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Nasdaq · USD

LZ

LEGALZOOM.COM, INC.

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Tapewire entity
4925
SEC CIK
0001286139
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202612
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2022 Filed Mar 28, 2022 23:05 UTC
Watson Noel BertramChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 388,197 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001286139-22-000058 · wf-form4_164850872932309.xml · derivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,197

Underlying: Common Stock · 388,197 shares

Expires 2032-03-26

F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:05 UTC
Watson Noel BertramChief Financial Officer
GrantCommon Stock (RSUs) 155,279 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000058 · wf-form4_164850872932309.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,794

F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:06 UTC
Radhakrishna ShrishaChief Product Officer and CTO
GrantEmployee Stock Option (Right to Buy) · Derivative 388,197 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001286139-22-000059 · wf-form4_164850874830944.xml · derivative · entry 2

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,197

Underlying: Common Stock · 388,197 shares

Expires 2032-03-26

F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:06 UTC
Radhakrishna ShrishaChief Product Officer and CTO
GrantCommon Stock (RSUs) 155,279 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000059 · wf-form4_164850874830944.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,683

F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:05 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 776,397 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001286139-22-000057 · wf-form4_164850871334417.xml · derivative · entry 2

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,397

Underlying: Common Stock · 776,397 shares

Expires 2032-03-26

F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:05 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
GrantCommon Stock (RSUs) 310,559 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000057 · wf-form4_164850871334417.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,630

F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:05 UTC
Miller NicoleGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 242,622 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001286139-22-000056 · wf-form4_164850869358365.xml · derivative · entry 2

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,622

Underlying: Common Stock · 242,622 shares

Expires 2032-03-26

F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:05 UTC
Miller NicoleGeneral Counsel
GrantCommon Stock (RSUs) 97,049 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000056 · wf-form4_164850869358365.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,542

F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:04 UTC
Preece RichardChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 388,197 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001286139-22-000055 · wf-form4_164850867469042.xml · derivative · entry 2

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,197

Underlying: Common Stock · 388,197 shares

Expires 2032-03-26

F2 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 26, 2022 Filed Mar 28, 2022 23:04 UTC
Preece RichardChief Operating Officer
GrantCommon Stock (RSUs) 155,279 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000055 · wf-form4_164850867469042.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,209

F1 · shares: The restricted stock units vest as follows: Twenty-five percent (25%) of the option shares on February 15, 2023 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 21:47 UTC GrantCommon Stock (RSUs) 2,769 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000036 · wf-form4_164789920763062.xml · nonDerivative · entry 2

Whiteley Sivan · CIK 0001735067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,246

F2 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the issuer's next annual meeting of stockholders and (b) the next June 1, subject to the Reporting Person's continuing service to the Issuer.

Read SEC document
March 18, 2022 Filed Mar 21, 2022 21:47 UTC GrantCommon Stock (RSUs) 13,477 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000036 · wf-form4_164789920763062.xml · nonDerivative · entry 1

Whiteley Sivan · CIK 0001735067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,477

F1 · shares: The Restricted Stock Units (RSUs) vest annually over three (3) years, subject to the Reporting Person's continuing service to the Issuer.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:02 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 19,800 $14.98 $296,544.60
Disclosure

SEC source: 0001286139-22-000020 · wf-form4_164565376264178.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,182

F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.57 to $15.34, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 394,515 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:02 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 5,712 $14.84 $84,766.08
Disclosure

SEC source: 0001286139-22-000019 · wf-form4_164565372750081.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,493

F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021.

F2 · balance_after: As of the date of this filing, includes 139,493 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 18, 2022 Filed Feb 18, 2022 23:49 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 12,023 $16.00 $192,380.02
Disclosure

SEC source: 0001286139-22-000014 · wf-form4_164522817038801.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,982

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 31,823 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 394,515 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 18, 2022 Filed Feb 18, 2022 23:50 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 13,842 $16.00 $221,485.84
Disclosure

SEC source: 0001286139-22-000016 · wf-form4_164522822400587.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,001

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 25,458 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 299,404 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 18, 2022 Filed Feb 18, 2022 23:50 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 4,461 $16.00 $71,380.46
Disclosure

SEC source: 0001286139-22-000015 · wf-form4_164522820139948.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,394

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 11,072 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide theIssuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forthabove.

F3 · balance_after: As of the date of this filing, includes 148,930 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 18, 2022 Filed Feb 18, 2022 23:49 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 3,835 $16.00 $61,363.84
Disclosure

SEC source: 0001286139-22-000013 · wf-form4_164522815290200.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,205

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 9,547 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.56, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 139,493 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:30 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 34,678 $15.84 $549,230.16
Disclosure

SEC source: 0001209191-21-070614 · doc4.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,040

F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.36 to $16.42, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, represents 149,040 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 02:10 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 69,466 $15.65 $1,087,351.30
Disclosure

SEC source: 0001209191-21-070096 · doc4.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,005

F1 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.34 to $16.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 426,338 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 667 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 02:20 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 57,977 $17.26 $1,000,625.04
Disclosure

SEC source: 0001209191-21-068634 · doc4.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,843

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 127,291 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 324,862 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 667 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 02:10 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 8,751 $17.26 $151,033.51
Disclosure

SEC source: 0001209191-21-068631 · doc4.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,718

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 19,093 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 149,040 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
December 06, 2021 Filed Dec 9, 2021 02:15 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 11,459 $17.26 $197,770.88
Disclosure

SEC source: 0001209191-21-068632 · doc4.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,855

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 22,143 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 160,002 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 667 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 02:35 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 57,825 $17.93 $1,036,513.13
Disclosure

SEC source: 0001209191-21-068234 · doc4.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,804

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 127,291 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.395 to $18.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 426,338 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 02:30 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 27,928 $17.93 $500,609.40
Disclosure

SEC source: 0001209191-21-068232 · doc4.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,647

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 66,430 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.395 to $18.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 160,002 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
December 02, 2021 Filed Dec 7, 2021 02:25 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 13,851 $17.93 $248,279.18
Disclosure

SEC source: 0001209191-21-068224 · doc4.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,469

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 38,187 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.395 to $18.27, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 149,040 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 02, 2021 Filed Aug 20, 2021 21:25 UTC GrantCommon Stock (RSUs) 4,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052808 · doc4.xml · nonDerivative · entry 2

Hamren Elizabeth · CIK 0001879287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946

F2 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the next June 1, subject to the Reporting Person's continuing service to the Issuer.

Read SEC document
August 02, 2021 Filed Aug 20, 2021 21:25 UTC GrantCommon Stock (RSUs) 5,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052808 · doc4.xml · nonDerivative · entry 1

Hamren Elizabeth · CIK 0001879287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

F1 · shares: The Restricted Stock Units (RSUs) vest annually over three (3) years, subject to the Reporting Person's continuing service to the Issuer.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 19:46 UTC
LucasZoom LLCDirector · 10% owner
Permira V L.P.2Director · 10% owner
Permira V G.P. L.P.Director · 10% owner
Permira V G.P. LtdDirector · 10% owner
Lucazoom SarlDirector · 10% owner
ConversionSeries A Redeemable Convertible Preferred Stock · Derivative 18,268,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027374 · doc4.xml · derivative · entry 2

LucasZoom LLC · CIK 0001869984 · Director · 10% owner

Permira V L.P.2 · CIK 0001575670 · Director · 10% owner

Permira V G.P. L.P. · CIK 0001870082 · Director · 10% owner

Permira V G.P. Ltd · CIK 0001870063 · Director · 10% owner

Lucazoom Sarl · CIK 0001869961 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,537,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F1 · derivative.exercise_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F1 · derivative.expiration_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F2 · ownership.direct: Following the conversion described in footnote (1), LucasZoom, LLC ("LucasZoom") is the record holder of 38,012,988 shares of the Issuer's common stock (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP.

F3 · ownership.direct: The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom but disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 19:46 UTC
LucasZoom LLCDirector · 10% owner
Permira V L.P.2Director · 10% owner
Permira V G.P. L.P.Director · 10% owner
Permira V G.P. LtdDirector · 10% owner
Lucazoom SarlDirector · 10% owner
ConversionCommon Stock 36,537,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027374 · doc4.xml · nonDerivative · entry 1

LucasZoom LLC · CIK 0001869984 · Director · 10% owner

Permira V L.P.2 · CIK 0001575670 · Director · 10% owner

Permira V G.P. L.P. · CIK 0001870082 · Director · 10% owner

Permira V G.P. Ltd · CIK 0001870063 · Director · 10% owner

Lucazoom Sarl · CIK 0001869961 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F2 · ownership.direct: Following the conversion described in footnote (1), LucasZoom, LLC ("LucasZoom") is the record holder of 38,012,988 shares of the Issuer's common stock (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP.

F3 · ownership.direct: The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom but disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

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July 02, 2021 Filed Jul 2, 2021 19:51 UTC
Patel DipanDirector · 10% owner
ConversionSeries A Redeemable Convertible Preferred Stock · Derivative 18,268,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027386 · doc4.xml · derivative · entry 2

Patel Dipan · CIK 0001870156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LucasZoom,LLC

Disclosed balance after: 0

Underlying: Common Stock · 36,537,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F1 · derivative.exercise_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F1 · derivative.expiration_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein.

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July 02, 2021 Filed Jul 2, 2021 19:51 UTC
Patel DipanDirector · 10% owner
ConversionCommon Stock 36,537,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027386 · doc4.xml · nonDerivative · entry 1

Patel Dipan · CIK 0001870156 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LucasZoom, LLC

Disclosed balance after: 38,012,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 19:55 UTC
Ruder BrianDirector · 10% owner
ConversionSeries A Redeemable Convertible Preferred Stock · Derivative 18,268,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027390 · doc4.xml · derivative · entry 2

Ruder Brian · CIK 0001869887 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LucasZoom,LLC

Disclosed balance after: 0

Underlying: Common Stock · 36,537,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F1 · derivative.exercise_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F1 · derivative.expiration_date: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein.

Read SEC document
July 02, 2021 Filed Jul 2, 2021 19:55 UTC
Ruder BrianDirector · 10% owner
ConversionCommon Stock 36,537,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-027390 · doc4.xml · nonDerivative · entry 1

Ruder Brian · CIK 0001869887 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LucasZoom, LLC

Disclosed balance after: 38,012,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.

F2 · ownership.nature: Consists of the shares held by LucasZoom, LLC (collectively with its affiliated investment entities, "Permira"). The Reporting Person is a member of the investment committee of Permira and may be deemed to beneficially own the shares held by LucasZoom, LLC, but disclaims any beneficial ownership, except to the extent of any pecuniary interest therein.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:35 UTC
Watson Noel BertramChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 111,160 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001209191-21-044632 · doc4.xml · derivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,160

Underlying: Common Stock · 111,160 shares

Expires 2031-06-29

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:35 UTC
Watson Noel BertramChief Financial Officer
GrantCommon Stock (RSUs) 44,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044632 · doc4.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,629

Read SEC document
June 29, 2021 Filed Jul 1, 2021 21:55 UTC GrantCommon Stock (RSUs) 7,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044636 · doc4.xml · nonDerivative · entry 2

Murphy John Francis · CIK 0001417762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,284

Read SEC document
June 29, 2021 Filed Jul 1, 2021 21:55 UTC GrantCommon Stock (RSUs) 7,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044636 · doc4.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,142

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:50 UTC
Radhakrishna ShrishaChief Technology Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 112,052 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001209191-21-044635 · doc4.xml · derivative · entry 2

Radhakrishna Shrisha · CIK 0001867488 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,052

Underlying: Common Stock · 112,052 shares

Expires 2031-06-29

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:50 UTC
Radhakrishna ShrishaChief Technology Officer
GrantCommon Stock (RSUs) 44,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044635 · doc4.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,153

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Miller NicoleGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 133,927 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001209191-21-044634 · doc4.xml · derivative · entry 2

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,927

Underlying: Common Stock · 133,927 shares

Expires 2031-06-29

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Miller NicoleGeneral Counsel
GrantCommon Stock (RSUs) 53,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044634 · doc4.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,320

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:40 UTC
Preece RichardCOO and Chief Product Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 178,570 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001209191-21-044633 · doc4.xml · derivative · entry 2

Preece Richard · CIK 0001867835 · COO and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,570

Underlying: Common Stock · 178,570 shares

Expires 2031-06-29

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:40 UTC
Preece RichardCOO and Chief Product Officer
GrantCommon Stock (RSUs) 71,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044633 · doc4.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · COO and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,575

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:30 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 290,177 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001209191-21-044631 · doc4.xml · derivative · entry 2

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,177

Underlying: Common Stock · 290,177 shares

Expires 2031-06-29

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares of Common Stock subject to the option shall vest on August 15, 2022, and one-twelfth (1/12th) of the remaining shares of Common Stock subject to the option shall vest on each of the next twelve (12) dates of February 15, May 15, August 15, and November 15 thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the LegalZoom.com, Inc. 2016 Stock Incentive Plan) on each vesting date.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:30 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
GrantCommon Stock (RSUs) 116,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044631 · doc4.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,071

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.