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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 1,631.02 $43.69 $71,259.26
Disclosure

SEC source: 0001415889-24-001812 · form4-01252024_040119.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,757,915.527

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 967.175 $43.69 $42,255.88
Disclosure

SEC source: 0001415889-24-001812 · form4-01252024_040119.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,284.507

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 13.0037 $43.69 $568.13
Disclosure

SEC source: 0001415889-24-001812 · form4-01252024_040119.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,755,317.332

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 72.517 $43.77 $3,174.07
Disclosure

SEC source: 0001415889-24-001811 · form4-01252024_040115.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,544.7351

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 149.177 $43.77 $6,529.48
Disclosure

SEC source: 0001415889-24-001813 · form4-01252024_040120.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,217.8148

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 55.411 $43.69 $2,420.91
Disclosure

SEC source: 0001415889-24-001813 · form4-01252024_040120.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,068.6378

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 120.722 $43.69 $5,274.34
Disclosure

SEC source: 0001415889-24-001805 · form4-01252024_040103.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,567.1899

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 63.8672 $43.69 $2,790.36
Disclosure

SEC source: 0001415889-24-001807 · form4-01252024_040106.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,631.6781

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 125.235 $43.69 $5,471.52
Disclosure

SEC source: 0001415889-24-001807 · form4-01252024_040106.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,567.8109

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 523.501 $43.69 $22,871.76
Disclosure

SEC source: 0001415889-24-001806 · form4-01252024_040103.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,649.9106

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 9 $43.99 $395.94
Disclosure

SEC source: 0001415889-24-001814 · form4-01252024_040124.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 1,797

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 202.106 $43.77 $8,846.18
Disclosure

SEC source: 0001415889-24-001814 · form4-01252024_040124.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,535.9349

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 78.827 $43.69 $3,443.95
Disclosure

SEC source: 0001415889-24-001814 · form4-01252024_040124.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,333.8289

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 207.397 $43.77 $9,077.77
Disclosure

SEC source: 0001415889-24-001808 · form4-01252024_040108.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,042.014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC OtherCommon Stock 20.154 $43.69 $880.53
Disclosure

SEC source: 0001415889-24-001808 · form4-01252024_040108.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,834.617

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 49.7485 $43.69 $2,173.51
Disclosure

SEC source: 0001415889-24-001810 · form4-01252024_040115.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,708.6405

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2024 Filed Jan 25, 2024 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 40.69 $43.69 $1,777.75
Disclosure

SEC source: 0001415889-24-001804 · form4-01252024_040101.xml · nonDerivative · entry 2

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,251.0247

F3 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 22:00 UTC
Meserve NicholasMANAGING DIRECTOR
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-000063 · form4-01022024_050101.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,123.3217

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 198.087 $43.42 $8,600.94
Disclosure

SEC source: 0001415889-24-000991 · form4-01112024_040116.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200.9457

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 1,881.582 $43.12 $81,133.82
Disclosure

SEC source: 0001415889-24-000985 · form4-01112024_040105.xml · nonDerivative · entry 6

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,755,304.3283

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 1,115.76 $43.12 $48,111.57
Disclosure

SEC source: 0001415889-24-000985 · form4-01112024_040105.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,422.7463

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 15.0012 $43.12 $646.85
Disclosure

SEC source: 0001415889-24-000985 · form4-01112024_040105.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,752,306.9863

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 83.235 $43.42 $3,614.06
Disclosure

SEC source: 0001415889-24-000993 · form4-01112024_040120.xml · nonDerivative · entry 2

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,472.2181

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 171.225 $43.42 $7,434.59
Disclosure

SEC source: 0001415889-24-000988 · form4-01112024_040111.xml · nonDerivative · entry 4

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,013.2268

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 63.924 $43.12 $2,756.40
Disclosure

SEC source: 0001415889-24-000988 · form4-01112024_040111.xml · nonDerivative · entry 3

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,842.0018

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 139.267 $43.12 $6,005.19
Disclosure

SEC source: 0001415889-24-000984 · form4-01112024_040101.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,446.4679

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 73.6788 $43.12 $3,177.03
Disclosure

SEC source: 0001415889-24-000986 · form4-01112024_040106.xml · nonDerivative · entry 4

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,442.5759

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 144.474 $43.12 $6,229.72
Disclosure

SEC source: 0001415889-24-000986 · form4-01112024_040106.xml · nonDerivative · entry 3

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,368.8971

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 603.922 $43.12 $26,041.12
Disclosure

SEC source: 0001415889-24-000989 · form4-01112024_040112.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,126.4096

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 231.978 $43.42 $10,072.48
Disclosure

SEC source: 0001415889-24-000987 · form4-01112024_040108.xml · nonDerivative · entry 4

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,255.0019

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 90.936 $43.12 $3,921.16
Disclosure

SEC source: 0001415889-24-000987 · form4-01112024_040108.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,023.0239

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
OtherCommon Stock 46.941 $43.12 $2,024.10
Disclosure

SEC source: 0001415889-24-000994 · form4-01112024_040122.xml · nonDerivative · entry 2

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,210.3347

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC
Morris Jesse EEVP , CFO AND COO
OtherCommon Stock 57.391 $43.12 $2,474.70
Disclosure

SEC source: 0001415889-24-000992 · form4-01112024_040118.xml · nonDerivative · entry 2

Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,658.892

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 238.05 $43.42 $10,336.13
Disclosure

SEC source: 0001415889-24-000990 · form4-01112024_040114.xml · nonDerivative · entry 4

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,814.463

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 23.25 $43.12 $1,002.54
Disclosure

SEC source: 0001415889-24-000990 · form4-01112024_040114.xml · nonDerivative · entry 3

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,576.413

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 20, 2023 Filed Jan 25, 2024 21:30 UTC
Meserve NicholasMANAGING DIRECTOR
SaleCommon Stock 6,000 $43.01 $258,084.00
Disclosure

SEC source: 0001415889-24-001804 · form4-01252024_040101.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,210.3347

F1 · kind: Transaction reported late due to an administrative error.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $43.00 to $43.07, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 170.789 $42.80 $7,309.77
Disclosure

SEC source: 0001415889-24-000991 · form4-01112024_040116.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,002.8587

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 1,606.221 $42.93 $68,955.07
Disclosure

SEC source: 0001415889-24-000985 · form4-01112024_040105.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,752,291.9851

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 952.47 $42.93 $40,889.54
Disclosure

SEC source: 0001415889-24-000985 · form4-01112024_040105.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,685.7641

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 12.806 $42.93 $549.76
Disclosure

SEC source: 0001415889-24-000985 · form4-01112024_040105.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,749,733.2941

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 71.764 $42.80 $3,071.50
Disclosure

SEC source: 0001415889-24-000993 · form4-01112024_040120.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,388.9831

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 147.629 $42.80 $6,318.52
Disclosure

SEC source: 0001415889-24-000988 · form4-01112024_040111.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,778.0778

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 54.569 $42.93 $2,342.65
Disclosure

SEC source: 0001415889-24-000988 · form4-01112024_040111.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,630.4488

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC
Beauvais Jason BEVP, GC, CCO, SECRETARY
OtherCommon Stock 118.886 $42.93 $5,103.78
Disclosure

SEC source: 0001415889-24-000984 · form4-01112024_040101.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,307.2009

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2023 Filed Jan 11, 2024 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 62.8961 $42.93 $2,700.13
Disclosure

SEC source: 0001415889-24-000986 · form4-01112024_040106.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,224.4231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2023 Filed Jan 11, 2024 21:30 UTC
Magdol David L.PRESIDENT, CIO AND SMD
OtherCommon Stock 123.331 $42.93 $5,294.60
Disclosure

SEC source: 0001415889-24-000986 · form4-01112024_040106.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,161.527

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2023 Filed Jan 11, 2024 21:30 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 515.541 $42.93 $22,132.18
Disclosure

SEC source: 0001415889-24-000989 · form4-01112024_040112.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,522.4876

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 9 $42.94 $386.46
Disclosure

SEC source: 0001415889-24-000987 · form4-01112024_040108.xml · nonDerivative · entry 5

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 1,788

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 200.009 $42.80 $8,560.39
Disclosure

SEC source: 0001415889-24-000987 · form4-01112024_040108.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,932.0879

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2023 Filed Jan 11, 2024 21:30 UTC OtherCommon Stock 77.628 $42.93 $3,332.57
Disclosure

SEC source: 0001415889-24-000987 · form4-01112024_040108.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,732.0789

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.