Tapewire

Nasdaq · USD

MARA

MARA Holdings, Inc.

Export transactions ↓
Tapewire entity
4054
SEC CIK
0001507605
Parsed reports
296

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202502
Jan 202601
Feb 202602
Mar 202602
Apr 202603
May 202603
Jun 202604
Jul 202603
Aug 202603
Sep 202603
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2020 Filed Feb 19, 2021 17:30 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
GrantRSUs · Derivative 1,000,000 $2.19 Strike: $0.00 $2,190,000.00
Disclosure

SEC source: 0001493152-21-004434 · ownership.xml · derivative · entry 6

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,941

Underlying: Common · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

Read SEC document
December 31, 2020 Filed Feb 19, 2021 17:30 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
ConversionCommon Stock 978,570 $2.19 $2,143,068.30
Disclosure

SEC source: 0001493152-21-004434 · ownership.xml · nonDerivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
December 31, 2020 Filed Apr 7, 2021 15:11 UTC
Salzman SimeonCHIEF FINANCIAL OFFICER
Disposition to issuerRSUs · Derivative 91,324 $2.19 Strike: $0.00 $199,999.56
Disclosure

SEC source: 0001493152-21-008155 · ownership.xml · derivative · entry 4

Salzman Simeon · CIK 0001834571 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 91,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
December 31, 2020 Filed Apr 7, 2021 15:11 UTC
Salzman SimeonCHIEF FINANCIAL OFFICER
GrantRSUs · Derivative 91,324 $2.19 Strike: $0.00 $199,999.56
Disclosure

SEC source: 0001493152-21-008155 · ownership.xml · derivative · entry 3

Salzman Simeon · CIK 0001834571 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,324

Underlying: Common · 91,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F3 · balance_after: Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4.

Read SEC document
December 31, 2020 Filed Apr 7, 2021 15:11 UTC
Salzman SimeonCHIEF FINANCIAL OFFICER
ConversionCommon Stock 89,366 $2.19 $195,711.54
Disclosure

SEC source: 0001493152-21-008155 · ownership.xml · nonDerivative · entry 1

Salzman Simeon · CIK 0001834571 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
December 31, 2020 Filed Apr 12, 2021 16:30 UTC
Crawford JamesCHIEF OPERATING OFFICER
Disposition to issuerRSUs · Derivative 61,337 $10.44 Strike: $0.00 $640,358.28
Disclosure

SEC source: 0001493152-21-008509 · ownership.xml · derivative · entry 6

Crawford James · CIK 0001519557 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,338

Underlying: Common · 61,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
December 31, 2020 Filed Apr 12, 2021 16:30 UTC
Crawford JamesCHIEF OPERATING OFFICER
ConversionCommon Stock 39,570 $10.44 $413,110.80
Disclosure

SEC source: 0001493152-21-008509 · ownership.xml · nonDerivative · entry 1

Crawford James · CIK 0001519557 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
December 31, 2020 Filed Apr 13, 2021 15:49 UTC GrantRSUs · Derivative 54,795 $2.19 Strike: $0.00 $120,001.05
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · derivative · entry 12

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,670

Underlying: Common · 54,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
December 31, 2020 Filed Apr 13, 2021 15:49 UTC Disposition to issuerRSUs · Derivative 21,875 $1.96 Strike: $0.00 $42,875.00
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · derivative · entry 11

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Common · 21,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
December 31, 2020 Filed Apr 13, 2021 15:49 UTC ConversionCommon Stock 16,626 $10.44 $173,575.44
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · nonDerivative · entry 3

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
December 31, 2020 Filed Apr 14, 2021 10:15 UTC GrantRSUs · Derivative 54,795 $10.44 Strike: $0.00 $572,059.80
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · derivative · entry 12

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,420

Underlying: Common · 54,795 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
December 31, 2020 Filed Apr 14, 2021 10:15 UTC Disposition to issuerRSUs · Derivative 15,625 $10.44 Strike: $0.00 $163,125.00
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · derivative · entry 11

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common · 15,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
December 31, 2020 Filed Apr 14, 2021 10:15 UTC ConversionCommon Stock 12,624 $10.44 $131,794.56
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · nonDerivative · entry 3

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 19:43 UTC SaleCommon 3,000 $6.40 $19,190.10
Disclosure

SEC source: 0001493152-20-023868 · ownership.xml · nonDerivative · entry 1

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146

Read SEC document
December 15, 2020 Filed Jan 2, 2024 22:26 UTC Amendment
Thiel Frederick GDirector · CEO
SaleCommon Stock 5,000 $6.50 $32,500.00
Disclosure

SEC source: 0001493152-24-000142 · ownership.xml · nonDerivative · entry 1

Thiel Frederick G · CIK 0001567383 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,235,687

F1 · acquired: Revised to report omitted line item for open market sale of shares. There is no change in number of shares beneficially owned as a result.

Read SEC document
December 11, 2020 Filed Apr 13, 2021 15:39 UTC ConversionCommon Stock 5,000 $4.82 $24,100.00
Disclosure

SEC source: 0001493152-21-008644 · ownership.xml · nonDerivative · entry 3

DENUCCIO KEVIN A · CIK 0001227891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
SaleCommon Stock 7,500 $6.15 $46,092.00
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · nonDerivative · entry 3

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,574

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:30 UTC SaleCommon Stock 7,500 $6.15 $46,092.00
Disclosure

SEC source: 0001493152-20-022914 · ownership.xml · nonDerivative · entry 3

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,481

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:21 UTC SaleCommon 9,000 $6.09 $54,820.80
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · nonDerivative · entry 3

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,146

Read SEC document
November 30, 2020 Filed Dec 4, 2020 16:30 UTC SaleCommon 3,000 $6.15 $18,450.00
Disclosure

SEC source: 0001493152-20-022967 · ownership.xml · nonDerivative · entry 1

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,146

Read SEC document
September 30, 2020 Filed Oct 13, 2020 20:38 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
Disposition to issuerRSUs · Derivative 454,942 $1.96 Strike: $0.00 $891,686.32
Disclosure

SEC source: 0001493152-20-019394 · ownership.xml · derivative · entry 6

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,883

Underlying: Common · 454,942 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 454,941 per quarter starting June 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 13, 2020 20:38 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
ConversionCommon Stock 357,486 $1.96 $700,672.56
Disclosure

SEC source: 0001493152-20-019394 · ownership.xml · nonDerivative · entry 2

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: 454,942 shares which vested net of 97,456 shares sold for tax purposes.

F4 · ownership.direct: Includes 53,875 shares owned by First State Capital, Inc., of which Mr. Okamoto is the beneficial owner.

Read SEC document
September 30, 2020 Filed Oct 19, 2020 21:52 UTC
Crawford JamesChief Operating Officer
Disposition to issuerRSUs · Derivative 61,337 $1.96 Strike: $0.00 $120,220.52
Disclosure

SEC source: 0001493152-20-019631 · ownership.xml · derivative · entry 6

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,674

Underlying: Common · 61,337 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 98,256 per quarter starting June 30, 2020.

Read SEC document
September 30, 2020 Filed Oct 19, 2020 21:52 UTC
Crawford JamesChief Operating Officer
ConversionCommon Stock 42,512 $1.96 $83,323.52
Disclosure

SEC source: 0001493152-20-019631 · ownership.xml · nonDerivative · entry 2

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 61,337 shares which vested net of 18,825 shares forfeited for tax purposes.

Read SEC document
September 30, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
Disposition to issuerRSUs · Derivative 98,256 $1.96 Strike: $0.00 $192,581.76
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · derivative · entry 7

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,511

Underlying: Common · 98,256 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 98,256 per quarter starting June 30, 2020.

Read SEC document
September 30, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
ConversionCommon Stock 72,765 $1.96 $142,619.40
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · nonDerivative · entry 2

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 98,256 shares which vested net of 25,491 shares forfeited for tax purposes.

Read SEC document
September 30, 2020 Filed Dec 2, 2020 21:21 UTC Disposition to issuerRSUs · Derivative 15,625 $1.96 Strike: $0.00 $30,625.00
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · derivative · entry 7

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common · 9,375 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 15,625 per quarter starting June 30, 2020.

Read SEC document
September 30, 2020 Filed Dec 2, 2020 21:21 UTC ConversionCommon 10,121 $1.96 $19,837.16
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · nonDerivative · entry 2

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 15,625 shares which vested net of shares forfeited for tax purposes.

Read SEC document
September 30, 2020 Filed Dec 3, 2020 21:30 UTC Disposition to issuerRSUs · Derivative 15,625 $1.96 Strike: $0.00 $30,625.00
Disclosure

SEC source: 0001493152-20-022914 · ownership.xml · derivative · entry 6

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common · 15,625 shares

Expires 2021-05-04

F2 · derivative.exercise_date: 15,625 shares which vested net of 5,725 shares forfeited for tax purposes.

Read SEC document
September 30, 2020 Filed Dec 3, 2020 21:30 UTC ConversionCommon Stock 10,081 $1.96 $19,758.76
Disclosure

SEC source: 0001493152-20-022914 · ownership.xml · nonDerivative · entry 2

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 15,625 shares which vested net of 5,544 shares forfeited for tax purposes.

Read SEC document
September 30, 2020 Filed Apr 13, 2021 15:49 UTC Disposition to issuerRSUs · Derivative 6,250 $1.96 Strike: $0.00 $12,250.00
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · derivative · entry 10

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
September 30, 2020 Filed Apr 13, 2021 15:49 UTC ConversionCommon Stock 6,250 $1.96 $12,250.00
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · nonDerivative · entry 2

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
September 30, 2020 Filed Apr 14, 2021 10:15 UTC Disposition to issuerRSUs · Derivative 15,625 $1.96 Strike: $0.00 $30,625.00
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · derivative · entry 10

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common · 15,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
September 30, 2020 Filed Apr 14, 2021 10:15 UTC ConversionCommon Stock 12,465 $1.96 $24,431.40
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · nonDerivative · entry 2

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
June 30, 2020 Filed Oct 13, 2020 20:38 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
Disposition to issuerRSUs · Derivative 454,942 $0.91 Strike: $0.00 $413,997.22
Disclosure

SEC source: 0001493152-20-019394 · ownership.xml · derivative · entry 5

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,825

Underlying: Common · 454,942 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 454,941 per quarter starting June 30, 2020.

Read SEC document
June 30, 2020 Filed Oct 13, 2020 20:38 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
ConversionCommon Stock 356,463 $0.91 $324,381.33
Disclosure

SEC source: 0001493152-20-019394 · ownership.xml · nonDerivative · entry 1

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 454,942 shares which vested net of 98,479 shares forfeited for tax purposes.

F4 · ownership.direct: Includes 53,875 shares owned by First State Capital, Inc., of which Mr. Okamoto is the beneficial owner.

Read SEC document
June 30, 2020 Filed Oct 19, 2020 21:52 UTC
Crawford JamesChief Operating Officer
Disposition to issuerRSUs · Derivative 61,337 $0.91 Strike: $0.00 $55,816.67
Disclosure

SEC source: 0001493152-20-019631 · ownership.xml · derivative · entry 5

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,011

Underlying: Common · 61,337 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 98,256 per quarter starting June 30, 2020.

Read SEC document
June 30, 2020 Filed Oct 19, 2020 21:52 UTC
Crawford JamesChief Operating Officer
ConversionCommon Stock 42,163 $0.91 $38,368.33
Disclosure

SEC source: 0001493152-20-019631 · ownership.xml · nonDerivative · entry 1

Crawford James · CIK 0001519557 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 61,337 shares which vested net of 19,174 shares forfeited for tax purposes.

Read SEC document
June 30, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
Disposition to issuerRSUs · Derivative 98,256 $0.91 Strike: $0.00 $89,412.96
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · derivative · entry 6

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,767

Underlying: Common · 98,256 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 98,256 per quarter starting June 30, 2020.

Read SEC document
June 30, 2020 Filed Dec 1, 2020 20:44 UTC
LIEBERMAN DAVID PHILIPDirector · Chief Financial Officer
ConversionCommon Stock 72,309 $0.91 $65,801.19
Disclosure

SEC source: 0001493152-20-022795 · ownership.xml · nonDerivative · entry 1

LIEBERMAN DAVID PHILIP · CIK 0001295471 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 98,256 shares which vested net of 25,947 shares forfeited for tax purposes.

Read SEC document
June 30, 2020 Filed Dec 2, 2020 21:21 UTC Disposition to issuerRSUs · Derivative 15,625 $0.91 Strike: $0.00 $14,218.75
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · derivative · entry 6

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common · 9,375 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 15,625 per quarter starting June 30, 2020.

Read SEC document
June 30, 2020 Filed Dec 2, 2020 21:21 UTC ConversionCommon 10,025 $0.91 $9,122.75
Disclosure

SEC source: 0001493152-20-022853 · ownership.xml · nonDerivative · entry 1

Rudolph Michael · CIK 0001475782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 15,625 shares which vested net of shares forfeited for tax purposes.

Read SEC document
June 30, 2020 Filed Dec 3, 2020 21:30 UTC Disposition to issuerRSUs · Derivative 15,625 $0.91 Strike: $0.00 $14,218.75
Disclosure

SEC source: 0001493152-20-022914 · ownership.xml · derivative · entry 5

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common · 15,625 shares

Expires 2021-05-04

F2 · derivative.exercise_date: 15,625 shares which vested net of 5,725 shares forfeited for tax purposes.

Read SEC document
June 30, 2020 Filed Dec 3, 2020 21:30 UTC ConversionCommon Stock 9,900 $0.91 $9,009.00
Disclosure

SEC source: 0001493152-20-022914 · ownership.xml · nonDerivative · entry 1

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 15,625 shares which vested net of 5,725 shares forfeited for tax purposes.

Read SEC document
June 30, 2020 Filed Apr 13, 2021 15:49 UTC Disposition to issuerRSUs · Derivative 6,250 $0.91 Strike: $0.00 $5,687.50
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · derivative · entry 9

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common · 6,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
June 30, 2020 Filed Apr 13, 2021 15:49 UTC ConversionCommon Stock 6,250 $0.91 $5,687.50
Disclosure

SEC source: 0001493152-21-008614 · ownership.xml · nonDerivative · entry 1

Berg Michael Carroll · CIK 0001756320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
June 30, 2020 Filed Apr 14, 2021 10:15 UTC Disposition to issuerRSUs · Derivative 15,625 $0.91 Strike: $0.00 $14,218.75
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · derivative · entry 9

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common · 15,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan.

F2 · derivative.exercise_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

F4 · derivative.exercise_date: Immediate vesting.

F2 · derivative.expiration_date: On the date in column 3, in connection with the Reporting Person's service as a director of the Corporation, the Reporting Person was granted an award as stated in those rows denoted as "A" in column 4, which immediately vested in those rows denoted as "D" in column 4.

Read SEC document
June 30, 2020 Filed Apr 14, 2021 10:15 UTC ConversionCommon Stock 12,335 $0.91 $11,224.85
Disclosure

SEC source: 0001493152-21-008689 · ownership.xml · nonDerivative · entry 1

Thiel Frederick G · CIK 0001567383 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount in column (4) is net of shares sold for tax purposes.

Read SEC document
May 04, 2020 Filed Oct 13, 2020 20:38 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
GrantRSUs · Derivative 1,819,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-019394 · ownership.xml · derivative · entry 4

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,819,767

Underlying: Common · 1,819,767 shares

Expires 2021-05-04

F2 · derivative.exercise_date: Vesting quarterly in equal amounts of 454,941 per quarter starting June 30, 2020.

Read SEC document
May 04, 2020 Filed Oct 13, 2020 20:38 UTC
OKAMOTO MERRICK DDirector · Chief Executive Officer
Disposition to issuerEmployee Stock Option (right to buy) · Derivative 5,000,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001493152-20-019394 · ownership.xml · derivative · entry 3

OKAMOTO MERRICK D · CIK 0001500893 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,000,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: Vesting fifty (50%) percent on the date of grant and twenty-five (25%) percent on each six (6) months anniversary of the date of grant provided awardee is still eligible under the Company's 2018 Equity Incentive Plan subject to acceleration following a change of control. Amount of shares listed is pre-the April 8, 2019 1:4 reverse stock split and equates to 1,250,000 shares post split. These were exchanged on 5/4/20 for an equivalent number of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.