Last 12 months
Inside the activity.
1 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2022 Filed Mar 28, 2022 23:05 UTC |
Watson Noel BertramChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 388,197 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001286139-22-000058 · wf-form4_164850872932309.xml · derivative · entry 2 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,197 Underlying: Common Stock · 388,197 shares Expires 2032-03-26 F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:05 UTC |
Watson Noel BertramChief Financial Officer
|
GrantCommon Stock (RSUs) | 155,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000058 · wf-form4_164850872932309.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,794 F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:06 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 388,197 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001286139-22-000059 · wf-form4_164850874830944.xml · derivative · entry 2 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,197 Underlying: Common Stock · 388,197 shares Expires 2032-03-26 F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:06 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
GrantCommon Stock (RSUs) | 155,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000059 · wf-form4_164850874830944.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,683 F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:05 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 776,397 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001286139-22-000057 · wf-form4_164850871334417.xml · derivative · entry 2 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,397 Underlying: Common Stock · 776,397 shares Expires 2032-03-26 F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:05 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
GrantCommon Stock (RSUs) | 310,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000057 · wf-form4_164850871334417.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,630 F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:05 UTC |
Miller NicoleGeneral Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 242,622 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001286139-22-000056 · wf-form4_164850869358365.xml · derivative · entry 2 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,622 Underlying: Common Stock · 242,622 shares Expires 2032-03-26 F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:05 UTC |
Miller NicoleGeneral Counsel
|
GrantCommon Stock (RSUs) | 97,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000056 · wf-form4_164850869358365.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,542 F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:04 UTC |
Preece RichardChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 388,197 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001286139-22-000055 · wf-form4_164850867469042.xml · derivative · entry 2 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,197 Underlying: Common Stock · 388,197 shares Expires 2032-03-26 F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 26, 2022 Filed Mar 28, 2022 23:04 UTC |
Preece RichardChief Operating Officer
|
GrantCommon Stock (RSUs) | 155,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000055 · wf-form4_164850867469042.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,209 F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 21:47 UTC |
Whiteley SivanDirector
|
GrantCommon Stock (RSUs) | 2,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000036 · wf-form4_164789920763062.xml · nonDerivative · entry 2 Whiteley Sivan · CIK 0001735067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,246 F2 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the issuer's next annual meeting of stockholders and (b) the next June 1, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 21:47 UTC |
Whiteley SivanDirector
|
GrantCommon Stock (RSUs) | 13,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000036 · wf-form4_164789920763062.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,477 F1 · shares: The Restricted Stock Units (RSUs) vest annually over three (3) years, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:02 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 19,800 | $14.98 | $296,544.60 |
DisclosureSEC source: 0001286139-22-000020 · wf-form4_164565376264178.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,182 F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.57 to $15.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 394,515 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 22:02 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 5,712 | $14.84 | $84,766.08 |
DisclosureSEC source: 0001286139-22-000019 · wf-form4_164565372750081.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,493 F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021. F2 · balance_after: As of the date of this filing, includes 139,493 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 18, 2022 23:49 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 12,023 | $16.00 | $192,380.02 |
DisclosureSEC source: 0001286139-22-000014 · wf-form4_164522817038801.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,982 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 31,823 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 394,515 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 18, 2022 23:50 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 13,842 | $16.00 | $221,485.84 |
DisclosureSEC source: 0001286139-22-000016 · wf-form4_164522822400587.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,001 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 25,458 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 299,404 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 18, 2022 23:50 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 4,461 | $16.00 | $71,380.46 |
DisclosureSEC source: 0001286139-22-000015 · wf-form4_164522820139948.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,394 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 11,072 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide theIssuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthabove. F3 · balance_after: As of the date of this filing, includes 148,930 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 18, 2022 Filed Feb 18, 2022 23:49 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 3,835 | $16.00 | $61,363.84 |
DisclosureSEC source: 0001286139-22-000013 · wf-form4_164522815290200.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,205 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 9,547 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 139,493 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 22:30 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 34,678 | $15.84 | $549,230.16 |
DisclosureSEC source: 0001209191-21-070614 · doc4.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,040 F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.36 to $16.42, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, represents 149,040 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 02:10 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 69,466 | $15.65 | $1,087,351.30 |
DisclosureSEC source: 0001209191-21-070096 · doc4.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,005 F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $16.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 426,338 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 667 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 02:20 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 57,977 | $17.26 | $1,000,625.04 |
DisclosureSEC source: 0001209191-21-068634 · doc4.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,843 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 127,291 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 324,862 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 667 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 02:10 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 8,751 | $17.26 | $151,033.51 |
DisclosureSEC source: 0001209191-21-068631 · doc4.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,718 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 19,093 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 149,040 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| December 06, 2021 Filed Dec 9, 2021 02:15 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 11,459 | $17.26 | $197,770.88 |
DisclosureSEC source: 0001209191-21-068632 · doc4.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,855 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 22,143 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 160,002 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 667 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 02:35 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 57,825 | $17.93 | $1,036,513.13 |
DisclosureSEC source: 0001209191-21-068234 · doc4.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,804 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 127,291 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.395 to $18.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 426,338 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 02:30 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 27,928 | $17.93 | $500,609.40 |
DisclosureSEC source: 0001209191-21-068232 · doc4.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,647 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 66,430 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.395 to $18.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 160,002 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| December 02, 2021 Filed Dec 7, 2021 02:25 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 13,851 | $17.93 | $248,279.18 |
DisclosureSEC source: 0001209191-21-068224 · doc4.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,469 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 38,187 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.395 to $18.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 149,040 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| August 02, 2021 Filed Aug 20, 2021 21:25 UTC |
Hamren ElizabethDirector
|
GrantCommon Stock (RSUs) | 4,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052808 · doc4.xml · nonDerivative · entry 2 Hamren Elizabeth · CIK 0001879287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,946 F2 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the next June 1, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| August 02, 2021 Filed Aug 20, 2021 21:25 UTC |
Hamren ElizabethDirector
|
GrantCommon Stock (RSUs) | 5,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052808 · doc4.xml · nonDerivative · entry 1 Hamren Elizabeth · CIK 0001879287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,401 F1 · shares: The Restricted Stock Units (RSUs) vest annually over three (3) years, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 19:46 UTC |
LucasZoom LLCDirector · 10% owner
Permira V L.P.2Director · 10% owner
Permira V G.P. L.P.Director · 10% owner
Permira V G.P. LtdDirector · 10% owner
Lucazoom SarlDirector · 10% owner
|
ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 18,268,844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027374 · doc4.xml · derivative · entry 2 LucasZoom LLC · CIK 0001869984 · Director · 10% owner Permira V L.P.2 · CIK 0001575670 · Director · 10% owner Permira V G.P. L.P. · CIK 0001870082 · Director · 10% owner Permira V G.P. Ltd · CIK 0001870063 · Director · 10% owner Lucazoom Sarl · CIK 0001869961 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,537,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F1 · derivative.exercise_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F1 · derivative.expiration_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F2 · ownership.direct: Following the conversion described in footnote (1), LucasZoom, LLC ("LucasZoom") is the record holder of 38,012,988 shares of the Issuer's common stock (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP. F3 · ownership.direct: The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom but disclaim such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 19:46 UTC |
LucasZoom LLCDirector · 10% owner
Permira V L.P.2Director · 10% owner
Permira V G.P. L.P.Director · 10% owner
Permira V G.P. LtdDirector · 10% owner
Lucazoom SarlDirector · 10% owner
|
ConversionCommon Stock | 36,537,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027374 · doc4.xml · nonDerivative · entry 1 LucasZoom LLC · CIK 0001869984 · Director · 10% owner Permira V L.P.2 · CIK 0001575670 · Director · 10% owner Permira V G.P. L.P. · CIK 0001870082 · Director · 10% owner Permira V G.P. Ltd · CIK 0001870063 · Director · 10% owner Lucazoom Sarl · CIK 0001869961 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,012,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F2 · ownership.direct: Following the conversion described in footnote (1), LucasZoom, LLC ("LucasZoom") is the record holder of 38,012,988 shares of the Issuer's common stock (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP. F3 · ownership.direct: The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom but disclaim such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 19:51 UTC |
Patel DipanDirector · 10% owner
|
ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 18,268,844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027386 · doc4.xml · derivative · entry 2 Patel Dipan · CIK 0001870156 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LucasZoom,LLC Disclosed balance after: 0 Underlying: Common Stock · 36,537,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F1 · derivative.exercise_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F1 · derivative.expiration_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 19:51 UTC |
Patel DipanDirector · 10% owner
|
ConversionCommon Stock | 36,537,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027386 · doc4.xml · nonDerivative · entry 1 Patel Dipan · CIK 0001870156 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LucasZoom, LLC Disclosed balance after: 38,012,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 19:55 UTC |
Ruder BrianDirector · 10% owner
|
ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 18,268,844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027390 · doc4.xml · derivative · entry 2 Ruder Brian · CIK 0001869887 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LucasZoom,LLC Disclosed balance after: 0 Underlying: Common Stock · 36,537,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F1 · derivative.exercise_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F1 · derivative.expiration_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein. Read SEC document |
| July 02, 2021 Filed Jul 2, 2021 19:55 UTC |
Ruder BrianDirector · 10% owner
|
ConversionCommon Stock | 36,537,688 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027390 · doc4.xml · nonDerivative · entry 1 Ruder Brian · CIK 0001869887 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LucasZoom, LLC Disclosed balance after: 38,012,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis. F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein. Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:35 UTC |
Watson Noel BertramChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 111,160 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044632 · doc4.xml · derivative · entry 2 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,160 Underlying: Common Stock · 111,160 shares Expires 2031-06-29 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date. Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:35 UTC |
Watson Noel BertramChief Financial Officer
|
GrantCommon Stock (RSUs) | 44,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044632 · doc4.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,629 Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 21:55 UTC |
Murphy John FrancisDirector
|
GrantCommon Stock (RSUs) | 7,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044636 · doc4.xml · nonDerivative · entry 2 Murphy John Francis · CIK 0001417762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,284 Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 21:55 UTC |
Murphy John FrancisDirector
|
GrantCommon Stock (RSUs) | 7,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044636 · doc4.xml · nonDerivative · entry 1 Murphy John Francis · CIK 0001417762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,142 Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:50 UTC |
Radhakrishna ShrishaChief Technology Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 112,052 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044635 · doc4.xml · derivative · entry 2 Radhakrishna Shrisha · CIK 0001867488 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,052 Underlying: Common Stock · 112,052 shares Expires 2031-06-29 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date. Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:50 UTC |
Radhakrishna ShrishaChief Technology Officer
|
GrantCommon Stock (RSUs) | 44,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044635 · doc4.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,153 Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:45 UTC |
Miller NicoleGeneral Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 133,927 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044634 · doc4.xml · derivative · entry 2 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,927 Underlying: Common Stock · 133,927 shares Expires 2031-06-29 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date. Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:45 UTC |
Miller NicoleGeneral Counsel
|
GrantCommon Stock (RSUs) | 53,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044634 · doc4.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,320 Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:40 UTC |
Preece RichardCOO and Chief Product Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 178,570 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044633 · doc4.xml · derivative · entry 2 Preece Richard · CIK 0001867835 · COO and Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,570 Underlying: Common Stock · 178,570 shares Expires 2031-06-29 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date. Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:40 UTC |
Preece RichardCOO and Chief Product Officer
|
GrantCommon Stock (RSUs) | 71,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044633 · doc4.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · COO and Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,575 Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:30 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 290,177 | $0.00 Strike: $28.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044631 · doc4.xml · derivative · entry 2 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,177 Underlying: Common Stock · 290,177 shares Expires 2031-06-29 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date. Read SEC document |
| June 29, 2021 Filed Jul 2, 2021 01:30 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
GrantCommon Stock (RSUs) | 116,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044631 · doc4.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,071 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.