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Nasdaq · USD

MAMA

Mama's Creations, Inc.

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Tapewire entity
5190
SEC CIK
0001520358
Parsed reports
117

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Nov 19, 2018 11:20 UTC Amendment OtherCommon Stock 7,653 $1.57 $11,999.90
Disclosure

SEC source: 0001493152-18-016399 · ownership.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,068

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F3 · kind: Services rendered as lead director of the company

Read SEC document
November 06, 2017 Filed Nov 9, 2017 22:46 UTC GrantCommon Stock 15,000 $1.38 $20,700.00
Disclosure

SEC source: 0001493152-17-012733 · form4.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,541

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F2 · kind: Mr. Burns was issued such shares in lieu of compensation for consultation services rendered.

Read SEC document
November 06, 2017 Filed Nov 14, 2017 21:42 UTC
OCHS LEWIS HChief Financial Officer
GrantStock Option · Derivative 24,000 $1.38 Strike: $1.38 $33,120.00
Disclosure

SEC source: 0001493152-17-013240 · form4.xml · derivative · entry 3

OCHS LEWIS H · CIK 0001567208 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2022-11-06

F1 · derivative.exercise_date: Exercisable 11/06/2017, 11/06/2018, and 11/06/2019, respectively.

Read SEC document
October 31, 2017 Filed Nov 9, 2017 17:52 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 25,825 $1.10 $28,500.47
Disclosure

SEC source: 0001493152-17-012735 · form4.xml · nonDerivative · entry 1

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,586,320

F1 · security: Shares owned by Carl Wolf are held by Carl Wolf and Marion Wolf as joint tenants.

F2 · kind: Mr. Wolf was issued such shares in lieu of management compensation.

Read SEC document
October 31, 2017 Filed Nov 9, 2017 22:51 UTC
Brown MatthewDirector · President and COO · 10% owner
OtherCommon Stock 16,310 $1.10 $17,999.72
Disclosure

SEC source: 0001493152-17-012734 · form4.xml · nonDerivative · entry 1

Brown Matthew · CIK 0001567548 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534,164

F1 · security: Shares are held jointly with Ms. Karen Wolf, Mr. Brown's wife. Mr. Brown maintains full voting control over the shares.

F2 · kind: Mr. Brown was issued such shares in lieu of management compensation.

Read SEC document
October 31, 2017 Filed Nov 9, 2017 22:46 UTC OtherCommon Stock 10,874 $1.10 $12,000.55
Disclosure

SEC source: 0001493152-17-012733 · form4.xml · nonDerivative · entry 2

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,415

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F3 · kind: Services rendered as lead director of the company

Read SEC document
July 31, 2017 Filed Aug 31, 2017 16:20 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 24,654 $1.16 $28,500.02
Disclosure

SEC source: 0001493152-17-010108 · form4.xml · nonDerivative · entry 1

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810,897

F1 · security: Shares owned by Carl Wolfare and Carl Wolf and Marion Wolf as joint tenants.

F2 · kind: Mr. Wolf was issued such shares in lieu of compensation for May - July 2017

Read SEC document
July 31, 2017 Filed Aug 31, 2017 20:35 UTC
OCHS LEWIS HChief Financial Officer
OtherCommon Stock 2,595 $1.16 $2,999.82
Disclosure

SEC source: 0001493152-17-010122 · form4.xml · nonDerivative · entry 1

OCHS LEWIS H · CIK 0001567208 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,985

F1 · kind: Mr. Ochs was issued such shares in lieu of compensation for May-July 2017

Read SEC document
July 31, 2017 Filed Aug 31, 2017 20:33 UTC OtherCommon Stock 5,190 $1.16 $5,999.64
Disclosure

SEC source: 0001493152-17-010120 · form4.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,581

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F2 · kind: Mr. Burns was issued such shares in lieu of compensation for Director Fees for May - July 2017

Read SEC document
July 31, 2017 Filed Aug 31, 2017 20:16 UTC
Brown MatthewDirector · President and COO · 10% owner
OtherCommon Stock 15,571 $1.16 $18,000.08
Disclosure

SEC source: 0001493152-17-010106 · form4.xml · nonDerivative · entry 1

Brown Matthew · CIK 0001567548 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,442,894

F1 · security: Shares are held jointly with Ms. Karen Wolf, Mr. Brown's wife. Mr. Brown maintains full voting control over the shares.

F2 · kind: Mr. Brown was issued such shares in lieu of compensation for May - July 2017

Read SEC document
July 27, 2017 Filed Aug 31, 2017 16:20 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
ConversionCommon Stock 740,744 $0.68 $500,002.20
Disclosure

SEC source: 0001493152-17-010108 · form4.xml · nonDerivative · entry 3

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares owned by Carl Wolfare and Carl Wolf and Marion Wolf as joint tenants.

F4 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 16:20 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 8,857 $1.08 $9,565.56
Disclosure

SEC source: 0001493152-17-010108 · form4.xml · nonDerivative · entry 2

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,819,754

F1 · security: Shares owned by Carl Wolfare and Carl Wolf and Marion Wolf as joint tenants.

F3 · kind: Dividend issued on Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:33 UTC ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-17-010120 · form4.xml · nonDerivative · entry 3

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F4 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:33 UTC OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-17-010120 · form4.xml · nonDerivative · entry 2

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,467

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F3 · kind: Dividend issued on Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:27 UTC
Janeway DeanDirector
ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-17-010113 · form4.xml · nonDerivative · entry 2

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:27 UTC
Janeway DeanDirector
OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-17-010113 · form4.xml · nonDerivative · entry 1

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,441

F1 · kind: Dividend issued on Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:24 UTC ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-17-010111 · form4.xml · nonDerivative · entry 2

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F3 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:24 UTC OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-17-010111 · form4.xml · nonDerivative · entry 1

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,490

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F2 · kind: Dividend issued On Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:16 UTC
Brown MatthewDirector · President and COO · 10% owner
ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-17-010106 · form4.xml · nonDerivative · entry 3

Brown Matthew · CIK 0001567548 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,517,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares are held jointly with Ms. Karen Wolf, Mr. Brown's wife. Mr. Brown maintains full voting control over the shares.

F4 · kind: Automatic conversion of Series A Preferred Stock.

Read SEC document
July 27, 2017 Filed Aug 31, 2017 20:16 UTC
Brown MatthewDirector · President and COO · 10% owner
OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-17-010106 · form4.xml · nonDerivative · entry 2

Brown Matthew · CIK 0001567548 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443,780

F1 · security: Shares are held jointly with Ms. Karen Wolf, Mr. Brown's wife. Mr. Brown maintains full voting control over the shares.

F3 · kind: Dividend issued on Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 14, 2018 14:36 UTC
Janeway DeanDirector
ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-18-015895 · ownership.xml · nonDerivative · entry 2

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 14, 2018 14:36 UTC
Janeway DeanDirector
OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-18-015895 · ownership.xml · nonDerivative · entry 1

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,441

F1 · kind: Dividend issued on Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 14, 2018 14:35 UTC ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-18-015892 · ownership.xml · nonDerivative · entry 2

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F3 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 14, 2018 14:35 UTC OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-18-015892 · ownership.xml · nonDerivative · entry 1

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,490

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F2 · kind: Dividend issued On Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 19, 2018 11:20 UTC Amendment
Janeway DeanDirector
ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-18-016400 · ownership.xml · nonDerivative · entry 2

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 19, 2018 11:20 UTC Amendment
Janeway DeanDirector
OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-18-016400 · ownership.xml · nonDerivative · entry 1

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,441

F1 · kind: Dividend issued on Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 19, 2018 11:20 UTC Amendment ConversionCommon Stock 74,074 $0.68 $49,999.95
Disclosure

SEC source: 0001493152-18-016398 · ownership.xml · nonDerivative · entry 2

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F3 · kind: Automatic conversion of Series A Preferred Stock

Read SEC document
July 27, 2017 Filed Nov 19, 2018 11:20 UTC Amendment OtherCommon Stock 886 $1.08 $956.88
Disclosure

SEC source: 0001493152-18-016398 · ownership.xml · nonDerivative · entry 1

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,490

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F2 · kind: Dividend issued On Series A Preferred Stock

Read SEC document
June 28, 2017 Filed Aug 31, 2017 20:33 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-17-010120 · form4.xml · derivative · entry 7

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F5 · derivative.exercise_date: Exercisable 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Aug 31, 2017 20:30 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-17-010116 · form4.xml · derivative · entry 4

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F1 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Aug 31, 2017 20:27 UTC
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-17-010113 · form4.xml · derivative · entry 6

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F3 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Aug 31, 2017 20:24 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-17-010111 · form4.xml · derivative · entry 6

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F4 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 9, 2017 22:46 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-17-012733 · form4.xml · derivative · entry 6

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F4 · derivative.exercise_date: Exercisable 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Apr 2, 2018 10:15 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-004327 · form4.xml · derivative · entry 6

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F4 · derivative.exercise_date: Exercisable 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 14, 2018 14:37 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-015896 · ownership.xml · derivative · entry 4

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F1 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 14, 2018 14:36 UTC
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-015895 · ownership.xml · derivative · entry 6

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F3 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 14, 2018 14:36 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-015894 · ownership.xml · derivative · entry 6

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F4 · derivative.exercise_date: Exercisable 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 14, 2018 14:35 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-015892 · ownership.xml · derivative · entry 6

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-27

F4 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 19, 2018 11:20 UTC Amendment
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-016400 · ownership.xml · derivative · entry 6

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-27

F3 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 19, 2018 11:20 UTC Amendment GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-016398 · ownership.xml · derivative · entry 6

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-27

F4 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 19, 2018 11:20 UTC Amendment GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-016399 · ownership.xml · derivative · entry 6

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-27

F4 · derivative.exercise_date: Exercisable 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Nov 19, 2018 11:20 UTC Amendment GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-18-016397 · ownership.xml · derivative · entry 4

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-27

F1 · derivative.exercise_date: Exercisable 25% on 8/1/2017, 11/1/2017, 2/1/2018 and 5/1/2018, respectively

Read SEC document
June 28, 2017 Filed Aug 5, 2020 20:28 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-20-014737 · ownership.xml · derivative · entry 6

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-28

Read SEC document
June 28, 2017 Filed Aug 5, 2020 20:26 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-20-014735 · ownership.xml · derivative · entry 6

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-27

Read SEC document
June 28, 2017 Filed Aug 5, 2020 20:24 UTC
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-20-014732 · ownership.xml · derivative · entry 6

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-24

Read SEC document
June 28, 2017 Filed Aug 5, 2020 20:22 UTC GrantStock Option · Derivative 25,000 $1.05 Strike: $1.05 $26,250.00
Disclosure

SEC source: 0001493152-20-014729 · ownership.xml · derivative · entry 4

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-27

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April 30, 2017 Filed Jun 6, 2017 13:54 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 10,527 $0.95 $10,000.65
Disclosure

SEC source: 0001493152-17-006236 · form4.xml · nonDerivative · entry 2

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786,243

F1 · security: Shares owned by Carl Wolfare and Carl Wolf and Marion Wolf as joint tenants.

F3 · kind: Dividend issued on Series A Preferred Stock

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April 30, 2017 Filed Jun 6, 2017 13:54 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 39,557 $0.95 $37,500.04
Disclosure

SEC source: 0001493152-17-006236 · form4.xml · nonDerivative · entry 1

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775,716

F1 · security: Shares owned by Carl Wolfare and Carl Wolf and Marion Wolf as joint tenants.

F2 · kind: Mr. Wolf was issued such shares in lieu of compensation for February - April 2017

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April 30, 2017 Filed Jun 6, 2017 13:49 UTC OtherCommon Stock 1,053 $0.95 $1,000.35
Disclosure

SEC source: 0001493152-17-006232 · form4.xml · nonDerivative · entry 2

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,725

F2 · kind: Dividend issued on Series A Preferred Stock

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April 30, 2017 Filed Jun 6, 2017 13:49 UTC OtherCommon Stock 2,637 $0.95 $2,499.88
Disclosure

SEC source: 0001493152-17-006232 · form4.xml · nonDerivative · entry 1

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,672

F1 · kind: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for February - April 2017

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.