Last 12 months
Inside the activity.
30 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 14 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 6, 2023 11:19 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 45 | $4.42 | $198.90 |
DisclosureSEC source: 0001127602-23-008972 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,159 F1 · shares: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · shares: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 11:32 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 282 | $4.48 | $1,263.36 |
DisclosureSEC source: 0001127602-23-008066 · form4.xml · nonDerivative · entry 2 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,114 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.43 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 11:10 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 198 | $4.48 | $887.04 |
DisclosureSEC source: 0001127602-23-008532 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 517,583 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.43 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 11:38 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 1,619 | $4.48 | $7,253.12 |
DisclosureSEC source: 0001127602-23-007701 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 517,385 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.43 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 11:32 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,275 | $4.49 | $5,724.75 |
DisclosureSEC source: 0001127602-23-008066 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,832 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.43 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 11:38 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 219 | $4.47 | $978.93 |
DisclosureSEC source: 0001127602-23-007701 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 515,766 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.45 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 11:42 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 1,073 | $4.48 | $4,807.04 |
DisclosureSEC source: 0001127602-23-006606 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 515,547 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 11:42 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 228 | $4.49 | $1,023.72 |
DisclosureSEC source: 0001127602-23-006606 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 514,474 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.41 to $4.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 11:56 UTC |
Guerrero RamiroDirector
|
PurchaseCommon Stock | 50 | $4.25 | $212.50 |
DisclosureSEC source: 0001127602-23-006045 · form4.xml · nonDerivative · entry 2 Guerrero Ramiro · CIK 0001913253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,524.04 F1 · shares: The purchases in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Guerrrero that is intended to comply with the Rule 10b5-1(c) promulgated under the Securites Exchange Act of 1934, as amended. F1 · price: The purchases in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Guerrrero that is intended to comply with the Rule 10b5-1(c) promulgated under the Securites Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.24 to $4.25, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 11:58 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 75 | $4.25 | $318.75 |
DisclosureSEC source: 0001127602-23-006047 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 514,246 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 11:54 UTC |
Luput CristianDirector
|
PurchaseCommon Stock | 76 | $4.24 | $322.24 |
DisclosureSEC source: 0001127602-23-006043 · form4.xml · nonDerivative · entry 2 Luput Cristian · CIK 0001913350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,730 F1 · price: The purchases in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Luput that is intended to comply with the Rule 10b5-1(c) promulgated under the Securites Exchanage Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.23 to $4.25, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 11:24 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 73 | $4.25 | $310.25 |
DisclosureSEC source: 0001127602-23-006340 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,557 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.24 to $4.25, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 11:05 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 10 | $4.25 | $42.50 |
DisclosureSEC source: 0001127602-23-005727 · form4.xml · nonDerivative · entry 2 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,484 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 11:56 UTC |
Guerrero RamiroDirector
|
PurchaseCommon Stock | 10 | $4.25 | $42.50 |
DisclosureSEC source: 0001127602-23-006045 · form4.xml · nonDerivative · entry 1 Guerrero Ramiro · CIK 0001913253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,474.04 F1 · price: The purchases in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Guerrrero that is intended to comply with the Rule 10b5-1(c) promulgated under the Securites Exchange Act of 1934, as amended. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 11:58 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 62 | $4.25 | $263.50 |
DisclosureSEC source: 0001127602-23-006047 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 514,171 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 11:54 UTC |
Luput CristianDirector
|
PurchaseCommon Stock | 58 | $4.25 | $246.50 |
DisclosureSEC source: 0001127602-23-006043 · form4.xml · nonDerivative · entry 1 Luput Cristian · CIK 0001913350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,654 F1 · price: The purchases in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Luput that is intended to comply with the Rule 10b5-1(c) promulgated under the Securites Exchanage Act of 1934, as amended. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 11:46 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 10 | $4.25 | $42.50 |
DisclosureSEC source: 0001127602-23-005440 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 514,109 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 11:44 UTC |
Luput CristianDirector
|
PurchaseCommon Stock | 10 | $4.25 | $42.50 |
DisclosureSEC source: 0001127602-23-005438 · form4.xml · nonDerivative · entry 2 Luput Cristian · CIK 0001913350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,596 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of Mr. Luput that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 11:05 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 10 | $4.25 | $42.50 |
DisclosureSEC source: 0001127602-23-005727 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,474 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 11:46 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 198 | $4.25 | $841.50 |
DisclosureSEC source: 0001127602-23-005440 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 514,099 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 11:44 UTC |
Luput CristianDirector
|
PurchaseCommon Stock | 14 | $4.25 | $59.50 |
DisclosureSEC source: 0001127602-23-005438 · form4.xml · nonDerivative · entry 1 Luput Cristian · CIK 0001913350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,586 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of Mr. Luput that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 11:58 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 337 | $4.25 | $1,432.25 |
DisclosureSEC source: 0001127602-23-005031 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 513,901 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.24 to $4.25, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 12:00 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 343 | $4.24 | $1,454.32 |
DisclosureSEC source: 0001127602-23-005033 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,464 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.20 to $4.25, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 12:15 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 227 | $4.24 | $962.48 |
DisclosureSEC source: 0001127602-23-002395 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 513,564 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.18 to $4.25, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 12:15 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 9 | $4.25 | $38.25 |
DisclosureSEC source: 0001127602-23-002395 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 513,337 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 12:11 UTC |
Luput CristianDirector
|
PurchaseCommon Stock | 504 | $3.88 | $1,955.52 |
DisclosureSEC source: 0001127602-23-001508 · form4.xml · nonDerivative · entry 1 Luput Cristian · CIK 0001913350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,572 F1 · price: The purchases in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Luput that is intended to comply with the Rule 10b5-1(c) promulgated under the Securites Exchanage Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.77 to $4.00, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 13:58 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,266 | $3.68 | $4,658.88 |
DisclosureSEC source: 0001127602-23-001010 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,121 F1 · shares: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · shares: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.59 to $3.75, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 12:29 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,324 | $3.64 | $8,459.36 |
DisclosureSEC source: 0001127602-23-000224 · form4.xml · nonDerivative · entry 2 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,855 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.51 to $3.70, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 12:42 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 500 | $3.50 | $1,750.00 |
DisclosureSEC source: 0001127602-23-000002 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 513,328 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 23:18 UTC |
Louie Ngar YeeDirector
|
GrantStock Options · Derivative | 4,568 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001127602-23-000683 · form4.xml · derivative · entry 1 Louie Ngar Yee · CIK 0001913264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,568 Underlying: Common Stock · 4,568 shares Expires 2032-12-30 F1 · derivative.exercise_date: The stock options, granted on December 30, 2022 pursuant to MAIA Biotechnology, Inc's 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the grant and are exercisable beginning as of that date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:52 UTC |
CHAOUKI STEVEN MDirector
|
GrantStock Options · Derivative | 3,045 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001127602-23-000654 · form4.xml · derivative · entry 1 CHAOUKI STEVEN M · CIK 0001776865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045 Underlying: Common Stock · 3,045 shares Expires 2032-12-30 F1 · derivative.exercise_date: The stock options, granted on December 30, 2022 pursuant to MAIA Biotechnology, Inc's 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the grant and are exercisable beginning as of that date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:50 UTC |
Smith StanDirector
|
GrantStock Options · Derivative | 3,807 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001127602-23-000649 · form4.xml · derivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 3,807 Underlying: Common Stock · 3,807 shares Expires 2032-12-30 F1 · derivative.exercise_date: The stock options, granted on December 30, 2022 pursuant to MAIA Biotechnology, Inc's 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the grant and are exercisable beginning as of that date. F2 · ownership.nature: These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:49 UTC |
Guerrero RamiroDirector
|
GrantStock Options · Derivative | 3,045 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001127602-23-000647 · form4.xml · derivative · entry 1 Guerrero Ramiro · CIK 0001913253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045 Underlying: Common Stock · 3,045 shares Expires 2032-12-30 F1 · derivative.exercise_date: The stock options, granted on December 30, 2022 pursuant to MAIA Biotechnology, Inc's 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the grant and are exercisable beginning as of that date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:48 UTC |
Luput CristianDirector
|
GrantStock Options · Derivative | 3,045 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001127602-23-000645 · form4.xml · derivative · entry 1 Luput Cristian · CIK 0001913350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045 Underlying: Common Stock · 3,045 shares Expires 2032-12-30 F1 · derivative.exercise_date: The stock options, granted on December 30, 2022 pursuant to MAIA Biotechnology, Inc's 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the grant and are exercisable beginning as of that date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 22:47 UTC |
Vlad LaurentiuDirector
|
GrantStock Options · Derivative | 3,045 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001127602-23-000643 · form4.xml · derivative · entry 1 Vlad Laurentiu · CIK 0001913254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045 Underlying: Common Stock · 3,045 shares Expires 2032-12-30 F1 · derivative.exercise_date: The stock options, granted on December 30, 2022 pursuant to MAIA Biotechnology, Inc's 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest 100% on the date of the grant and are exercisable beginning as of that date. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 12:29 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 410 | $3.50 | $1,435.00 |
DisclosureSEC source: 0001127602-23-000224 · form4.xml · nonDerivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789,531 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan for Mr. Vitoc that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 12:42 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 1,471 | $3.49 | $5,133.79 |
DisclosureSEC source: 0001127602-23-000002 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 512,828 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.46 to $3.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 12:43 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 1,266 | $3.41 | $4,317.06 |
DisclosureSEC source: 0001127602-22-028331 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 511,357 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.345 to $3.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 12:43 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 604 | $3.38 | $2,041.52 |
DisclosureSEC source: 0001127602-22-028331 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 510,091 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.29 to $3.485 inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 13:32 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 981 | $3.45 | $3,384.45 |
DisclosureSEC source: 0001127602-22-028285 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 509,487 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.35 to $3.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 13:32 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 731 | $3.34 | $2,441.54 |
DisclosureSEC source: 0001127602-22-028285 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 508,506 F1 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.25 to $3.42, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F1 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 13:00 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 399 | $3.43 | $1,368.57 |
DisclosureSEC source: 0001127602-22-028136 · form4.xml · nonDerivative · entry 2 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 507,775 F2 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.30 to $3.50, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 13:00 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 4,048 | $3.53 | $14,289.44 |
DisclosureSEC source: 0001127602-22-028136 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 507,376 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.42 to $3.70, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of the Issuer, or to the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · price: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. F2 · ownership.nature: The purchases reported in this Form 4 were automatically effected pursuant to a previously executed purchasing plan of The Stan V. Smith Trust Dated 1993 that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 22:36 UTC |
Gryaznov SergeiChief Scientific Officer
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001127602-22-027093 · form4.xml · derivative · entry 2 Gryaznov Sergei · CIK 0001913228 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2031-04-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents an option to purchase shares of Common Stock granted pursuant to the 2020 Equity Incentive Plan. These options vest in 36 equal monthly instalments beginning on January 1, 2021. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 22:36 UTC |
Gryaznov SergeiChief Scientific Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.83 | $18,300.00 |
DisclosureSEC source: 0001127602-22-027093 · form4.xml · nonDerivative · entry 1 Gryaznov Sergei · CIK 0001913228 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2022 Filed Jan 12, 2026 13:44 UTC |
Smith StanDirector
|
PurchaseCommon Stock | 2,700 | $3.69 | $9,958.68 |
DisclosureSEC source: 0001878313-26-000021 · form4.xml · nonDerivative · entry 1 Smith Stan · CIK 0001913199 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,424,178 F1 · ownership.nature: These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 15:21 UTC |
Gryaznov SergeiChief Scientific Officer
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001127602-22-022740 · form4.xml · derivative · entry 1 Gryaznov Sergei · CIK 0001913228 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-09-16 F1 · derivative.exercise_date: The stock options, granted on September 16, 2022 pursuant to MAIA Biotechnology, Inc.'s 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest on a 4-year vesting schedule, with 25% of the options to vest on the first anniversary of the date of grant and the remaining options to vest ratably monthly thereafter for 36 months. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 15:18 UTC |
Vitoc VladDirector · Chief Executive Officer · 10% owner
|
GrantStock Options · Derivative | 200,000 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001127602-22-022739 · form4.xml · derivative · entry 1 Vitoc Vlad · CIK 0001913257 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2032-09-16 F1 · derivative.exercise_date: The stock options, granted on September 16, 2022 pursuant to MAIA Biotechnology, Inc.'s 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest on a 4-year vesting schedule, with 25% of the options to vest on the first anniversary of the date of grant and the remaining options to vest ratably monthly thereafter for 36 months. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 15:17 UTC |
MCGUIRE JOSEPH FChief Financial Officer
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001127602-22-022738 · form4.xml · derivative · entry 1 MCGUIRE JOSEPH F · CIK 0001243988 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-09-16 F1 · derivative.exercise_date: The stock options, granted on September 16, 2022 pursuant to MAIA Biotechnology, Inc.'s 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest on a 4-year vesting schedule, with 25% of the options to vest on the first anniversary of the date of grant and the remaining options to vest ratably monthly thereafter for 36 months. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 15:13 UTC |
Obrocea MihailChief Medical Officer
|
GrantStock Options · Derivative | 100,000 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001127602-22-022737 · form4.xml · derivative · entry 1 Obrocea Mihail · CIK 0001913265 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-09-16 F1 · derivative.exercise_date: The stock options, granted on September 16, 2022 pursuant to MAIA Biotechnology, Inc.'s 2021 Equity Incentive Plan, representing the right to buy shares of common stock, vest on a 4-year vesting schedule, with 25% of the options to vest on the first anniversary of the date of grant and the remaining options to vest ratably monthly thereafter for 36 months. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.