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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 57.072 $39.76 $2,269.18
Disclosure

SEC source: 0001415889-23-004587 · form4-03092023_040307.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,649.2601

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 130.366 $39.76 $5,183.35
Disclosure

SEC source: 0001415889-23-004585 · form4-03092023_040302.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,468.8908

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 48.257 $39.67 $1,914.36
Disclosure

SEC source: 0001415889-23-004585 · form4-03092023_040302.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,338.5248

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 126.789 $39.67 $5,029.72
Disclosure

SEC source: 0001415889-23-004589 · form4-03092023_040312.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,837.4779

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 60.5155 $39.67 $2,400.65
Disclosure

SEC source: 0001415889-23-004586 · form4-03092023_040305.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,256.3609

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 118.662 $39.67 $4,707.32
Disclosure

SEC source: 0001415889-23-004586 · form4-03092023_040305.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,195.8454

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 496.027 $39.67 $19,677.39
Disclosure

SEC source: 0001415889-23-004588 · form4-03092023_040309.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,896.6136

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 9 $39.67 $357.01
Disclosure

SEC source: 0001415889-23-004591 · form4-03092023_040318.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,689

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 179.817 $39.76 $7,149.52
Disclosure

SEC source: 0001415889-23-004591 · form4-03092023_040318.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,516.9229

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 70.443 $39.67 $2,794.47
Disclosure

SEC source: 0001415889-23-004591 · form4-03092023_040318.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,337.1059

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 38.555 $39.67 $1,529.48
Disclosure

SEC source: 0001415889-23-004594 · form4-03092023_040327.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,689.2097

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Parker Lance AVP, CHIEF ACCOUNTING OFFICER
OtherCommon Stock 46.3464 $39.67 $1,838.56
Disclosure

SEC source: 0001415889-23-004593 · form4-03092023_040324.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,744.7038

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 47.1376 $39.67 $1,869.95
Disclosure

SEC source: 0001415889-23-004590 · form4-03092023_040316.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,062.6284

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 185.511 $39.76 $7,375.92
Disclosure

SEC source: 0001415889-23-004592 · form4-03092023_040320.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,934.982

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 19.097 $39.67 $757.58
Disclosure

SEC source: 0001415889-23-004592 · form4-03092023_040320.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,749.471

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2023 Filed Mar 9, 2023 21:30 UTC OtherCommon Stock 49.09 $39.76 $1,951.82
Disclosure

SEC source: 0001415889-23-004584 · form4-03092023_040301.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,135.871

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:31 UTC OtherCommon Stock 156.569 $38.51 $6,029.47
Disclosure

SEC source: 0001415889-23-001577 · form4-01302023_040104.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,940.9677

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:31 UTC OtherCommon Stock 1,570.564 $38.81 $60,953.59
Disclosure

SEC source: 0001415889-23-001578 · form4-01302023_040111.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724,524.7217

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:31 UTC OtherCommon Stock 860.652 $38.81 $33,401.90
Disclosure

SEC source: 0001415889-23-001578 · form4-01302023_040111.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,954.1577

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:31 UTC OtherCommon Stock 12.5215 $38.81 $485.96
Disclosure

SEC source: 0001415889-23-001578 · form4-01302023_040111.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,093.5057

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 58.582 $38.51 $2,255.99
Disclosure

SEC source: 0001415889-23-001570 · form4-01302023_040128.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,592.1881

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 133.816 $38.51 $5,153.25
Disclosure

SEC source: 0001415889-23-001568 · form4-01302023_040117.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,290.2678

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 22.981 $38.81 $891.89
Disclosure

SEC source: 0001415889-23-001568 · form4-01302023_040117.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,156.4518

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 128.852 $38.81 $5,000.75
Disclosure

SEC source: 0001415889-23-001567 · form4-01302023_040111.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,710.6889

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 61.4999 $38.81 $2,386.81
Disclosure

SEC source: 0001415889-23-001569 · form4-01302023_040121.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,077.1834

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 120.593 $38.81 $4,680.21
Disclosure

SEC source: 0001415889-23-001569 · form4-01302023_040121.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,015.6835

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 504.096 $38.81 $19,563.97
Disclosure

SEC source: 0001415889-23-001571 · form4-01302023_040133.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,400.5866

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 9 $38.47 $346.19
Disclosure

SEC source: 0001415889-23-001574 · form4-01302023_040144.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,680

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 184.575 $38.51 $7,107.98
Disclosure

SEC source: 0001415889-23-001574 · form4-01302023_040144.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,266.6629

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 71.589 $38.81 $2,778.37
Disclosure

SEC source: 0001415889-23-001574 · form4-01302023_040144.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,082.0879

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:31 UTC
Parker Lance AVP, CHIEF ACCOUNTING OFFICER
OtherCommon Stock 47.1002 $38.81 $1,827.96
Disclosure

SEC source: 0001415889-23-001575 · form4-01302023_040152.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,698.3574

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:31 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 39.182 $38.81 $1,520.65
Disclosure

SEC source: 0001415889-23-001576 · form4-01302023_040157.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,650.6547

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 348.5692 $38.81 $13,527.97
Disclosure

SEC source: 0001415889-23-001573 · form4-01302023_040139.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,015.4908

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 50.389 $38.51 $1,940.48
Disclosure

SEC source: 0001415889-23-001565 · form4-01302023_040106.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,086.781

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 190.42 $38.51 $7,333.07
Disclosure

SEC source: 0001415889-23-001564 · form4-01302023_040102.xml · nonDerivative · entry 4

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,730.374

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 13, 2023 Filed Jan 30, 2023 21:30 UTC OtherCommon Stock 19.407 $38.81 $753.19
Disclosure

SEC source: 0001415889-23-001564 · form4-01302023_040102.xml · nonDerivative · entry 3

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,539.954

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 29, 2022 Filed Jan 11, 2023 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000807 · form4-01112023_040128.xml · nonDerivative · entry 3

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,581.8369

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:31 UTC OtherCommon Stock 73.198 $36.51 $2,672.46
Disclosure

SEC source: 0001415889-23-000813 · form4-01112023_040159.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,784.3987

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:31 UTC OtherCommon Stock 735.955 $36.71 $27,016.91
Disclosure

SEC source: 0001415889-23-000814 · form4-01112023_040106.xml · nonDerivative · entry 6

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,722,080.9842

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:31 UTC OtherCommon Stock 403.295 $36.71 $14,804.96
Disclosure

SEC source: 0001415889-23-000814 · form4-01112023_040106.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721,345.0292

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:31 UTC OtherCommon Stock 5.8676 $36.71 $215.40
Disclosure

SEC source: 0001415889-23-000814 · form4-01112023_040106.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,941.7342

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:30 UTC OtherCommon Stock 27.388 $36.51 $999.94
Disclosure

SEC source: 0001415889-23-000805 · form4-01112023_040117.xml · nonDerivative · entry 2

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,533.6061

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:30 UTC OtherCommon Stock 62.56 $36.51 $2,284.07
Disclosure

SEC source: 0001415889-23-000803 · form4-01112023_040107.xml · nonDerivative · entry 4

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,133.4708

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:30 UTC OtherCommon Stock 22.981 $36.71 $843.63
Disclosure

SEC source: 0001415889-23-000803 · form4-01112023_040107.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,070.9108

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 61.737 $36.71 $2,266.37
Disclosure

SEC source: 0001415889-23-000807 · form4-01112023_040128.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,081.8369

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 28, 2022 Filed Jan 11, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 28.8183 $36.71 $1,057.92
Disclosure

SEC source: 0001415889-23-000804 · form4-01112023_040112.xml · nonDerivative · entry 4

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,895.0905

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 28, 2022 Filed Jan 11, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 56.509 $36.71 $2,074.45
Disclosure

SEC source: 0001415889-23-000804 · form4-01112023_040112.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,866.2722

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 28, 2022 Filed Jan 11, 2023 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 236.216 $36.71 $8,671.49
Disclosure

SEC source: 0001415889-23-000806 · form4-01112023_040122.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,896.4906

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 28, 2022 Filed Jan 11, 2023 21:30 UTC OtherCommon Stock 86.291 $36.51 $3,150.48
Disclosure

SEC source: 0001415889-23-000809 · form4-01112023_040138.xml · nonDerivative · entry 5

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,010.4989

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 28, 2022 Filed Jan 11, 2023 21:30 UTC OtherCommon Stock 33.546 $36.71 $1,231.47
Disclosure

SEC source: 0001415889-23-000809 · form4-01112023_040138.xml · nonDerivative · entry 4

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,924.2079

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.