Last 12 months
Inside the activity.
1 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2023 Filed May 17, 2023 20:43 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,222 | $10.65 | $140,814.30 |
DisclosureSEC source: 0001286139-23-000087 · wf-form4_168435617424656.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 904,196 F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations. F2 · balance_after: As of the date of this filing, includes 829,595 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2023 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:43 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
Tax withholdingCommon Stock | 18,825 | $10.65 | $200,486.25 |
DisclosureSEC source: 0001286139-23-000088 · wf-form4_168435618989747.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,749 F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations. F2 · balance_after: As of the date of this filing, includes 613,210 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2023 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:42 UTC |
Preece RichardChief Operating Officer
|
Tax withholdingCommon Stock | 12,516 | $10.65 | $133,295.40 |
DisclosureSEC source: 0001286139-23-000085 · wf-form4_168435613975168.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 603,323 F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations. F2 · balance_after: As of the date of this filing, includes 477,130 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2023 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 15, 2023 Filed May 17, 2023 20:42 UTC |
Miller NicoleEVP and General Counsel
|
Tax withholdingCommon Stock | 9,402 | $10.65 | $100,131.30 |
DisclosureSEC source: 0001286139-23-000086 · wf-form4_168435615892152.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,340 F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations. F2 · balance_after: As of the date of this filing, includes 277,081 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:15 UTC |
Watson Noel BertramChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 611,995 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001286139-23-000058 · wf-form4_167943332850783.xml · derivative · entry 2 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 611,995 Underlying: Common Stock · 611,995 shares Expires 2033-03-18 F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:15 UTC |
Watson Noel BertramChief Financial Officer
|
GrantCommon Stock | 244,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-23-000058 · wf-form4_167943332850783.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,771 F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years. F2 · balance_after: As of the date of this filing, includes 690,362 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:15 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 688,492 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001286139-23-000057 · wf-form4_167943331158938.xml · derivative · entry 2 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 688,492 Underlying: Common Stock · 688,492 shares Expires 2033-03-18 F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:15 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
GrantCommon Stock | 275,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-23-000057 · wf-form4_167943331158938.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 805,574 F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years. F2 · balance_after: As of the date of this filing, includes 651,175 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:15 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,376,987 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001286139-23-000056 · wf-form4_167943329750286.xml · derivative · entry 2 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,376,987 Underlying: Common Stock · 1,376,987 shares Expires 2033-03-18 F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:15 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
GrantCommon Stock | 550,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-23-000056 · wf-form4_167943329750286.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915,418 F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years. F2 · balance_after: As of the date of this filing, includes 856,260 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:14 UTC |
Miller NicoleGeneral Counsel
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 305,997 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001286139-23-000055 · wf-form4_167943328348322.xml · derivative · entry 2 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,997 Underlying: Common Stock · 305,997 shares Expires 2033-03-18 F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:14 UTC |
Miller NicoleGeneral Counsel
|
GrantCommon Stock | 122,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-23-000055 · wf-form4_167943328348322.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,742 F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years. F2 · balance_after: As of the date of this filing, includes 296,041 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:14 UTC |
Preece RichardChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 573,745 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001286139-23-000054 · wf-form4_167943326749834.xml · derivative · entry 2 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 573,745 Underlying: Common Stock · 573,745 shares Expires 2033-03-18 F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years. Read SEC document |
| March 18, 2023 Filed Mar 21, 2023 21:14 UTC |
Preece RichardChief Operating Officer
|
GrantCommon Stock | 229,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-23-000054 · wf-form4_167943326749834.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613,839 F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years. F2 · balance_after: As of the date of this filing, includes 502,371 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:52 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
SaleCommon Stock | 39,558 | $8.62 | $340,871.29 |
DisclosureSEC source: 0001286139-23-000048 · wf-form4_167822956063993.xml · nonDerivative · entry 2 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,623 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.435 to $8.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4 · balance_after: As of the date of this filing, includes 305,465 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:52 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 38,893 | $8.42 | $327,362.38 |
DisclosureSEC source: 0001286139-23-000047 · wf-form4_167822954458283.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,973 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.265 to $8.57, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 445,564 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:52 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
SaleCommon Stock | 4,243 | $8.42 | $35,713.33 |
DisclosureSEC source: 0001286139-23-000048 · wf-form4_167822956063993.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,181 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.265 to $8.57, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 02, 2023 Filed Mar 2, 2023 23:15 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 13,636 | $8.17 | $111,351.58 |
DisclosureSEC source: 0001286139-23-000044 · wf-form4_167779889371557.xml · nonDerivative · entry 2 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,177 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.88 to $8.375, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F4 · balance_after: As of the date of this filing, includes 401,236 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 23:15 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 23,329 | $8.09 | $188,778.27 |
DisclosureSEC source: 0001286139-23-000044 · wf-form4_167779889371557.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,813 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.995 to $8.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 23:14 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 30,201 | $8.09 | $244,386.49 |
DisclosureSEC source: 0001286139-23-000043 · wf-form4_167779887765668.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,341 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.995 to $8.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 272,873 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 23:14 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 20,621 | $8.21 | $169,215.93 |
DisclosureSEC source: 0001286139-23-000042 · wf-form4_167779886171094.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,343 F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 173,642 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:21 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 18,876 | $9.01 | $170,053.88 |
DisclosureSEC source: 0001286139-22-000146 · wf-form4_166880645515557.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,866 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 518,985 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:21 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
SaleCommon Stock | 3,959 | $9.01 | $35,666.63 |
DisclosureSEC source: 0001286139-22-000147 · wf-form4_166880647347381.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,424 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 390,358 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 241 shares acquired pursuant to an employee stock purchase plan on November 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. F4 · balance_after: The Reporting Person's Form 4 filed with the Securities and Exchange Commission on August 19, 2022 incorrectly stated the amount of securities beneficially owned following the reported transaction. This inadvertent error caused the number of securities beneficially owned to be overstated by 29,017 shares. The new amount reported in Column 5 reports the correct securities beneficially owned. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:22 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 8,477 | $9.01 | $76,369.29 |
DisclosureSEC source: 0001286139-22-000149 · wf-form4_166880651424575.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,542 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 327,227 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:21 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 7,037 | $9.01 | $63,396.33 |
DisclosureSEC source: 0001286139-22-000148 · wf-form4_166880649312973.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,964 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 210,799 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:20 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 15,416 | $9.01 | $138,882.74 |
DisclosureSEC source: 0001286139-22-000145 · wf-form4_166880643465706.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,142 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 442,856 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:26 UTC |
Watson Noel BertramChief Financial Officer
|
GrantCommon Stock | 78,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000121 · wf-form4_166094797689906.xml · nonDerivative · entry 2 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,742 F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years. F4 · balance_after: As of the date of this filing, includes 553,587 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:26 UTC |
Miller NicoleGeneral Counsel
|
GrantCommon Stock | 19,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000122 · wf-form4_166094799257214.xml · nonDerivative · entry 2 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,001 F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years. F4 · balance_after: As of the date of this filing, includes 223,694 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:26 UTC |
Preece RichardChief Operating Officer
|
GrantCommon Stock | 78,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000120 · wf-form4_166094795983262.xml · nonDerivative · entry 2 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,019 F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years. F4 · balance_after: As of the date of this filing, includes 342,763 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 22:25 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
GrantCommon Stock | 78,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000119 · wf-form4_166094793956346.xml · nonDerivative · entry 2 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,558 F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years. F4 · balance_after: As of the date of this filing, includes 471,115 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:26 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 23,643 | $11.47 | $271,067.00 |
DisclosureSEC source: 0001286139-22-000121 · wf-form4_166094797689906.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,188 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 42,939 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:26 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 12,632 | $11.47 | $144,825.88 |
DisclosureSEC source: 0001286139-22-000122 · wf-form4_166094799257214.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,363 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 19,638 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:26 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 15,930 | $11.47 | $182,637.45 |
DisclosureSEC source: 0001286139-22-000120 · wf-form4_166094795983262.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,465 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 28,929 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:25 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 20,188 | $11.47 | $231,455.42 |
DisclosureSEC source: 0001286139-22-000119 · wf-form4_166094793956346.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,004 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 36,664 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 22:25 UTC |
Wernikoff Daniel ADirector · Chief Executive Officer
|
SaleCommon Stock | 15,977 | $11.47 | $183,176.31 |
DisclosureSEC source: 0001286139-22-000118 · wf-form4_166094792209275.xml · nonDerivative · entry 1 Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,159 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 29,017 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 397,613 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 425 shares and 1,064 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 and May 15, 2022, respectively, that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 22:07 UTC |
Hamren ElizabethDirector
|
GrantCommon Stock (RSUs) | 16,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000091 · wf-form4_165481244421617.xml · nonDerivative · entry 1 Hamren Elizabeth · CIK 0001879287 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,159 F1 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 18:07 UTC |
Murphy John FrancisDirector
|
GrantCommon Stock (RSUs) | 16,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000090 · wf-form4_165481242512068.xml · nonDerivative · entry 1 Murphy John Francis · CIK 0001417762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,497 F1 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 22:07 UTC |
Whiteley SivanDirector
|
GrantCommon Stock (RSUs) | 16,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000092 · wf-form4_165481246120994.xml · nonDerivative · entry 1 Whiteley Sivan · CIK 0001735067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,459 F1 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:08 UTC |
Stibel Jeffrey MDirector
|
OtherCommon Stock | 2,807,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 6 Stibel Jeffrey M · CIK 0001334852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By JMS 2020 Trust Disclosed balance after: 2,807,719 F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:08 UTC |
Stibel Jeffrey MDirector
|
OtherCommon Stock | 2,807,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 5 Stibel Jeffrey M · CIK 0001334852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By CES 2020 Trust Disclosed balance after: 2,807,719 F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:08 UTC |
Stibel Jeffrey MDirector
|
OtherCommon Stock | 537,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 4 Stibel Jeffrey M · CIK 0001334852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Travron Trust Disclosed balance after: 537,779 F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:08 UTC |
Stibel Jeffrey MDirector
|
OtherCommon Stock | 294,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 3 Stibel Jeffrey M · CIK 0001334852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Escondido Children's Trust Disclosed balance after: 294,326 F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:08 UTC |
Stibel Jeffrey MDirector
|
OtherCommon Stock | 45,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 2 Stibel Jeffrey M · CIK 0001334852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,445 F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:08 UTC |
Stibel Jeffrey MDirector
|
OtherCommon Stock | 10,839,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 1 Stibel Jeffrey M · CIK 0001334852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BSG and Fund I Disclosed balance after: 0 F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F3 · shares: Due to administrative error, the Form 3 filed by the Reporting Person on June 29, 2021 mistakenly reported 13,584 stock options held by Fund I in Table I. The Reporting Person is the manager of Carbon Investments, LLC, which is a co-manager of Fund I. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:09 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 17,623 | $11.66 | $205,431.31 |
DisclosureSEC source: 0001286139-22-000076 · wf-form4_165307732958689.xml · nonDerivative · entry 2 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,831 F3 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.94, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F5 · balance_after: As of the date of this filing, includes 517,972 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 1,192 shares acquired pursuant to an employee stock purchase plan on May 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:09 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 6,073 | $11.65 | $70,750.45 |
DisclosureSEC source: 0001286139-22-000077 · wf-form4_165307735762067.xml · nonDerivative · entry 2 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,995 F3 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F5 · balance_after: Consists of RSUs which are payable in an equivalent number of shares of the Issuer's common stock. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:09 UTC |
Watson Noel BertramChief Financial Officer
|
SaleCommon Stock | 14,199 | $11.36 | $161,300.64 |
DisclosureSEC source: 0001286139-22-000076 · wf-form4_165307732958689.xml · nonDerivative · entry 1 Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,454 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 31,822 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:10 UTC |
Radhakrishna ShrishaChief Product Officer and CTO
|
SaleCommon Stock | 13,280 | $11.36 | $150,860.80 |
DisclosureSEC source: 0001286139-22-000079 · wf-form4_165307741022204.xml · nonDerivative · entry 1 Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,192 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 25,458 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 429,225 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 1,192 shares acquired pursuant to an employee stock purchase plan on May 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:10 UTC |
Preece RichardChief Operating Officer
|
SaleCommon Stock | 1,470 | $11.36 | $16,699.20 |
DisclosureSEC source: 0001286139-22-000078 · wf-form4_165307738553551.xml · nonDerivative · entry 1 Preece Richard · CIK 0001867835 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,395 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 11,071 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F3 · balance_after: As of the date of this filing, includes 293,138 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 1,192 shares acquired pursuant to an employee stock purchase plan on May 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:09 UTC |
Miller NicoleGeneral Counsel
|
SaleCommon Stock | 3,474 | $11.36 | $39,464.64 |
DisclosureSEC source: 0001286139-22-000077 · wf-form4_165307735762067.xml · nonDerivative · entry 1 Miller Nicole · CIK 0001867504 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,068 F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 9,547 Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.