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Nasdaq · USD

LZ

LEGALZOOM.COM, INC.

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Tapewire entity
4925
SEC CIK
0001286139
Parsed reports
196

Last 12 months

Inside the activity.

1 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 202612
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2025 Filed Aug 19, 2025 21:34 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 33,035 $10.72 $354,135.20
Disclosure

SEC source: 0001286139-25-000093 · wk-form4_1755639276.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 985,186

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
August 12, 2025 Filed Aug 13, 2025 17:41 UTC SaleCommon Stock 24,250 $10.57 $256,395.25
Disclosure

SEC source: 0001286139-25-000089 · wk-form4_1755121287.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,953

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.585, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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July 09, 2025 Filed Jul 10, 2025 21:42 UTC
Watson Noel BertramChief Operating Officer & CFO
Tax withholdingCommon Stock 48,516 $8.97 $435,188.52
Disclosure

SEC source: 0001286139-25-000079 · wk-form4_1752183751.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,097

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 21:42 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 48,516 $8.97 $435,188.52
Disclosure

SEC source: 0001286139-25-000080 · wk-form4_1752183763.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,018,221

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 22:11 UTC GrantCommon Stock 22,831 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000073 · wk-form4_1749075109.xml · nonDerivative · entry 1

Hamren Elizabeth · CIK 0001879287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,080

F1 · shares: Represents restricted stock units ("RSUs") that vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 18:11 UTC GrantCommon Stock 22,831 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000072 · wk-form4_1749075098.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,203

F1 · shares: Represents restricted stock units ("RSUs") that vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 22:11 UTC GrantCommon Stock 22,831 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000071 · wk-form4_1749075087.xml · nonDerivative · entry 1

Whiteley Sivan · CIK 0001735067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,380

F1 · shares: Represents restricted stock units ("RSUs") that vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
June 03, 2025 Filed Jun 4, 2025 22:11 UTC GrantCommon Stock 22,831 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000070 · wk-form4_1749075076.xml · nonDerivative · entry 1

Gooden Nathan · CIK 0001950202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,484

F1 · shares: Represents restricted stock units ("RSUs") that vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the one-year anniversary of the award date, subject to the Reporting Person's continuing service to the Issuer. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:40 UTC
Watson Noel BertramChief Operating Officer & CFO
Tax withholdingCommon Stock 56,213 $9.20 $517,159.60
Disclosure

SEC source: 0001286139-25-000064 · wk-form4_1747428002.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841,613

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

F2 · balance_after: Includes 2,000 shares of common stock acquired pursuant to the Issuer's 2021 Employee Stock Purchase Plan on May 15, 2025.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:39 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Tax withholdingCommon Stock 77,479 $9.20 $712,806.80
Disclosure

SEC source: 0001286139-25-000063 · wk-form4_1747427990.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,563,880

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

F2 · balance_after: Includes 2,000 shares of common stock acquired pursuant to the Issuer's 2021 Employee Stock Purchase Plan on May 15, 2025.

Read SEC document
May 15, 2025 Filed May 16, 2025 20:40 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 33,035 $9.20 $303,922.00
Disclosure

SEC source: 0001286139-25-000065 · wk-form4_1747428013.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,737

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 21:14 UTC
Thomas Charles C.Chief Accounting Officer
GrantCommon Stock 128,712 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000048 · wk-form4_1741382070.xml · nonDerivative · entry 1

Thomas Charles C. · CIK 0001772584 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,712

F1 · shares: The award of restricted stock units (RSUs) vests as follows: Twenty-five percent (25%) of the RSUs vest on February 15, 2026 and the remaining RSUs vest in 12 substantially equal quarterly installments thereafter over the next three years, subject to the Reporting Person's continued employment with the Issuer through each vesting date.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:58 UTC
Watson Noel BertramChief Operating Officer & CFO
Exercise / conversionPerformance Rights (November 2024) · Derivative 312,047 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000036 · wk-form4_1740527907.xml · derivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,203

Underlying: Common Stock · 312,047 shares

Expires 2027-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F3 · balance_after: On November 19, 2024, the Reporting Person filed a Form 4 inadvertently reporting the number of performance units granted to the Reporting Person at the target amount rather than the maximum number of performance units that may be earned pursuant to the terms of such performance units. This inadvertent understatement of performance units has been corrected in this Form 4.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:58 UTC
Watson Noel BertramChief Operating Officer & CFO
Exercise / conversionCommon Stock 312,047 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000036 · wk-form4_1740527907.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,895,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance units for which the achievement of the first stock price target was certified by the Compensation Committee on February 23, 2025 based on the volume-weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period. The performance units will vest on November 15, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:58 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Exercise / conversionPerformance Rights (November 2024) · Derivative 683,791 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000037 · wk-form4_1740527917.xml · derivative · entry 7

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,963,095

Underlying: Common Stock · 683,791 shares

Expires 2027-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F3 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · balance_after: On November 19, 2024, the Reporting Person filed a Form 4 inadvertently reporting the number of performance units granted to the Reporting Person at the target amount rather than the maximum number of performance units that may be earned pursuant to the terms of such performance units. This inadvertent understatement of performance units has been corrected in this Form 4.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:58 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 683,791 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000037 · wk-form4_1740527917.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,639,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance units for which the achievement of the first stock price target was certified by the Compensation Committee on February 23, 2025 based on the volume-weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period. The performance units will vest on November 15, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:58 UTC
Miller NicoleCHIEF LEGAL OFFICER
Exercise / conversionPerformance Rights (November 2024) · Derivative 203,508 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000035 · wk-form4_1740527895.xml · derivative · entry 2

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,869

Underlying: Common Stock · 203,508 shares

Expires 2027-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F2 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value based on the Issuer's common stock achieving certain stock price targets during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F3 · balance_after: On November 19, 2024, the Reporting Person filed a Form 4 inadvertently reporting the number of performance units granted to the Reporting Person at the target amount rather than the maximum number of performance units that may be earned pursuant to the terms of such performance units. This inadvertent understatement of performance units has been corrected in this Form 4.

Read SEC document
February 23, 2025 Filed Feb 25, 2025 23:58 UTC
Miller NicoleCHIEF LEGAL OFFICER
Exercise / conversionCommon Stock 203,508 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000035 · wk-form4_1740527895.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,099,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance units for which the achievement of the first stock price target was certified by the Compensation Committee on February 23, 2025 based on the volume-weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period. The performance units will vest on November 15, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:17 UTC
Watson Noel BertramChief Operating Officer & CFO
Tax withholdingCommon Stock 25,908 $9.18 $237,835.44
Disclosure

SEC source: 0001286139-25-000024 · wk-form4_1740010668.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,779

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:18 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 14,474 $9.18 $132,871.32
Disclosure

SEC source: 0001286139-25-000026 · wk-form4_1740010687.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,264

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:18 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,981 $9.18 $155,885.58
Disclosure

SEC source: 0001286139-25-000025 · wk-form4_1740010678.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,955,568

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:27 UTC
Watson Noel BertramChief Operating Officer & CFO
Tax withholdingCommon Stock 51,460 $9.23 $474,975.80
Disclosure

SEC source: 0001286139-25-000019 · wk-form4_1739226456.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609,687

F2 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:27 UTC
Watson Noel BertramChief Operating Officer & CFO
GrantCommon Stock 300,120 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000019 · wk-form4_1739226456.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,661,147

F1 · shares: Represents performance-based restricted stock units ("PSUs") that were deemed earned upon the Compensation Committee's certification of the underlying fiscal 2024 performance criteria on February 6, 2025. Of the earned amount of PSUs, 1/3 vested immediately upon certification by the Compensation Committee and the remaining 2/3 will vest in eight substantially equal installments on a quarterly basis, with the first quarterly installment to vest on May 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:27 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 28,999 $9.23 $267,660.77
Disclosure

SEC source: 0001286139-25-000020 · wk-form4_1739226466.xml · nonDerivative · entry 2

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 910,738

F2 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:27 UTC
Miller NicoleCHIEF LEGAL OFFICER
GrantCommon Stock 167,246 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000020 · wk-form4_1739226466.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,737

F1 · shares: Represents performance-based restricted stock units ("PSUs") that were deemed earned upon the Compensation Committee's certification of the underlying fiscal 2024 performance criteria on February 6, 2025. Of the earned amount of PSUs, 1/3 vested immediately upon certification by the Compensation Committee and the remaining 2/3 will vest in eight substantially equal installments on a quarterly basis, with the first quarterly installment to vest on May 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:27 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Tax withholdingCommon Stock 139,714 $9.23 $1,289,560.22
Disclosure

SEC source: 0001286139-25-000018 · wk-form4_1739226446.xml · nonDerivative · entry 2

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,972,549

F2 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
February 06, 2025 Filed Feb 10, 2025 22:27 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
GrantCommon Stock 821,808 $0.00 $0.00
Disclosure

SEC source: 0001286139-25-000018 · wk-form4_1739226446.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,112,263

F1 · shares: Represents performance-based restricted stock units ("PSUs") that were deemed earned upon the Compensation Committee's certification of the underlying fiscal 2024 performance criteria on February 6, 2025. Of the earned amount of PSUs, 1/3 vested immediately upon certification by the Compensation Committee and the remaining 2/3 will vest in eight substantially equal installments on a quarterly basis, with the first quarterly installment to vest on May 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Read SEC document
January 15, 2025 Filed Jan 15, 2025 17:51 UTC GrantCommon Stock 9,785 $7.82 $76,503.04
Disclosure

SEC source: 0001286139-25-000009 · wk-form4_1736981474.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,372

F1 · shares: The Reporting Person has elected, in accordance with the Issuer's Eligible Director Compensation Policy (the "Policy"), to have their annual cash compensation paid in the form of restricted stock units ("RSUs") in lieu of cash compensation. The number of RSUs was determined by dividing the Reporting Person's expected fiscal 2025 cash retainer fees under the Policy by the average closing price of the Issuer's common stock over the 30 calendar day period ending five calendar days prior to the grant date. The RSUs will vest in four quarterly installments on the last trading day of each fiscal quarter in 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F1 · price: The Reporting Person has elected, in accordance with the Issuer's Eligible Director Compensation Policy (the "Policy"), to have their annual cash compensation paid in the form of restricted stock units ("RSUs") in lieu of cash compensation. The number of RSUs was determined by dividing the Reporting Person's expected fiscal 2025 cash retainer fees under the Policy by the average closing price of the Issuer's common stock over the 30 calendar day period ending five calendar days prior to the grant date. The RSUs will vest in four quarterly installments on the last trading day of each fiscal quarter in 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
January 15, 2025 Filed Jan 15, 2025 22:50 UTC GrantCommon Stock 6,715 $7.82 $52,500.56
Disclosure

SEC source: 0001286139-25-000008 · wk-form4_1736981441.xml · nonDerivative · entry 1

Gooden Nathan · CIK 0001950202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,653

F1 · shares: The Reporting Person has elected, in accordance with the Issuer's Eligible Director Compensation Policy (the "Policy"), to have their annual cash compensation paid in the form of restricted stock units ("RSUs") in lieu of cash compensation. The number of RSUs was determined by dividing the Reporting Person's expected fiscal 2025 cash retainer fees under the Policy by the average closing price of the Issuer's common stock over the 30 calendar day period ending five calendar days prior to the grant date. The RSUs will vest in four quarterly installments on the last trading day of each fiscal quarter in 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F1 · price: The Reporting Person has elected, in accordance with the Issuer's Eligible Director Compensation Policy (the "Policy"), to have their annual cash compensation paid in the form of restricted stock units ("RSUs") in lieu of cash compensation. The number of RSUs was determined by dividing the Reporting Person's expected fiscal 2025 cash retainer fees under the Policy by the average closing price of the Issuer's common stock over the 30 calendar day period ending five calendar days prior to the grant date. The RSUs will vest in four quarterly installments on the last trading day of each fiscal quarter in 2025, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
November 19, 2024 Filed Nov 19, 2024 22:55 UTC GrantCommon Stock 14,255 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000131 · wk-form4_1732056894.xml · nonDerivative · entry 2

Gooden Nathan · CIK 0001950202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,938

F2 · shares: The RSUs vest in a single installment on the earlier to occur of (a) the close of business on the day before the Issuer's next annual meeting of stockholders and (b) the next June 1, subject to the Reporting Person's continuing service to the Issuer.

Read SEC document
November 19, 2024 Filed Nov 19, 2024 22:55 UTC GrantCommon Stock 26,683 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000131 · wk-form4_1732056894.xml · nonDerivative · entry 1

Gooden Nathan · CIK 0001950202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,683

F1 · shares: The Restricted Stock Units ("RSUs") vest annually over three (3) years from the grant date, subject to the Reporting Person's continuing service to the Issuer.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Watson Noel BertramChief Operating Officer & CFO
GrantPerformance Rights (November 2024) · Derivative 416,063 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000128 · wk-form4_1732056862.xml · derivative · entry 3

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,063

Underlying: Common Stock · 416,063 shares

Expires 2027-11-14

F3 · derivative.exercise_price: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · derivative.exercise_price: Due to a 1,000 character limit, Footnote 4 is a continuation of Footnote 3: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F3 · derivative.exercise_date: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · derivative.exercise_date: Due to a 1,000 character limit, Footnote 4 is a continuation of Footnote 3: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F5 · derivative.expiration_date: Subject to a 29-trading day extension in certain circumstances.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Watson Noel BertramChief Operating Officer & CFO
GrantCommon Stock 416,063 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000128 · wk-form4_1732056862.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361,027

F2 · shares: Constitutes the RSU portion of the Reporting Person's executive compensation for 2025. The shares of common stock represent time-based RSUs, with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs vest in substantially equal quarterly installments over a three-year period, with the first vesting date being May 15, 2025, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Watson Noel BertramChief Operating Officer & CFO
Tax withholdingCommon Stock 41,983 $7.73 $324,528.59
Disclosure

SEC source: 0001286139-24-000128 · wk-form4_1732056862.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,964

F1 · shares: This transaction represents the automatic withholding of shares by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Miller NicoleCHIEF LEGAL OFFICER
GrantPerformance Rights (November 2024) · Derivative 271,345 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000129 · wk-form4_1732056873.xml · derivative · entry 3

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,345

Underlying: Common Stock · 271,345 shares

Expires 2027-11-14

F3 · derivative.exercise_price: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · derivative.exercise_price: Due to a 1,000 character limit, Footnote 4 is a continuation of Footnote 3: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F3 · derivative.exercise_date: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F4 · derivative.exercise_date: Due to a 1,000 character limit, Footnote 4 is a continuation of Footnote 3: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F5 · derivative.expiration_date: Subject to a 29-trading day extension in certain circumstances.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Miller NicoleCHIEF LEGAL OFFICER
GrantCommon Stock 271,345 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000129 · wk-form4_1732056873.xml · nonDerivative · entry 2

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 772,491

F2 · shares: Constitutes the RSU portion of the Reporting Person's executive compensation for 2025. The shares of common stock represent time-based RSUs, with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs vest in substantially equal quarterly installments over a three-year period, with the first vesting date being May 15, 2025, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 14,446 $7.73 $111,667.58
Disclosure

SEC source: 0001286139-24-000129 · wk-form4_1732056873.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,146

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units ("RSUs") in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
GrantPerformance Rights (November 2024) · Derivative 911,722 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000127 · wk-form4_1732056852.xml · derivative · entry 8

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 911,722

Underlying: Common Stock · 911,722 shares

Expires 2027-11-14

F4 · derivative.exercise_price: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F5 · derivative.exercise_price: Due to a 1,000 character limit, Footnote 5 is a continuation of Footnote 4: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F4 · derivative.exercise_date: Constitutes the performance stock unit portion of the Reporting Person's executive compensation for 2025. Performance vesting is tied to stock price in order to more closely align management with long-term stockholder goals and stock performance. Each performance unit represents a contingent right to receive one share of the Issuer's common stock. The performance units may vest, if at all, between 75% and 400% of the target grant date value ("GDV") based on the stock price targets achieved during a 3-year performance period (subject to a 29-trading day extension in certain circumstances). The number of performance units reported above assumes the maximum stock price target is achieved, resulting in 400% of the GDV becoming eligible to vest. Stock price targets will be achieved based on the volume weighted average closing price of the Issuer's common stock during a consecutive 30-day trading period.

F5 · derivative.exercise_date: Due to a 1,000 character limit, Footnote 5 is a continuation of Footnote 4: In the first year of the performance period, regardless of whether there is certification of achievement of a stock price target, the performance units will not vest before November 15, 2025, subject to the Reporting Person's continued employment through the vesting date. In the second and third years of the performance period, the performance units will vest immediately upon certification of achievement of a stock price target, subject to the Reporting Person's continued employment through the vesting date.

F6 · derivative.expiration_date: Subject to a 29-trading day extension in certain circumstances.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
GrantCommon Stock 607,814 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000127 · wk-form4_1732056852.xml · nonDerivative · entry 2

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,290,455

F2 · shares: Constitutes the RSU portion of the Reporting Person's executive compensation for 2025. The shares of common stock represent time-based RSUs, with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs vest in substantially equal quarterly installments over a three-year period, with the first vesting date being May 15, 2025, subject to the Reporting Person's continuous service with the Issuer on each such vesting date.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 22:54 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,947 $7.73 $131,000.31
Disclosure

SEC source: 0001286139-24-000127 · wk-form4_1732056852.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,641

F1 · shares: This transaction represents the automatic withholding of shares of the Issuer's common stock upon the vesting of restricted stock units ("RSUs") in order to satisfy the Reporting Person's tax withholding obligations.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:32 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,584 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001286139-24-000104 · wk-form4_1725395559.xml · derivative · entry 8

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fund I

Disclosed balance after: 0

Underlying: Common Stock · 13,584 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an exercise and hold transaction of fully-vested stock options granted on February 25, 2015 that would have expired on February 25, 2025.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:32 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 62,112 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001286139-24-000104 · wk-form4_1725395559.xml · derivative · entry 7

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,112 shares

Expires 2024-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an exercise and hold transaction of fully-vested stock options granted on October 24, 2014 that would have expired October 24, 2024.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:32 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,584 $0.34 $4,660.67
Disclosure

SEC source: 0001286139-24-000104 · wk-form4_1725395559.xml · nonDerivative · entry 2

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bryant-Stibel Fund I LLC ("Fund I")

Disclosed balance after: 13,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents an exercise and hold transaction of fully-vested stock options granted on February 25, 2015 that would have expired on February 25, 2025.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:32 UTC
Stibel Jeffrey MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 62,112 $0.34 $21,310.63
Disclosure

SEC source: 0001286139-24-000104 · wk-form4_1725395559.xml · nonDerivative · entry 1

Stibel Jeffrey M · CIK 0001334852 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,049,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents an exercise and hold transaction of fully-vested stock options granted on October 24, 2014 that would have expired October 24, 2024.

F2 · balance_after: As of the date of this filing, includes 5,350,318 performance-based restricted stock units and 535,031 time-based restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 19, 2024 Filed Aug 19, 2024 20:36 UTC
Watson Noel BertramChief Operating Officer & CFO
GrantCommon Stock 86,206 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000100 · wk-form4_1724099789.xml · nonDerivative · entry 2

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986,947

F2 · shares: The award of RSUs vests in substantially equal successive quarterly installments over four (4) years beginning November 15, 2024.

F3 · balance_after: As of the date of this filing, includes 751,754 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:36 UTC
Watson Noel BertramChief Operating Officer & CFO
Tax withholdingCommon Stock 39,253 $5.66 $222,171.98
Disclosure

SEC source: 0001286139-24-000100 · wk-form4_1724099789.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Operating Officer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,741

F1 · kind: This transaction represents the automatic withholding of shares of the Issuer's common stock by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:36 UTC
Miller NicoleCHIEF LEGAL OFFICER
Tax withholdingCommon Stock 14,446 $5.66 $81,764.36
Disclosure

SEC source: 0001286139-24-000102 · wk-form4_1724099810.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,592

F1 · kind: This transaction represents the automatic withholding of shares of the Issuer's common stock by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: As of the date of this filing, includes 470,100 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 20:36 UTC
Radhakrishna ShrishaChief Product Officer and CTO
Tax withholdingCommon Stock 40,113 $5.66 $227,039.58
Disclosure

SEC source: 0001286139-24-000101 · wk-form4_1724099799.xml · nonDerivative · entry 1

Radhakrishna Shrisha · CIK 0001867488 · Chief Product Officer and CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,100,200

F1 · kind: This transaction represents the automatic withholding of shares of the Issuer's common stock by the Issuer upon the vesting of restricted stock units ("RSUs") to satisfy the reporting person's tax withholding obligations.

F2 · balance_after: As of the date of this filing, includes 738,688 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 22:10 UTC
Watson Noel BertramChief Financial Officer
GrantCommon Stock 191,082 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000085 · wk-form4_1720649429.xml · nonDerivative · entry 1

Watson Noel Bertram · CIK 0001669081 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 939,994

F1 · shares: The shares of common stock represent restricted stock units ("RSUs"), with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in two substantially equal annual installments on July 9, 2025 and July 9, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date.

F2 · balance_after: As of the date of this filing, includes 742,995 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 22:10 UTC
Miller NicoleCHIEF LEGAL OFFICER
GrantCommon Stock 191,082 $0.00 $0.00
Disclosure

SEC source: 0001286139-24-000084 · wk-form4_1720649418.xml · nonDerivative · entry 1

Miller Nicole · CIK 0001867504 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,038

F1 · shares: The shares of common stock represent restricted stock units ("RSUs"), with each RSU representing a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in two substantially equal annual installments on July 9, 2025 and July 9, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date.

F2 · balance_after: As of the date of this filing, includes 498,599 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.