying: Common Stock · 1,669 shares

Expires not disclosed

F1 · security: Represents quarterly stock retainer pursuant to the Company's Outside Director Stock Plan. Deferred pursuant to the Director's election in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:13 UTC GrantPhantom Stock Units · Derivative 438 $6.07 Strike: $0.00 $2,658.66
Disclosure

SEC source: 0001562180-25-002942 · primarydocument.xml · derivative · entry 4

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,163

Underlying: Common Stock · 438 shares

Expires not disclosed

F4 · security: Represents in-kind dividends credited pursuant to the Director's election under the Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:13 UTC GrantPhantom Stock Units · Derivative 2,103 $6.24 Strike: $0.00 $13,122.72
Disclosure

SEC source: 0001562180-25-002942 · primarydocument.xml · derivative · entry 3

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,725

Underlying: Common Stock · 2,103 shares

Expires not disclosed

F3 · security: Represents quarterly meeting retainer and committee retainers deferred pursuant to the Director's election in accordance with the Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 19:13 UTC GrantPhantom Stock Units · Derivative 5,008 $6.24 Strike: $0.00 $31,249.92
Disclosure

SEC source: 0001562180-25-002942 · primarydocument.xml · derivative · entry 2

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,622

Underlying: Common Stock · 5,008 shares

Expires not disclosed

F1 · security: Represents quarterly stock retainer pursuant to the Company's Outside Director Stock Plan. Deferred pursuant to the Director's election in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

F2 · derivative.expiration_date: Stock units are converted to stock upon the earlier of retirement from the Board or termination as a Director in accordance with the Company's Non-Employee Directors Deferred Compensation Plan.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:48 UTC
Allegri CherylController
GrantCommon Stock 9,778 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002669 · primarydocument.xml · nonDerivative · entry 1

Allegri Cheryl · CIK 0001927959 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,529

F1 · price: On March 19, 2025, the reporting person was granted 9,778 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:47 UTC
Stenzel ChristophGroup President, FAM
GrantCommon Stock 10,730 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002668 · primarydocument.xml · nonDerivative · entry 1

Stenzel Christoph · CIK 0002017729 · Group President, FAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,979

F1 · price: On March 19, 2025, the reporting person was granted 10,730 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:47 UTC
Downard AndrewChief Supply Chain Officer
GrantCommon Stock 17,913 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002667 · primarydocument.xml · nonDerivative · entry 1

Downard Andrew · CIK 0002013794 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,778

F1 · price: On March 19, 2025, the reporting person was granted 17,913 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:45 UTC GrantCommon Stock 23,708 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002666 · primarydocument.xml · nonDerivative · entry 1

Rickheim Michael W · CIK 0001808077 · CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,391

F1 · price: On March 19, 2025, the reporting person was granted 23,708 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:44 UTC
JOHNSON MARK WCLO and Corporate Secretary
GrantCommon Stock 29,504 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002665 · primarydocument.xml · nonDerivative · entry 1

JOHNSON MARK W · CIK 0001802219 · CLO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,953

F1 · price: On March 19, 2025, the reporting person was granted 29,504 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:43 UTC
Elwart Ryan MichaelGroup President, SAS
GrantCommon Stock 35,664 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002664 · primarydocument.xml · nonDerivative · entry 1

Elwart Ryan Michael · CIK 0002013323 · Group President, SAS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,431

F1 · price: On March 19, 2025, the reporting person was granted 35,664 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:43 UTC GrantCommon Stock 35,461 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002663 · primarydocument.xml · nonDerivative · entry 1

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,377

F1 · price: On March 19, 2025, the reporting person was granted 35,461 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on March 19, 2026, and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer upon vesting.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 1,069 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · derivative · entry 24

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F1 · shares: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F1 · price: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F1 · derivative.exercise_date: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F1 · derivative.expiration_date: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F14 · balance_after: On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of certain unvested restricted stock units that are time-based, which represents a prorated portion of the reporting person's grants as of March 11, 2025. The cancellation of the remaining unvested restricted stock units is reflected as a reduction to the number of derivative securities reported in Column 9.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Tax withholdingCommon Stock 24,235 $6.87 $166,494.45
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 20

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,847

F8 · price: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F11 · price: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
GrantCommon Stock 53,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 19

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,082

F12 · price: On April 26, 2024, the reporting person was granted a target number of 142,904 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 53,805 shares of the issuer's common stock.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Tax withholdingCommon Stock 11,773 $6.87 $80,880.51
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 18

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,277

F8 · price: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F11 · price: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
GrantCommon Stock 26,102 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 17

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,050

F11 · price: On February 16, 2023, the reporting person was granted a target number of 72,171 RSUs subject to performance and time-based vesting. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. On March 11, 2025, upon the resignation by the reporting person as the issuer's President and Chief Executive Officer, and director, the issuer accelerated the vesting of a prorated portion of the reporting person's grant, resulting in the reporting person receiving 22,776 shares of the issuer's common stock.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Tax withholdingCommon Stock 10,272 $6.87 $70,568.64
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 16

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,948

F8 · price: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

F10 · price: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Exercise / conversionCommon Stock 22,776 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 15

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: On April 26, 2024, the reporting person was granted 95,269 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 31,756 RSUs vested on February 16, 2025.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Tax withholdingCommon Stock 483 $6.87 $3,318.21
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 14

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,444

F1 · price: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

F8 · price: Shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs.

Read SEC document
March 11, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Exercise / conversionCommon Stock 1,069 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 13

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 16, 2023, the reporting person was granted 48,114 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 16,038 RSUs vested on each of February 16, 2024 and 2025. The transaction reflects the cash settlement of 16,038 vested RSUs on each of February 16, 2024 and 2025.

Read SEC document
March 11, 2025 Filed Mar 14, 2025 15:36 UTC
Singhal ShrutiDirector · President, CEO
GrantRSU · Derivative 305,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002395 · primarydocument.xml · derivative · entry 2

Singhal Shruti · CIK 0001698686 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,677

Underlying: Common Stock · 305,677 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 11, 2025, the reporting person was granted 305,677 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest one year from the date of grant on March 11, 2026. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · price: On March 11, 2025, the reporting person was granted 305,677 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest one year from the date of grant on March 11, 2026. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · derivative.exercise_date: On March 11, 2025, the reporting person was granted 305,677 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest one year from the date of grant on March 11, 2026. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F1 · derivative.expiration_date: On March 11, 2025, the reporting person was granted 305,677 Restricted Stock Units ("RSUs") subject to time vesting. Such RSUs vest one year from the date of grant on March 11, 2026. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
February 25, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 113,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · derivative · entry 29

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · shares: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · price: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · derivative.exercise_date: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · derivative.expiration_date: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
February 25, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
GrantRestricted Stock Units · Derivative 113,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · derivative · entry 28

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,916

Underlying: Common Stock · 113,916 shares

Expires not disclosed

F5 · derivative.exercise_price: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · shares: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · price: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · derivative.exercise_date: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F5 · derivative.expiration_date: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

Read SEC document
February 25, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Disposition to issuerCommon Stock 113,916 $10.97 $1,249,658.52
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 4

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,440

F5 · price: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. [On December 31, 2024, the [Compensation Committee] of the issuer determined that based on the issuer's fiscal year 2023 and 2024 performance, 150% of the target number of RSUs vested on performance-based vesting requirements. The 113,916 RSUs had a vesting date of January 6, 2025, subject to continued service]. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F6 · price: The transaction reflects the cash settlement of 113,916 vested RSUs.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4 · balance_after: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Read SEC document
February 25, 2025 Filed Mar 15, 2025 01:12 UTC
Schertell JulieDirector · President, CEO
Exercise / conversionCommon Stock 113,916 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002422 · primarydocument.xml · nonDerivative · entry 3

Schertell Julie · CIK 0001509525 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On October 4, 2022, the reporting person was granted a target number of 75,944 RSUs subject to performance and time-based vesting. On February 25, 2025, the Compensation Committee of the issuer determined that based on the issuer's performance between July 2022 and December 2024, 150% of the target number of RSUs vested on performance-based vesting requirements. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 84,541 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024.

F4 · balance_after: The amount of securities beneficially owned from this transaction reflects the sale of 12,000 shares of common stock of the issuer previously disclosed on the reporting person's Form 4 filed on August 16, 2024.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:21 UTC Exercise / conversionRestricted Stock Units · Derivative 2,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002429 · primarydocument.xml · derivative · entry 25

Rickheim Michael W · CIK 0001808077 · CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,274

Underlying: Common Stock · 2,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · shares: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · price: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · derivative.exercise_date: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · derivative.expiration_date: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:21 UTC GrantRestricted Stock Units · Derivative 6,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002429 · primarydocument.xml · derivative · entry 23

Rickheim Michael W · CIK 0001808077 · CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,822

Underlying: Common Stock · 6,822 shares

Expires not disclosed

F6 · derivative.exercise_price: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · shares: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · price: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · derivative.exercise_date: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F6 · derivative.expiration_date: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F16 · balance_after: These RSUs were incorrectly reported in Table I instead of Table II on the reporting person's Form 4 filed on March 7, 2023.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:21 UTC Tax withholdingCommon Stock 2,274 $9.10 $20,693.40
Disclosure

SEC source: 0001562180-25-002429 · primarydocument.xml · nonDerivative · entry 18

Rickheim Michael W · CIK 0001808077 · CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,683

F6 · price: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F8 · price: The transaction reflects the cash settlement of 2,274 vested RSUs on each of February 16, 2024 and 2025

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 23,570 shares due to (i) a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024, (ii) an administrative error in recording an acquisition of 5,458 shares of common stock of the issuer and a disposition of 2,351 shares of common stock of the issuer for tax withholding on the reporting person's Form 4 filed on April 12, 2023, (iii) a clerical error in recording an acquisition of 4,739 and 719 shares of common stock of the issuer, instead of 6,780 and 1,029 shares of common stock of the issuer, respectively, on the reporting person's Form 4 filed on April 12, 2023.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:21 UTC Exercise / conversionCommon Stock 2,274 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002429 · primarydocument.xml · nonDerivative · entry 17

Rickheim Michael W · CIK 0001808077 · CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: On February 16, 2023, the reporting person was granted 6,822 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,274 RSUs vested on each of February 16, 2024 and 2025.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 23,570 shares due to (i) a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 7, 2023 and April 30, 2024, (ii) an administrative error in recording an acquisition of 5,458 shares of common stock of the issuer and a disposition of 2,351 shares of common stock of the issuer for tax withholding on the reporting person's Form 4 filed on April 12, 2023, (iii) a clerical error in recording an acquisition of 4,739 and 719 shares of common stock of the issuer, instead of 6,780 and 1,029 shares of common stock of the issuer, respectively, on the reporting person's Form 4 filed on April 12, 2023.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:24 UTC
Downard AndrewChief Supply Chain Officer
Exercise / conversionRestricted Stock Units · Derivative 1,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002431 · primarydocument.xml · derivative · entry 11

Downard Andrew · CIK 0002013794 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 30, 2024, the reporting person was granted 3,600 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 1,200 RSUs vested on each of February 16, 2024 and 2025.

F1 · shares: On January 30, 2024, the reporting person was granted 3,600 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 1,200 RSUs vested on each of February 16, 2024 and 2025.

F1 · price: On January 30, 2024, the reporting person was granted 3,600 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 1,200 RSUs vested on each of February 16, 2024 and 2025.

F1 · derivative.exercise_date: On January 30, 2024, the reporting person was granted 3,600 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 1,200 RSUs vested on each of February 16, 2024 and 2025.

F4 · derivative.expiration_date: On April 26, 2024, the reporting person was 12,546 restricted stock units ("RSUs") subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 13, 2025 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 4,182 RSUs vested on February 13, 2025.

F7 · balance_after: These RSUs were incorrectly disclosed in Table I on the reporting person's Form 4 documents filed on March 11, 2024.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:24 UTC
Downard AndrewChief Supply Chain Officer
Disposition to issuerCommon Stock 1,200 $9.10 $10,920.00
Disclosure

SEC source: 0001562180-25-002431 · primarydocument.xml · nonDerivative · entry 4

Downard Andrew · CIK 0002013794 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82

F1 · price: On January 30, 2024, the reporting person was granted 3,600 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 1,200 RSUs vested on each of February 16, 2024 and 2025.

F3 · price: The transaction reflects the cash settlement of 1,200 vested RSUs on each of February 16, 2024 and 2025.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 18,083 shares due to (i) a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 11, 2024 and April 30, 2024 and (ii) a clerical error in recording an acquisition of 15,683 RSUs instead of 12,546 RSUs on the reporting person's Form 4 filed on April 30, 2024.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:24 UTC
Downard AndrewChief Supply Chain Officer
Exercise / conversionCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002431 · primarydocument.xml · nonDerivative · entry 3

Downard Andrew · CIK 0002013794 · Chief Supply Chain Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 30, 2024, the reporting person was granted 3,600 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 1,200 RSUs vested on each of February 16, 2024 and 2025.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 18,083 shares due to (i) a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on March 11, 2024 and April 30, 2024 and (ii) a clerical error in recording an acquisition of 15,683 RSUs instead of 12,546 RSUs on the reporting person's Form 4 filed on April 30, 2024.

Read SEC document
February 16, 2025 Filed Mar 15, 2025 01:16 UTC
Stenzel ChristophGroup President, FAM
Exercise / conversionRestricted Stock Units · Derivative 817 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002424 · primarydocument.xml · derivative · entry 21

Stenzel Christoph · CIK 0002017729 · Group President, FAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819

Underlying: Common Stock · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

F1 · shares: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

F1 · price: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

F1 · derivative.exercise_date: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

F1 · derivative.expiration_date: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

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February 16, 2025 Filed Mar 15, 2025 01:16 UTC
Stenzel ChristophGroup President, FAM
Disposition to issuerCommon Stock 817 $9.10 $7,434.70
Disclosure

SEC source: 0001562180-25-002424 · primarydocument.xml · nonDerivative · entry 12

Stenzel Christoph · CIK 0002017729 · Group President, FAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,249

F1 · price: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

F10 · price: The transaction reflects the cash settlement of 718 vested RSUs on each of February 16, 2024 and 2025.

F3 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 9,239 shares due to (i) a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 3 filed on April 1, 2024 and Form 4 filed on April 30, 2024.

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February 16, 2025 Filed Mar 15, 2025 01:16 UTC
Stenzel ChristophGroup President, FAM
Exercise / conversionCommon Stock 817 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002424 · primarydocument.xml · nonDerivative · entry 11

Stenzel Christoph · CIK 0002017729 · Group President, FAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 16, 2023, the reporting person was granted 2,453 RSUs subject to time vesting. Such RSUs vest in three approximately equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 718 RSUs vested on each of February 16, 2024 and 2025.

F3 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 9,239 shares due to (i) a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 3 filed on April 1, 2024 and Form 4 filed on April 30, 2024.

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February 16, 2025 Filed Mar 15, 2025 01:18 UTC Exercise / conversionRestricted Stock Units · Derivative 2,843 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-002426 · primarydocument.xml · derivative · entry 26

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842

Underlying: Common Stock · 2,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

F6 · shares: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

F6 · price: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

F6 · derivative.exercise_date: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

F6 · derivative.expiration_date: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

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February 16, 2025 Filed Mar 15, 2025 01:18 UTC Disposition to issuerCommon Stock 2,843 $9.10 $25,871.30
Disclosure

SEC source: 0001562180-25-002426 · primarydocument.xml · nonDerivative · entry 16

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,916

F6 · price: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

F9 · price: The transaction reflects the cash settlement of 2,843 vested RSUs on each of February 16, 2024 and 2025.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 30,934 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on April 12, 2023 and April 30, 2024.

F8 · balance_after: The transaction reflects shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs reported on the reporting person's Form 4 filed on February 6, 2024.

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February 16, 2025 Filed Mar 15, 2025 01:18 UTC Exercise / conversionCommon Stock 2,843 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-002426 · primarydocument.xml · nonDerivative · entry 15

Weitzel Gregory Thomas · CIK 0001971783 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: On February 16, 2023, the reporting person was granted 8,527 RSUs subject to time vesting. Such RSUs vest in three equal annual installments beginning on February 16, 2024 and each anniversary thereafter. Each RSU represents a right to receive one share of the common stock of the issuer and/or cash upon vesting. 2,843 RSUs vested on each of February 16, 2024 and 2025.

F2 · balance_after: The reporting person's number of shares of common stock owned was previously overstated by 30,934 shares due to a number of RSUs that should have been reported in Table II instead of Table I on the reporting person's Form 4 documents filed on April 12, 2023 and April 30, 2024.

F8 · balance_after: The transaction reflects shares withheld to satisfy tax withholding obligation arising upon the vesting of RSUs reported on the reporting person's Form 4 filed on February 6, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.