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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2023 Filed Jan 11, 2024 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 40.072 $42.93 $1,720.29
Disclosure

SEC source: 0001415889-24-000994 · form4-01112024_040122.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,163.3937

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 48.9921 $42.93 $2,103.23
Disclosure

SEC source: 0001415889-24-000992 · form4-01112024_040118.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,601.501

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 205.244 $42.80 $8,784.44
Disclosure

SEC source: 0001415889-24-000990 · form4-01112024_040114.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,553.163

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 19.848 $42.93 $852.07
Disclosure

SEC source: 0001415889-24-000990 · form4-01112024_040114.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,347.919

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 178.092 $40.81 $7,267.93
Disclosure

SEC source: 0001415889-23-015626 · form4-11302023_041116.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,832.0697

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 1,681.626 $40.77 $68,559.89
Disclosure

SEC source: 0001415889-23-015633 · form4-11302023_041146.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,749,720.4881

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 997.18 $40.77 $40,655.03
Disclosure

SEC source: 0001415889-23-015633 · form4-11302023_041146.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,748,038.8621

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 13.4072 $40.77 $546.61
Disclosure

SEC source: 0001415889-23-015633 · form4-11302023_041146.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,747,041.6821

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 74.832 $40.81 $3,053.89
Disclosure

SEC source: 0001415889-23-015623 · form4-11302023_041101.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,317.2191

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 153.941 $40.81 $6,282.33
Disclosure

SEC source: 0001415889-23-015627 · form4-11302023_041122.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,575.8798

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 57.13 $40.77 $2,329.19
Disclosure

SEC source: 0001415889-23-015627 · form4-11302023_041122.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,421.9388

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 124.468 $40.77 $5,074.56
Disclosure

SEC source: 0001415889-23-015630 · form4-11302023_041137.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,188.3149

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 539.743 $40.77 $22,005.32
Disclosure

SEC source: 0001415889-23-015629 · form4-11302023_041133.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,006.9466

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 65.8489 $40.77 $2,684.66
Disclosure

SEC source: 0001415889-23-015628 · form4-11302023_041128.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,038.196

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 129.12 $40.77 $5,264.22
Disclosure

SEC source: 0001415889-23-015628 · form4-11302023_041128.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,972.3471

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 10 $40.86 $408.60
Disclosure

SEC source: 0001415889-23-015632 · form4-11302023_041143.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 1,779

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 208.561 $40.81 $8,511.37
Disclosure

SEC source: 0001415889-23-015632 · form4-11302023_041143.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,654.4509

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 81.273 $40.77 $3,313.50
Disclosure

SEC source: 0001415889-23-015632 · form4-11302023_041143.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,445.8899

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 41.953 $40.77 $1,710.42
Disclosure

SEC source: 0001415889-23-015631 · form4-11302023_041142.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,123.3217

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 214.02 $40.81 $8,734.16
Disclosure

SEC source: 0001415889-23-015625 · form4-11302023_041111.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,328.071

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC OtherCommon Stock 20.779 $40.77 $847.16
Disclosure

SEC source: 0001415889-23-015625 · form4-11302023_041111.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,114.051

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2023 Filed Nov 30, 2023 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 51.2921 $40.77 $2,091.18
Disclosure

SEC source: 0001415889-23-015624 · form4-11302023_041104.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,552.5089

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 182.039 $39.69 $7,225.13
Disclosure

SEC source: 0001415889-23-015086 · form4-11142023_041141.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,653.9777

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 1,716.787 $39.70 $68,156.44
Disclosure

SEC source: 0001415889-23-015088 · form4-11142023_041148.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,747,028.2749

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 1,018.03 $39.70 $40,415.79
Disclosure

SEC source: 0001415889-23-015088 · form4-11142023_041148.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,745,311.4879

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 13.6877 $39.70 $543.40
Disclosure

SEC source: 0001415889-23-015088 · form4-11142023_041148.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,293.4579

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 76.491 $39.69 $3,035.93
Disclosure

SEC source: 0001415889-23-015079 · form4-11142023_041113.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,242.3871

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 157.353 $39.69 $6,245.34
Disclosure

SEC source: 0001415889-23-015077 · form4-11142023_041101.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,364.8088

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 58.325 $39.70 $2,315.50
Disclosure

SEC source: 0001415889-23-015077 · form4-11142023_041101.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,207.4558

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 127.07 $39.70 $5,044.68
Disclosure

SEC source: 0001415889-23-015081 · form4-11142023_041124.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,063.8469

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 67.2257 $39.70 $2,668.86
Disclosure

SEC source: 0001415889-23-015078 · form4-11142023_041104.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,843.2271

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 131.82 $39.70 $5,233.25
Disclosure

SEC source: 0001415889-23-015078 · form4-11142023_041104.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,776.0014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 551.029 $39.70 $21,875.85
Disclosure

SEC source: 0001415889-23-015080 · form4-11142023_041121.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,467.2036

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 10 $40.03 $400.28
Disclosure

SEC source: 0001415889-23-015083 · form4-11142023_041133.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 1,769

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 213.184 $39.69 $8,461.27
Disclosure

SEC source: 0001415889-23-015083 · form4-11142023_041133.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,364.6169

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 82.972 $39.70 $3,293.99
Disclosure

SEC source: 0001415889-23-015083 · form4-11142023_041133.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,151.4329

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 218.764 $39.69 $8,682.74
Disclosure

SEC source: 0001415889-23-015084 · form4-11142023_041135.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,093.272

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC OtherCommon Stock 21.214 $39.70 $842.20
Disclosure

SEC source: 0001415889-23-015084 · form4-11142023_041135.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,874.508

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 42.83 $39.70 $1,700.35
Disclosure

SEC source: 0001415889-23-015085 · form4-11142023_041138.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,081.3687

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 13, 2023 Filed Nov 14, 2023 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 52.3645 $39.70 $2,078.87
Disclosure

SEC source: 0001415889-23-015082 · form4-11142023_041131.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,501.2168

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 208.841 $40.21 $8,397.50
Disclosure

SEC source: 0001415889-23-014281 · form4-10162023_041030.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,471.9387

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 1,973.464 $40.14 $79,214.84
Disclosure

SEC source: 0001415889-23-014282 · form4-10162023_041035.xml · nonDerivative · entry 6

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,279.7701

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 1,170.24 $40.14 $46,973.43
Disclosure

SEC source: 0001415889-23-014282 · form4-10162023_041035.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,742,306.3062

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 15.7339 $40.14 $631.56
Disclosure

SEC source: 0001415889-23-014282 · form4-10162023_041035.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741,136.0661

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 87.753 $40.21 $3,528.55
Disclosure

SEC source: 0001415889-23-014274 · form4-10162023_041005.xml · nonDerivative · entry 2

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,165.8961

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 180.521 $40.21 $7,258.75
Disclosure

SEC source: 0001415889-23-014272 · form4-10162023_041001.xml · nonDerivative · entry 4

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,149.1308

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 27, 2023 Filed Oct 16, 2023 20:30 UTC OtherCommon Stock 67.045 $40.14 $2,691.19
Disclosure

SEC source: 0001415889-23-014272 · form4-10162023_041001.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,968.6098

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 27, 2023 Filed Oct 16, 2023 20:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 146.068 $40.14 $5,863.17
Disclosure

SEC source: 0001415889-23-014276 · form4-10162023_041010.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,936.7769

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 27, 2023 Filed Oct 16, 2023 20:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 77.2767 $40.14 $3,101.89
Disclosure

SEC source: 0001415889-23-014273 · form4-10162023_041004.xml · nonDerivative · entry 4

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,644.1814

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 27, 2023 Filed Oct 16, 2023 20:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 151.529 $40.14 $6,082.37
Disclosure

SEC source: 0001415889-23-014273 · form4-10162023_041004.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,566.9047

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.