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Nasdaq · USD

MAMA

Mama's Creations, Inc.

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Tapewire entity
5190
SEC CIK
0001520358
Parsed reports
117

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 18, 2023 Filed Oct 20, 2023 21:04 UTC
Janeway DeanDirector
GrantCommon Stock 11,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-037889 · ownership.xml · nonDerivative · entry 1

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,760

F2 · shares: The restricted stock units vest in full on the earlier of the first anniversary of the grant date or the date of the Company's 2024 annual meeting of stockholders.

F1 · price: Consists of a grant of restricted stock units to non-employee directors, each of which represents a contingent right to receive one share of MAMA common stock.

F2 · balance_after: The restricted stock units vest in full on the earlier of the first anniversary of the grant date or the date of the Company's 2024 annual meeting of stockholders.

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October 18, 2023 Filed Oct 20, 2023 21:03 UTC GrantCommon Stock 11,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-037888 · ownership.xml · nonDerivative · entry 1

Henson Meghan · CIK 0001839411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,299

F2 · shares: The restricted stock units vest in full on the earlier of the first anniversary of the grant date or the date of the Company's 2024 annual meeting of stockholders.

F1 · price: Consists of a grant of restricted stock units to non-employee directors, each of which represents a contingent right to receive one share of MAMA common stock.

F2 · balance_after: The restricted stock units vest in full on the earlier of the first anniversary of the grant date or the date of the Company's 2024 annual meeting of stockholders.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 01:41 UTC
Janeway DeanDirector
Exercise / conversionOptions, right to buy · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-23-029873 · ownership.xml · derivative · entry 6

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 01:41 UTC
Janeway DeanDirector
Exercise / conversionCommon Stock 25,000 $0.80 $20,000.00
Disclosure

SEC source: 0001493152-23-029873 · ownership.xml · nonDerivative · entry 3

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionOptions, right to buy · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-23-029874 · ownership.xml · derivative · entry 5

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionCommon Stock 25,000 $0.80 $20,000.00
Disclosure

SEC source: 0001493152-23-029874 · ownership.xml · nonDerivative · entry 2

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:05 UTC Exercise / conversionOptions, right to buy · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-23-029948 · ownership.xml · derivative · entry 6

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 20:05 UTC Exercise / conversionCommon Stock 25,000 $0.80 $20,000.00
Disclosure

SEC source: 0001493152-23-029948 · ownership.xml · nonDerivative · entry 3

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionOptions, right to buy · Derivative 25,000 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001493152-23-029872 · ownership.xml · derivative · entry 6

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionCommon Stock 25,000 $0.80 $20,000.00
Disclosure

SEC source: 0001493152-23-029872 · ownership.xml · nonDerivative · entry 3

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 14:43 UTC
WOLF CARL T10% owner
Disposition to issuerCommon Stock 7,272,523 $2.50 $18,181,307.50
Disclosure

SEC source: 0001493152-23-022745 · ownership.xml · nonDerivative · entry 1

WOLF CARL T · CIK 0000939747 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares owned by Carl Wolf, Carl Wolf and Marion Wolf as joint tenants and Wolf 2023 Family Trust.

Read SEC document
April 13, 2023 Filed Aug 23, 2023 20:05 UTC Exercise / conversionOptions, right to buy · Derivative 50,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-029948 · ownership.xml · derivative · entry 5

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2023 Filed Aug 23, 2023 20:05 UTC Tax withholdingCommon Stock 10,916 $1.79 $19,500.34
Disclosure

SEC source: 0001493152-23-029948 · ownership.xml · nonDerivative · entry 2

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,972

F1 · kind: Reflects shares of Mama's Creations, Inc. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 50,000 shares of Common Stock, pursuant to which 10,916 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 39,084 shares of Common Stock being issued to the Reporting Person on a net basis.

Read SEC document
April 13, 2023 Filed Aug 23, 2023 20:05 UTC Exercise / conversionCommon Stock 50,000 $0.39 $19,500.00
Disclosure

SEC source: 0001493152-23-029948 · ownership.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects shares of Mama's Creations, Inc. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 50,000 shares of Common Stock, pursuant to which 10,916 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 39,084 shares of Common Stock being issued to the Reporting Person on a net basis.

Read SEC document
March 27, 2023 Filed Aug 23, 2023 01:41 UTC
Janeway DeanDirector
Exercise / conversionOptions, right to buy · Derivative 50,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-029873 · ownership.xml · derivative · entry 5

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Aug 23, 2023 01:41 UTC
Janeway DeanDirector
Tax withholdingCommon Stock 10,611 $1.69 $17,910.31
Disclosure

SEC source: 0001493152-23-029873 · ownership.xml · nonDerivative · entry 2

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,461

F1 · kind: Reflects shares of Mama's Creations, Inc. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 50,000 shares of Common Stock, pursuant to which 10,611 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 39,389 shares of Common Stock being issued to the Reporting Person on a net basis.

Read SEC document
March 27, 2023 Filed Aug 23, 2023 01:41 UTC
Janeway DeanDirector
Exercise / conversionCommon Stock 50,000 $0.39 $19,500.00
Disclosure

SEC source: 0001493152-23-029873 · ownership.xml · nonDerivative · entry 1

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects shares of Mama's Creations, Inc. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 50,000 shares of Common Stock, pursuant to which 10,611 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 39,389 shares of Common Stock being issued to the Reporting Person on a net basis.

Read SEC document
March 07, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionOptions, right to buy · Derivative 50,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-029872 · ownership.xml · derivative · entry 5

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Aug 23, 2023 01:41 UTC Tax withholdingCommon Stock 11,553 $1.84 $21,232.10
Disclosure

SEC source: 0001493152-23-029872 · ownership.xml · nonDerivative · entry 2

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,348

F1 · kind: Reflects shares of Mama's Creations, Inc. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 50,000 shares of Common Stock, pursuant to which 11,553 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 38,447 shares of Common Stock being issued to the Reporting Person on a net basis.

Read SEC document
March 07, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionCommon Stock 50,000 $0.39 $19,500.00
Disclosure

SEC source: 0001493152-23-029872 · ownership.xml · nonDerivative · entry 1

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects shares of Mama's Creations, Inc. (the "Company") common stock ("Common Stock") acquired by the Reporting Person through the cashless exercise of options to acquire 50,000 shares of Common Stock, pursuant to which 11,553 shares of Common Stock were withheld by the Company on the date of the exercise to pay the exercise price and tax withholding obligations, resulting in 38,447 shares of Common Stock being issued to the Reporting Person on a net basis.

Read SEC document
March 07, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionOptions, right to buy · Derivative 50,000 $0.00 Strike: $0.39 $0.00
Disclosure

SEC source: 0001493152-23-029874 · ownership.xml · derivative · entry 4

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2023 Filed Aug 23, 2023 01:41 UTC Exercise / conversionCommon Stock 50,000 $0.39 $19,500.00
Disclosure

SEC source: 0001493152-23-029874 · ownership.xml · nonDerivative · entry 1

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 5, 2020 16:19 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 570,437 $1.00 $570,437.00
Disclosure

SEC source: 0001493152-20-014724 · ownership.xml · nonDerivative · entry 1

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174,933

F1 · security: Shares owned by Carl Wolf are held by Carl Wolf and Marion Wolf as joint tenants.

F2 · kind: Exercise of Warrant

Read SEC document
July 31, 2020 Filed Aug 5, 2020 20:28 UTC OtherCommon Stock 74,074 $1.00 $74,074.00
Disclosure

SEC source: 0001493152-20-014737 · ownership.xml · nonDerivative · entry 1

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,242

F1 · security: Securities held by Alfred D'Agostino and Alfred D'Agostino Revocable Living Trust 11/6/09.

F2 · kind: Exercise of Warrant

Read SEC document
July 31, 2020 Filed Aug 5, 2020 20:26 UTC OtherCommon Stock 74,074 $1.00 $74,074.00
Disclosure

SEC source: 0001493152-20-014735 · ownership.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351,310

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns and Milvia Burns.

F2 · kind: Exercise of Warrant

Read SEC document
July 31, 2020 Filed Aug 5, 2020 20:24 UTC
Janeway DeanDirector
OtherCommon Stock 74,074 $1.00 $74,074.00
Disclosure

SEC source: 0001493152-20-014732 · ownership.xml · nonDerivative · entry 1

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,003

F1 · kind: Exercise of Warrant

Read SEC document
July 31, 2020 Filed Aug 5, 2020 20:16 UTC
Brown MatthewDirector · President and COO · 10% owner
OtherCommon Stock 74,074 $1.00 $74,074.00
Disclosure

SEC source: 0001493152-20-014721 · ownership.xml · nonDerivative · entry 1

Brown Matthew · CIK 0001567548 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,737,329

F1 · security: Shares are held jointly with Ms. Karen Wolf, Mr. Brown's wife. Mr. Brown maintains full voting control over the shares.

F2 · kind: Exercise of Warrent

Read SEC document
July 31, 2019 Filed Aug 5, 2020 20:28 UTC GrantStock Option · Derivative 50,000 $0.52 Strike: $0.52 $26,000.00
Disclosure

SEC source: 0001493152-20-014737 · ownership.xml · derivative · entry 7

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-07-31

Read SEC document
July 31, 2019 Filed Aug 5, 2020 20:26 UTC GrantStock Option · Derivative 50,000 $0.52 Strike: $0.52 $26,000.00
Disclosure

SEC source: 0001493152-20-014735 · ownership.xml · derivative · entry 7

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-07-31

Read SEC document
July 31, 2019 Filed Aug 5, 2020 20:24 UTC
Janeway DeanDirector
GrantStock Option · Derivative 50,000 $0.52 Strike: $0.52 $26,000.00
Disclosure

SEC source: 0001493152-20-014732 · ownership.xml · derivative · entry 7

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-07-31

Read SEC document
July 31, 2019 Filed Aug 5, 2020 20:22 UTC GrantCommon Stock · Derivative 50,000 $0.52 Strike: $0.52 $26,000.00
Disclosure

SEC source: 0001493152-20-014729 · ownership.xml · derivative · entry 6

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2024-07-31

Read SEC document
September 04, 2018 Filed Nov 14, 2018 14:37 UTC GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-015896 · ownership.xml · derivative · entry 3

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-03

F2 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 14, 2018 14:36 UTC
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-015895 · ownership.xml · derivative · entry 5

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-03

F4 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 14, 2018 14:36 UTC GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-015894 · ownership.xml · derivative · entry 5

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2018-09-03

F5 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 14, 2018 14:35 UTC GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-015892 · ownership.xml · derivative · entry 5

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2018-09-03

F5 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 19, 2018 11:20 UTC Amendment
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-016400 · ownership.xml · derivative · entry 5

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

F4 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 19, 2018 11:20 UTC Amendment GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-016398 · ownership.xml · derivative · entry 5

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

F5 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 19, 2018 11:20 UTC Amendment GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-016399 · ownership.xml · derivative · entry 5

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

F5 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Nov 19, 2018 11:20 UTC Amendment GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-18-016397 · ownership.xml · derivative · entry 3

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

F2 · derivative.exercise_date: Exercisable 25% on 11/1/2018, 2/1/2019, 5/1/2019 and 8/1/2019, respectively.

Read SEC document
September 04, 2018 Filed Aug 5, 2020 20:28 UTC GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-20-014737 · ownership.xml · derivative · entry 5

D'Agostino Alfred · CIK 0001567556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-04

Read SEC document
September 04, 2018 Filed Aug 5, 2020 20:26 UTC GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-20-014735 · ownership.xml · derivative · entry 5

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-04

Read SEC document
September 04, 2018 Filed Aug 5, 2020 20:24 UTC
Janeway DeanDirector
GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-20-014732 · ownership.xml · derivative · entry 5

Janeway Dean · CIK 0001567282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-04

Read SEC document
September 04, 2018 Filed Aug 5, 2020 20:22 UTC GrantStock Option · Derivative 25,000 $0.80 Strike: $0.80 $20,000.00
Disclosure

SEC source: 0001493152-20-014729 · ownership.xml · derivative · entry 3

Toto Thomas G. · CIK 0001567480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2023-09-03

Read SEC document
March 13, 2018 Filed Apr 2, 2018 10:15 UTC OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004327 · form4.xml · nonDerivative · entry 2

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,068

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F2 · kind: Mr. Burns voluntarily cancelled 15,000 shares previously issued on 11/6/2017

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March 13, 2018 Filed Nov 14, 2018 14:36 UTC OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-015894 · ownership.xml · nonDerivative · entry 2

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,068

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F2 · kind: Mr. Burns voluntarily cancelled 15,000 shares previously issued on 11/6/2017

Read SEC document
March 13, 2018 Filed Nov 19, 2018 11:20 UTC Amendment OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-016399 · ownership.xml · nonDerivative · entry 2

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245,068

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F2 · kind: Mr. Burns voluntarily cancelled 15,000 shares previously issued on 11/6/2017

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January 31, 2018 Filed Apr 2, 2018 06:15 UTC
WOLF CARL TDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 18,176 $1.57 $28,499.97
Disclosure

SEC source: 0001493152-18-004329 · form4.xml · nonDerivative · entry 1

WOLF CARL T · CIK 0000939747 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,604,496

F1 · security: Shares owned by Carl Wolf are held by Carl Wolf and Marion Wolf as joint tenants.

F2 · kind: Mr. Wolf was issued such shares in lieu of management compensation.

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January 31, 2018 Filed Apr 2, 2018 10:15 UTC
Brown MatthewDirector · President and COO · 10% owner
OtherCommon Stock 11,480 $1.57 $18,000.64
Disclosure

SEC source: 0001493152-18-004328 · form4.xml · nonDerivative · entry 1

Brown Matthew · CIK 0001567548 · Director · President and COO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545,644

F1 · security: Shares are held jointly with Ms. Karen Wolf, Mr. Brown's wife. Mr. Brown maintains full voting control over the shares.

F2 · kind: Mr. Brown was issued such shares in lieu of management compensation.

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January 31, 2018 Filed Apr 2, 2018 10:15 UTC OtherCommon Stock 7,653 $1.57 $11,999.90
Disclosure

SEC source: 0001493152-18-004327 · form4.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,068

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F3 · kind: Services rendered as lead director of the company

Read SEC document
January 31, 2018 Filed Nov 14, 2018 14:36 UTC OtherCommon Stock 7,653 $1.57 $11,999.90
Disclosure

SEC source: 0001493152-18-015894 · ownership.xml · nonDerivative · entry 1

Burns Steven R. · CIK 0001567455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,068

F1 · security: Securities held in the name of Point Prospect, Inc. and Steven R. Burns.

F3 · kind: Services rendered as lead director of the company

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.