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Nasdaq · USD

LZ

LEGALZOOM.COM, INC.

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4925
SEC CIK
0001286139
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202612
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 17, 2023 20:43 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
Tax withholdingCommon Stock 13,222 $10.65 $140,814.30
Disclosure

SEC source: 0001286139-23-000087 · wf-form4_168435617424656.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 904,196

F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: As of the date of this filing, includes 829,595 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2023 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:43 UTC
Radhakrishna ShrishaChief Product Officer and CTO
Tax withholdingCommon Stock 18,825 $10.65 $200,486.25
Disclosure

SEC source: 0001286139-23-000088 · wf-form4_168435618989747.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,749

F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: As of the date of this filing, includes 613,210 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2023 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

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May 15, 2023 Filed May 17, 2023 20:42 UTC
Preece RichardChief Operating Officer
Tax withholdingCommon Stock 12,516 $10.65 $133,295.40
Disclosure

SEC source: 0001286139-23-000085 · wf-form4_168435613975168.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,323

F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: As of the date of this filing, includes 477,130 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 2,000 shares of common stock acquired pursuant to the Issuer's employee stock purchase plan on May 15, 2023 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

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May 15, 2023 Filed May 17, 2023 20:42 UTC
Miller NicoleEVP and General Counsel
Tax withholdingCommon Stock 9,402 $10.65 $100,131.30
Disclosure

SEC source: 0001286139-23-000086 · wf-form4_168435615892152.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,340

F1 · kind: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: As of the date of this filing, includes 277,081 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:15 UTC
Watson Noel BertramChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 611,995 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001286139-23-000058 · wf-form4_167943332850783.xml · derivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 611,995

Underlying: Common Stock · 611,995 shares

Expires 2033-03-18

F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:15 UTC
Watson Noel BertramChief Financial Officer
GrantCommon Stock 244,798 $0.00 $0.00
Disclosure

SEC source: 0001286139-23-000058 · wf-form4_167943332850783.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761,771

F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years.

F2 · balance_after: As of the date of this filing, includes 690,362 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:15 UTC
Radhakrishna ShrishaChief Product Officer and CTO
GrantEmployee Stock Option (Right to Buy) · Derivative 688,492 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001286139-23-000057 · wf-form4_167943331158938.xml · derivative · entry 2

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,492

Underlying: Common Stock · 688,492 shares

Expires 2033-03-18

F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:15 UTC
Radhakrishna ShrishaChief Product Officer and CTO
GrantCommon Stock 275,397 $0.00 $0.00
Disclosure

SEC source: 0001286139-23-000057 · wf-form4_167943331158938.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,574

F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years.

F2 · balance_after: As of the date of this filing, includes 651,175 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:15 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,376,987 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001286139-23-000056 · wf-form4_167943329750286.xml · derivative · entry 2

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,376,987

Underlying: Common Stock · 1,376,987 shares

Expires 2033-03-18

F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:15 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
GrantCommon Stock 550,795 $0.00 $0.00
Disclosure

SEC source: 0001286139-23-000056 · wf-form4_167943329750286.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,418

F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years.

F2 · balance_after: As of the date of this filing, includes 856,260 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:14 UTC
Miller NicoleGeneral Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 305,997 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001286139-23-000055 · wf-form4_167943328348322.xml · derivative · entry 2

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,997

Underlying: Common Stock · 305,997 shares

Expires 2033-03-18

F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:14 UTC
Miller NicoleGeneral Counsel
GrantCommon Stock 122,399 $0.00 $0.00
Disclosure

SEC source: 0001286139-23-000055 · wf-form4_167943328348322.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,742

F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years.

F2 · balance_after: As of the date of this filing, includes 296,041 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:14 UTC
Preece RichardChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 573,745 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001286139-23-000054 · wf-form4_167943326749834.xml · derivative · entry 2

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,745

Underlying: Common Stock · 573,745 shares

Expires 2033-03-18

F3 · derivative.exercise_date: The option vests and becomes exercisable as follows: Twenty-five percent (25%) of the option shares on February 15, 2024 and the remaining option shares in equal successive quarterly installments over three (3) years.

Read SEC document
March 18, 2023 Filed Mar 21, 2023 21:14 UTC
Preece RichardChief Operating Officer
GrantCommon Stock 229,498 $0.00 $0.00
Disclosure

SEC source: 0001286139-23-000054 · wf-form4_167943326749834.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,839

F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2024 and the remaining RSUs vest in equal successive quarterly installments over three (3) years.

F2 · balance_after: As of the date of this filing, includes 502,371 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:52 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
SaleCommon Stock 39,558 $8.62 $340,871.29
Disclosure

SEC source: 0001286139-23-000048 · wf-form4_167822956063993.xml · nonDerivative · entry 2

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,623

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.435 to $8.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4 · balance_after: As of the date of this filing, includes 305,465 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:52 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 38,893 $8.42 $327,362.38
Disclosure

SEC source: 0001286139-23-000047 · wf-form4_167822954458283.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,973

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.265 to $8.57, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 445,564 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:52 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
SaleCommon Stock 4,243 $8.42 $35,713.33
Disclosure

SEC source: 0001286139-23-000048 · wf-form4_167822956063993.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,181

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.265 to $8.57, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 23:15 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 13,636 $8.17 $111,351.58
Disclosure

SEC source: 0001286139-23-000044 · wf-form4_167779889371557.xml · nonDerivative · entry 2

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,177

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.88 to $8.375, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4 · balance_after: As of the date of this filing, includes 401,236 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:15 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 23,329 $8.09 $188,778.27
Disclosure

SEC source: 0001286139-23-000044 · wf-form4_167779889371557.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,813

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.995 to $8.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:14 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 30,201 $8.09 $244,386.49
Disclosure

SEC source: 0001286139-23-000043 · wf-form4_167779887765668.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,341

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.995 to $8.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 272,873 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:14 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 20,621 $8.21 $169,215.93
Disclosure

SEC source: 0001286139-23-000042 · wf-form4_167779886171094.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,343

F1 · kind: Automatic disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person. In accordance with Issuer policy, shares are automatically sold to cover such obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 173,642 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:21 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 18,876 $9.01 $170,053.88
Disclosure

SEC source: 0001286139-22-000146 · wf-form4_166880645515557.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,866

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 518,985 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:21 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
SaleCommon Stock 3,959 $9.01 $35,666.63
Disclosure

SEC source: 0001286139-22-000147 · wf-form4_166880647347381.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,424

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 390,358 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 241 shares acquired pursuant to an employee stock purchase plan on November 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: The Reporting Person's Form 4 filed with the Securities and Exchange Commission on August 19, 2022 incorrectly stated the amount of securities beneficially owned following the reported transaction. This inadvertent error caused the number of securities beneficially owned to be overstated by 29,017 shares. The new amount reported in Column 5 reports the correct securities beneficially owned.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:22 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 8,477 $9.01 $76,369.29
Disclosure

SEC source: 0001286139-22-000149 · wf-form4_166880651424575.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,542

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 327,227 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:21 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 7,037 $9.01 $63,396.33
Disclosure

SEC source: 0001286139-22-000148 · wf-form4_166880649312973.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,964

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 210,799 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 21:20 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 15,416 $9.01 $138,882.74
Disclosure

SEC source: 0001286139-22-000145 · wf-form4_166880643465706.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,142

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs) previously granted to the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 442,856 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:26 UTC
Watson Noel BertramChief Financial Officer
GrantCommon Stock 78,554 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000121 · wf-form4_166094797689906.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,742

F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years.

F4 · balance_after: As of the date of this filing, includes 553,587 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:26 UTC
Miller NicoleGeneral Counsel
GrantCommon Stock 19,638 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000122 · wf-form4_166094799257214.xml · nonDerivative · entry 2

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,001

F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years.

F4 · balance_after: As of the date of this filing, includes 223,694 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 22:26 UTC
Preece RichardChief Operating Officer
GrantCommon Stock 78,554 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000120 · wf-form4_166094795983262.xml · nonDerivative · entry 2

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,019

F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years.

F4 · balance_after: As of the date of this filing, includes 342,763 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

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August 18, 2022 Filed Aug 19, 2022 22:25 UTC
Radhakrishna ShrishaChief Product Officer and CTO
GrantCommon Stock 78,554 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000119 · wf-form4_166094793956346.xml · nonDerivative · entry 2

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,558

F3 · shares: The RSUs vest as follows: Twenty-five percent (25%) of the RSUs on August 15, 2023 and the remaining RSUs in equal successive quarterly installments over three (3) years.

F4 · balance_after: As of the date of this filing, includes 471,115 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

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August 17, 2022 Filed Aug 19, 2022 22:26 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 23,643 $11.47 $271,067.00
Disclosure

SEC source: 0001286139-22-000121 · wf-form4_166094797689906.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,188

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 42,939 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 17, 2022 Filed Aug 19, 2022 22:26 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 12,632 $11.47 $144,825.88
Disclosure

SEC source: 0001286139-22-000122 · wf-form4_166094799257214.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,363

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 19,638 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 17, 2022 Filed Aug 19, 2022 22:26 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 15,930 $11.47 $182,637.45
Disclosure

SEC source: 0001286139-22-000120 · wf-form4_166094795983262.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,465

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 28,929 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 17, 2022 Filed Aug 19, 2022 22:25 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 20,188 $11.47 $231,455.42
Disclosure

SEC source: 0001286139-22-000119 · wf-form4_166094793956346.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,004

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 36,664 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 17, 2022 Filed Aug 19, 2022 22:25 UTC
Wernikoff Daniel ADirector · Chief Executive Officer
SaleCommon Stock 15,977 $11.47 $183,176.31
Disclosure

SEC source: 0001286139-22-000118 · wf-form4_166094792209275.xml · nonDerivative · entry 1

Wernikoff Daniel A · CIK 0001583139 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,159

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 29,017 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $12.08, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 397,613 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 425 shares and 1,064 shares acquired pursuant to an employee stock purchase plan on November 15, 2021 and May 15, 2022, respectively, that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

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June 08, 2022 Filed Jun 9, 2022 22:07 UTC GrantCommon Stock (RSUs) 16,213 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000091 · wf-form4_165481244421617.xml · nonDerivative · entry 1

Hamren Elizabeth · CIK 0001879287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,159

F1 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer.

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June 08, 2022 Filed Jun 9, 2022 18:07 UTC GrantCommon Stock (RSUs) 16,213 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000090 · wf-form4_165481242512068.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,497

F1 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer.

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June 08, 2022 Filed Jun 9, 2022 22:07 UTC GrantCommon Stock (RSUs) 16,213 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000092 · wf-form4_165481246120994.xml · nonDerivative · entry 1

Whiteley Sivan · CIK 0001735067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,459

F1 · shares: The Restricted Stock Units (RSUs) vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer.

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June 07, 2022 Filed Jun 9, 2022 22:08 UTC OtherCommon Stock 2,807,719 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 6

Stibel Jeffrey M · CIK 0001334852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By JMS 2020 Trust

Disclosed balance after: 2,807,719

F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 9, 2022 22:08 UTC OtherCommon Stock 2,807,719 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 5

Stibel Jeffrey M · CIK 0001334852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By CES 2020 Trust

Disclosed balance after: 2,807,719

F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 9, 2022 22:08 UTC OtherCommon Stock 537,779 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 4

Stibel Jeffrey M · CIK 0001334852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Travron Trust

Disclosed balance after: 537,779

F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 9, 2022 22:08 UTC OtherCommon Stock 294,326 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 3

Stibel Jeffrey M · CIK 0001334852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Escondido Children's Trust

Disclosed balance after: 294,326

F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 9, 2022 22:08 UTC OtherCommon Stock 45,997 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 2

Stibel Jeffrey M · CIK 0001334852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,445

F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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June 07, 2022 Filed Jun 9, 2022 22:08 UTC OtherCommon Stock 10,839,532 $0.00 $0.00
Disclosure

SEC source: 0001286139-22-000093 · wf-form4_165481248046275.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By BSG and Fund I

Disclosed balance after: 0

F1 · kind: Shares were distributed to members of Bryant Stibel Growth, LLC ("BSG") and not purchased or sold. On June 7, 2022, BSG initiated an in-kind distribution, without any additional consideration, of 10,629,008 shares of LegalZoom.com, Inc. ("LZ") common stock to its members, which ultimately resulted in 284,326 shares distributed to Escondido Children's Trust, 532,779 shares distributed to Travron Trust, 2,807,719 shares distributed to CES 2020 Trust, and 2,807,719 shares distributed to JMS 2020 Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust, Travron Trust, and CES 2020 Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F2 · kind: Shares were distributed to members of Bryant Stibel Fund I, LLC ("Fund I") and not purchased or sold. On June 7, 2022, Fund I initiated an in-kind distribution, without any additional consideration, of 210,524 shares of LZ common stock to its members, which ultimately resulted in 45,997 shares distributed to the Reporting Person, 10,000 shares distributed to Escondido Children's Trust, and 5,000 shares distributed to Travron Trust, and the remaining shares were distributed to its other members. The Reporting Person disclaims beneficial ownership of securities held by Escondido Children's Trust and Travron Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F3 · shares: Due to administrative error, the Form 3 filed by the Reporting Person on June 29, 2021 mistakenly reported 13,584 stock options held by Fund I in Table I. The Reporting Person is the manager of Carbon Investments, LLC, which is a co-manager of Fund I.

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May 19, 2022 Filed May 20, 2022 20:09 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 17,623 $11.66 $205,431.31
Disclosure

SEC source: 0001286139-22-000076 · wf-form4_165307732958689.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,831

F3 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.94, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5 · balance_after: As of the date of this filing, includes 517,972 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 1,192 shares acquired pursuant to an employee stock purchase plan on May 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

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May 19, 2022 Filed May 20, 2022 20:09 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 6,073 $11.65 $70,750.45
Disclosure

SEC source: 0001286139-22-000077 · wf-form4_165307735762067.xml · nonDerivative · entry 2

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,995

F3 · kind: The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted on August 27, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5 · balance_after: Consists of RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

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May 18, 2022 Filed May 20, 2022 20:09 UTC
Watson Noel BertramChief Financial Officer
SaleCommon Stock 14,199 $11.36 $161,300.64
Disclosure

SEC source: 0001286139-22-000076 · wf-form4_165307732958689.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,454

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 31,822 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 18, 2022 Filed May 20, 2022 20:10 UTC
Radhakrishna ShrishaChief Product Officer and CTO
SaleCommon Stock 13,280 $11.36 $150,860.80
Disclosure

SEC source: 0001286139-22-000079 · wf-form4_165307741022204.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,192

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 25,458 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 429,225 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 1,192 shares acquired pursuant to an employee stock purchase plan on May 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

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May 18, 2022 Filed May 20, 2022 20:10 UTC
Preece RichardChief Operating Officer
SaleCommon Stock 1,470 $11.36 $16,699.20
Disclosure

SEC source: 0001286139-22-000078 · wf-form4_165307738553551.xml · nonDerivative · entry 1

Preece Richard · CIK 0001867835 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,395

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 11,071 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: As of the date of this filing, includes 293,138 RSUs which are payable in an equivalent number of shares of the Issuer's common stock and also includes 1,192 shares acquired pursuant to an employee stock purchase plan on May 15, 2022 that were exempt under both Rule 16b-3(d) and Rule 16b-3(c) of the Securities Exchange Act of 1934, as amended.

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May 18, 2022 Filed May 20, 2022 20:09 UTC
Miller NicoleGeneral Counsel
SaleCommon Stock 3,474 $11.36 $39,464.64
Disclosure

SEC source: 0001286139-22-000077 · wf-form4_165307735762067.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,068

F1 · kind: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 9,547 Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.795, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.