Last 12 months
Inside the activity.
2 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
GrantCommon Stock | 80,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006044 · form4-04042023_040411.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 482,858.6136 F1 · kind: Shares issued under the Main Street Capital Corporation 2022 Equity and Incentive Plan. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Morris Jesse EEVP , CFO AND COO
|
Tax withholdingCommon Stock | 20,039 | $39.46 | $790,738.94 |
DisclosureSEC source: 0001415889-23-006045 · form4-04042023_040416.xml · nonDerivative · entry 2 Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,960.6284 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2022 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Morris Jesse EEVP , CFO AND COO
|
GrantCommon Stock | 66,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006045 · form4-04042023_040416.xml · nonDerivative · entry 1 Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,999.6284 F1 · kind: Shares issued under the Main Street Capital Corporation 2022 Equity and Incentive Plan. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Meserve NicholasMANAGING DIRECTOR
|
Tax withholdingCommon Stock | 8,000 | $39.46 | $315,680.00 |
DisclosureSEC source: 0001415889-23-006046 · form4-04042023_040420.xml · nonDerivative · entry 2 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,639.2097 F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2022 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:45 UTC |
Meserve NicholasMANAGING DIRECTOR
|
GrantCommon Stock | 22,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006046 · form4-04042023_040420.xml · nonDerivative · entry 1 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,639.2097 F1 · kind: Shares issued under the Main Street Capital Corporation 2022 Equity and Incentive Plan. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 21:15 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
SaleCommon Stock | 5,894 | $39.45 | $232,532.45 |
DisclosureSEC source: 0001415889-23-005674 · form4-03312023_050301.xml · nonDerivative · entry 3 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,918.4779 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $39.405 to $39.530, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 21:20 UTC |
JACKSON JOHN EARLDirector
|
PurchaseCommon Stock | 3,000 | $39.20 | $117,585.00 |
DisclosureSEC source: 0001415889-23-005676 · form4-03312023_050301.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,516.9229 Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 21:15 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
SaleCommon Stock | 2,225 | $39.53 | $87,954.25 |
DisclosureSEC source: 0001415889-23-005674 · form4-03312023_050301.xml · nonDerivative · entry 2 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,812.4779 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $39.400 to $39.610, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:15 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
SaleCommon Stock | 6,800 | $39.41 | $267,954.00 |
DisclosureSEC source: 0001415889-23-005674 · form4-03312023_050301.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,037.4779 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $39.400 to $39.430 inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 21:15 UTC |
Meserve NicholasMANAGING DIRECTOR
|
SaleCommon Stock | 3,000 | $39.50 | $118,500.00 |
DisclosureSEC source: 0001415889-23-005640 · form4-03302023_050301.xml · nonDerivative · entry 1 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,689.2097 Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 120.947 | $39.45 | $4,771.36 |
DisclosureSEC source: 0001415889-23-006546 · form4-04142023_040423.xml · nonDerivative · entry 2 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,372.6987 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 1,224.7 | $39.38 | $48,228.69 |
DisclosureSEC source: 0001415889-23-006547 · form4-04142023_040426.xml · nonDerivative · entry 6 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,723,152.7762 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 671.156 | $39.38 | $26,430.12 |
DisclosureSEC source: 0001415889-23-006547 · form4-04142023_040426.xml · nonDerivative · entry 5 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,721,928.0762 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 9.7646 | $39.38 | $384.53 |
DisclosureSEC source: 0001415889-23-006547 · form4-04142023_040426.xml · nonDerivative · entry 4 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,721,256.9202 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
SHIVE DUNIA ADirector
|
OtherCommon Stock | 45.254 | $39.45 | $1,785.27 |
DisclosureSEC source: 0001415889-23-006539 · form4-04142023_040406.xml · nonDerivative · entry 2 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,753.7251 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 103.371 | $39.45 | $4,077.99 |
DisclosureSEC source: 0001415889-23-006536 · form4-04142023_040401.xml · nonDerivative · entry 4 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,795.2648 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 38.244 | $39.38 | $1,506.05 |
DisclosureSEC source: 0001415889-23-006536 · form4-04142023_040401.xml · nonDerivative · entry 3 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,691.8938 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 100.481 | $39.38 | $3,956.94 |
DisclosureSEC source: 0001415889-23-006541 · form4-04142023_040411.xml · nonDerivative · entry 2 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,135.0269 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 47.9591 | $39.38 | $1,888.63 |
DisclosureSEC source: 0001415889-23-006538 · form4-04142023_040403.xml · nonDerivative · entry 4 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,286.1715 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 94.041 | $39.38 | $3,703.33 |
DisclosureSEC source: 0001415889-23-006538 · form4-04142023_040403.xml · nonDerivative · entry 3 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,238.2124 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 393.106 | $39.38 | $15,480.51 |
DisclosureSEC source: 0001415889-23-006540 · form4-04142023_040408.xml · nonDerivative · entry 2 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,680.5756 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 7 | $39.39 | $275.73 |
DisclosureSEC source: 0001415889-23-006543 · form4-04142023_040416.xml · nonDerivative · entry 6 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 1,705 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 142.581 | $39.45 | $5,624.82 |
DisclosureSEC source: 0001415889-23-006543 · form4-04142023_040416.xml · nonDerivative · entry 4 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,974.1549 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 55.827 | $39.38 | $2,198.47 |
DisclosureSEC source: 0001415889-23-006543 · form4-04142023_040416.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,831.5739 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Meserve NicholasMANAGING DIRECTOR
|
OtherCommon Stock | 30.555 | $39.38 | $1,203.26 |
DisclosureSEC source: 0001415889-23-006545 · form4-04142023_040420.xml · nonDerivative · entry 2 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,709.3167 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 147.097 | $39.45 | $5,802.98 |
DisclosureSEC source: 0001415889-23-006544 · form4-04142023_040418.xml · nonDerivative · entry 4 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,309.27 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 15.134 | $39.38 | $595.98 |
DisclosureSEC source: 0001415889-23-006544 · form4-04142023_040418.xml · nonDerivative · entry 3 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,162.173 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 28, 2023 Filed Apr 14, 2023 20:30 UTC |
Morris Jesse EEVP , CFO AND COO
|
OtherCommon Stock | 37.357 | $39.38 | $1,471.12 |
DisclosureSEC source: 0001415889-23-006542 · form4-04142023_040413.xml · nonDerivative · entry 2 Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,046.3413 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 158.252 | $38.54 | $6,099.03 |
DisclosureSEC source: 0001415889-23-006546 · form4-04142023_040423.xml · nonDerivative · entry 1 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,251.7517 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 1,585.394 | $38.89 | $61,655.97 |
DisclosureSEC source: 0001415889-23-006547 · form4-04142023_040426.xml · nonDerivative · entry 3 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,721,247.1556 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 868.779 | $38.89 | $33,786.82 |
DisclosureSEC source: 0001415889-23-006547 · form4-04142023_040426.xml · nonDerivative · entry 2 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,719,661.7616 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 12.6398 | $38.89 | $491.56 |
DisclosureSEC source: 0001415889-23-006547 · form4-04142023_040426.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,718,792.9826 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
SHIVE DUNIA ADirector
|
OtherCommon Stock | 59.211 | $38.54 | $2,281.99 |
DisclosureSEC source: 0001415889-23-006539 · form4-04142023_040406.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,708.4711 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 135.254 | $38.54 | $5,212.69 |
DisclosureSEC source: 0001415889-23-006536 · form4-04142023_040401.xml · nonDerivative · entry 2 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,653.6498 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 49.505 | $38.89 | $1,925.25 |
DisclosureSEC source: 0001415889-23-006536 · form4-04142023_040401.xml · nonDerivative · entry 1 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,518.3958 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 130.068 | $38.89 | $5,058.34 |
DisclosureSEC source: 0001415889-23-006541 · form4-04142023_040411.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,034.5459 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 62.0795 | $38.89 | $2,414.27 |
DisclosureSEC source: 0001415889-23-006538 · form4-04142023_040403.xml · nonDerivative · entry 2 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,144.1714 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 121.731 | $38.89 | $4,734.12 |
DisclosureSEC source: 0001415889-23-006538 · form4-04142023_040403.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,082.0919 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 508.856 | $38.89 | $19,789.41 |
DisclosureSEC source: 0001415889-23-006540 · form4-04142023_040408.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,287.4696 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 9 | $38.21 | $343.89 |
DisclosureSEC source: 0001415889-23-006543 · form4-04142023_040416.xml · nonDerivative · entry 5 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 1,698 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 186.559 | $38.54 | $7,189.98 |
DisclosureSEC source: 0001415889-23-006543 · form4-04142023_040416.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,775.7469 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 72.265 | $38.89 | $2,810.39 |
DisclosureSEC source: 0001415889-23-006543 · form4-04142023_040416.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,589.1879 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Meserve NicholasMANAGING DIRECTOR
|
OtherCommon Stock | 39.552 | $38.89 | $1,538.18 |
DisclosureSEC source: 0001415889-23-006545 · form4-04142023_040420.xml · nonDerivative · entry 1 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,678.7617 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 192.466 | $38.54 | $7,417.64 |
DisclosureSEC source: 0001415889-23-006544 · form4-04142023_040418.xml · nonDerivative · entry 2 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,147.039 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 19.591 | $38.89 | $761.89 |
DisclosureSEC source: 0001415889-23-006544 · form4-04142023_040418.xml · nonDerivative · entry 1 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,954.573 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2023 Filed Apr 14, 2023 20:30 UTC |
Morris Jesse EEVP , CFO AND COO
|
OtherCommon Stock | 48.3559 | $38.89 | $1,880.56 |
DisclosureSEC source: 0001415889-23-006542 · form4-04142023_040413.xml · nonDerivative · entry 1 Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,008.9843 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2023 Filed Mar 9, 2023 21:30 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 152.532 | $39.76 | $6,064.67 |
DisclosureSEC source: 0001415889-23-004595 · form4-03092023_040331.xml · nonDerivative · entry 1 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,093.4997 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2023 Filed Mar 9, 2023 21:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 1,545.424 | $39.67 | $61,306.97 |
DisclosureSEC source: 0001415889-23-004596 · form4-03092023_040334.xml · nonDerivative · entry 3 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726,929.3428 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2023 Filed Mar 9, 2023 21:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 846.876 | $39.67 | $33,595.57 |
DisclosureSEC source: 0001415889-23-004596 · form4-03092023_040334.xml · nonDerivative · entry 2 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,383.9188 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2023 Filed Mar 9, 2023 21:30 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 12.3211 | $39.67 | $488.78 |
DisclosureSEC source: 0001415889-23-004596 · form4-03092023_040334.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724,537.0428 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.