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LYV

Live Nation Entertainment, Inc.

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3069
SEC CIK
0001335258
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2017 Filed May 10, 2017 17:09 UTC Exercise / conversionStock Option (buy) · Derivative 10,000 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001335258-17-000072 · wf-form4_149445053952721.xml · derivative · entry 3

KAHAN JAMES S · CIK 0001183261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal installments on December 18, 2008, 2009, 2010 and 2011.

Read SEC document
May 08, 2017 Filed May 10, 2017 17:09 UTC SaleCommon Stock 10,000 $34.01 $340,100.00
Disclosure

SEC source: 0001335258-17-000072 · wf-form4_149445053952721.xml · nonDerivative · entry 2

KAHAN JAMES S · CIK 0001183261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,605

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $34.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 08, 2017 Filed May 10, 2017 17:09 UTC Exercise / conversionCommon Stock 10,000 $13.30 $133,000.00
Disclosure

SEC source: 0001335258-17-000072 · wf-form4_149445053952721.xml · nonDerivative · entry 1

KAHAN JAMES S · CIK 0001183261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:24 UTC
Rowles MichaelEVP & General Counsel
Tax withholdingCommon Stock 1,820 $30.37 $55,273.40
Disclosure

SEC source: 0001335258-17-000049 · wf-form4_149134103741502.xml · nonDerivative · entry 1

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,243

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:24 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,624 $30.37 $110,060.88
Disclosure

SEC source: 0001335258-17-000051 · wf-form4_149134107341470.xml · nonDerivative · entry 1

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,216

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:24 UTC
Berchtold JoeChief Operating Officer
Tax withholdingCommon Stock 5,141 $30.37 $156,132.17
Disclosure

SEC source: 0001335258-17-000050 · wf-form4_149134105378879.xml · nonDerivative · entry 1

Berchtold Joe · CIK 0001552281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,418

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:23 UTC
Rapino MichaelDirector · President & CEO
Tax withholdingCommon Stock 20,795 $30.37 $631,544.15
Disclosure

SEC source: 0001335258-17-000048 · wf-form4_149134101969149.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,277

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:42 UTC
Capo BrianChief Accounting Officer
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000041 · wf-form4_149004975350367.xml · nonDerivative · entry 1

Capo Brian · CIK 0001439115 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,854

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F2 · price: Represents a restricted stock award. These shares will vest in four equal annual installments on the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:43 UTC
Rowles MichaelEVP & General Counsel
GrantStock Option (buy) · Derivative 63,776 $0.00 Strike: $29.03 $0.00
Disclosure

SEC source: 0001335258-17-000042 · wf-form4_149004981897669.xml · derivative · entry 2

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,776

Underlying: Common Stock · 63,776 shares

Expires 2027-03-16

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F3 · derivative.exercise_date: Only vested shares may be exercised. These options will vest in equal annual installments on March 31, 2018 and March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:43 UTC
Rowles MichaelEVP & General Counsel
GrantCommon Stock 6,481 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000042 · wf-form4_149004981897669.xml · nonDerivative · entry 1

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,063

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F2 · price: Represents a restricted stock award. If certain financial performance targets specified by the company's Compensation Committee are achieved for the year of the grant, 50% of the award will vest on March 31, 2018 and the remaining 50% will vest on March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:44 UTC
Rapino MichaelDirector · President & CEO
GrantStock Option (buy) · Derivative 195,578 $0.00 Strike: $29.03 $0.00
Disclosure

SEC source: 0001335258-17-000043 · wf-form4_149004986176984.xml · derivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,578

Underlying: Common Stock · 195,578 shares

Expires 2027-03-16

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F3 · derivative.exercise_date: Only vested shares may be exercised. These options will vest in equal annual installments on March 31, 2018 and March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:44 UTC
Rapino MichaelDirector · President & CEO
GrantCommon Stock 19,876 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000043 · wf-form4_149004986176984.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,072

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F2 · price: Represents a restricted stock award. If certain financial performance targets specified by the company's Compensation Committee are achieved for the year of the grant, 50% of the award will vest on March 31, 2018 and the remaining 50% will vest on March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:41 UTC
Berchtold JoeChief Operating Officer
GrantStock Option (buy) · Derivative 93,537 $0.00 Strike: $29.03 $0.00
Disclosure

SEC source: 0001335258-17-000040 · wf-form4_149004970392914.xml · derivative · entry 2

Berchtold Joe · CIK 0001552281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,537

Underlying: Common Stock · 93,537 shares

Expires 2027-03-16

F1 · price: Reporting person received the award under the Amended and Restated Ticketmaster Entertainment, Inc. 2008 Stock and Annual Incentive Plan.

F3 · derivative.exercise_date: Only vested shares may be exercised. These options will vest in equal annual installments on March 31, 2018 and March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:41 UTC
Berchtold JoeChief Operating Officer
GrantCommon Stock 9,506 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000040 · wf-form4_149004970392914.xml · nonDerivative · entry 1

Berchtold Joe · CIK 0001552281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,559

F1 · price: Reporting person received the award under the Amended and Restated Ticketmaster Entertainment, Inc. 2008 Stock and Annual Incentive Plan.

F2 · price: Represents a restricted stock award. If certain financial performance targets specified by the company's Compensation Committee are achieved for the year of the grant, 50% of the award will vest on March 31, 2018 and the remaining 50% will vest on March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:41 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
GrantStock Option (buy) · Derivative 72,279 $0.00 Strike: $29.03 $0.00
Disclosure

SEC source: 0001335258-17-000039 · wf-form4_149004965570544.xml · derivative · entry 2

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,279

Underlying: Common Stock · 72,279 shares

Expires 2027-03-16

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F3 · derivative.exercise_date: Only vested shares may be exercised. These options will vest in equal annual installments on March 31, 2018 and March 31, 2019.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 22:41 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
GrantCommon Stock 7,345 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000039 · wf-form4_149004965570544.xml · nonDerivative · entry 1

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,840

F1 · price: Reporting person received the award under the Live Nation Entertainment, Inc. 2005 Stock Incentive Plan, as amended and restated as of March 19, 2015.

F2 · price: Represents a restricted stock award. If certain financial performance targets specified by the company's Compensation Committee are achieved for the year of the grant, 50% of the award will vest on March 31, 2018 and the remaining 50% will vest on March 31, 2019.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 21:03 UTC SaleCommon Stock 9,000 $28.63 $257,670.00
Disclosure

SEC source: 0001335258-17-000033 · wf-form4_148961176859400.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Eric S. Johnson and Margaret L. Johnson Family Trust

Disclosed balance after: 11,152

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.62 to $28.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 5,363 shares previously owned directly which were contributed to the trust on June 21, 2016.

Read SEC document
February 10, 2017 Filed Feb 11, 2017 00:37 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 70,000 $28.84 $2,018,800.00
Disclosure

SEC source: 0001335258-17-000020 · wf-form4_148677345929364.xml · nonDerivative · entry 3

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F5 · price: This transaction was executed in multiple trades at prices ranging from $28.74 to $28.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 09, 2017 Filed Feb 11, 2017 00:37 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 70,000 $28.79 $2,015,300.00
Disclosure

SEC source: 0001335258-17-000020 · wf-form4_148677345929364.xml · nonDerivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · price: This transaction was executed in multiple trades at prices ranging from $28.59 to $28.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 08, 2017 Filed Feb 11, 2017 00:37 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 70,000 $28.55 $1,998,500.00
Disclosure

SEC source: 0001335258-17-000020 · wf-form4_148677345929364.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,196

F1 · security: MR. RAPINO HAD 670,000 OPTIONS EXPIRING ON FEBRUARY 16, 2017. MR. RAPINO HELD A TOTAL OF 8,695,820 SHARES AND OPTIONS, INCLUDING BOTH VESTED AND UNVESTED SHARES/OPTIONS AS OF JANUARY 1, 2017. MR. RAPINO PUT IN PLACE A TRADING PLAN UNDER RULE 10b5-1 IN ORDER TO SYSTEMATICALLY SELL CERTAIN SHARES ALONG WITH THESE EXPIRING OPTIONS OVER SEVERAL WEEKS, WITH THE FINAL SALE UNDER SUCH PLAN OCCURRING ON FEBRUARY 10, 2017.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F3 · price: This transaction was executed in multiple trades at prices ranging from $28.42 to $28.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 70,000 $28.61 $2,002,700.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · nonDerivative · entry 5

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F5 · price: This transaction was executed in multiple trades at prices ranging from $28.50 to $28.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · derivative · entry 7

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 70,000 $28.56 $1,999,200.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · nonDerivative · entry 4

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · price: This transaction was executed in multiple trades at prices ranging from $28.35 to $28.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · nonDerivative · entry 3

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 70,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · derivative · entry 6

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 70,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 70,000 $28.38 $1,986,600.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · nonDerivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F3 · price: This transaction was executed in multiple trades at prices ranging from $28.10 to $28.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:53 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 70,000 $24.95 $1,746,500.00
Disclosure

SEC source: 0001335258-17-000018 · wf-form4_148616597669422.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: MR. RAPINO HAD 670,000 OPTIONS EXPIRING ON FEBRUARY 16, 2017. MR. RAPINO HELD A TOTAL OF 8,695,820 SHARES AND OPTIONS, INCLUDING BOTH VESTED AND UNVESTED SHARES/OPTIONS AS OF JANUARY 1, 2017. MR. RAPINO HAS PUT IN PLACE A TRADING PLAN UNDER RULE 10b5-1 IN ORDER TO SYSTEMATICALLY SELL CERTAIN SHARES ALONG WITH THESE EXPIRING OPTIONS OVER SEVERAL WEEKS.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 27, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 40,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · derivative · entry 9

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 40,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 27, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 40,000 $28.00 $1,120,000.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · nonDerivative · entry 6

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 27, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 40,000 $24.95 $998,000.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · nonDerivative · entry 5

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · derivative · entry 8

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $28.05 $1,402,500.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · nonDerivative · entry 4

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.93 to $28.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · nonDerivative · entry 3

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

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January 25, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · derivative · entry 7

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

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January 25, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $28.12 $1,406,000.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · nonDerivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 23:57 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000016 · wf-form4_148556143261557.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: MR. RAPINO HAD 670,000 OPTIONS EXPIRING ON FEBRUARY 16, 2017. MR. RAPINO HELD A TOTAL OF 8,695,820 SHARES AND OPTIONS, INCLUDING BOTH VESTED AND UNVESTED SHARES/OPTIONS AS OF JANUARY 1, 2017. MR. RAPINO HAS PUT IN PLACE A TRADING PLAN UNDER RULE 10b5-1 IN ORDER TO SYSTEMATICALLY SELL CERTAIN SHARES ALONG WITH THESE EXPIRING OPTIONS OVER SEVERAL WEEKS.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

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January 22, 2017 Filed Jan 24, 2017 22:03 UTC
Capo BrianChief Accounting Officer
Tax withholdingCommon Stock 164 $27.43 $4,498.52
Disclosure

SEC source: 0001335258-17-000014 · wf-form4_148529542131195.xml · nonDerivative · entry 1

Capo Brian · CIK 0001439115 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,354

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

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January 20, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 40,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · derivative · entry 9

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 40,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

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January 20, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 40,000 $27.35 $1,094,000.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · nonDerivative · entry 6

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F5 · price: This transaction was executed in multiple trades at prices ranging from $27.22 to $27.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 20, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 40,000 $24.95 $998,000.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · nonDerivative · entry 5

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 19, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · derivative · entry 8

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 19, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $27.40 $1,370,000.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · nonDerivative · entry 4

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.23 to $27.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · nonDerivative · entry 3

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · derivative · entry 7

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $27.39 $1,369,500.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · nonDerivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.17 to $27.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 18, 2017 Filed Jan 21, 2017 00:26 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000012 · wf-form4_148495837300839.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: MR. RAPINO HAD 670,000 OPTIONS EXPIRING ON FEBRUARY 16, 2017. MR. RAPINO HELD A TOTAL OF 8,695,820 SHARES AND OPTIONS, INCLUDING BOTH VESTED AND UNVESTED SHARES/OPTIONS AS OF JANUARY 1, 2017. MR. RAPINO HAS PUT IN PLACE A TRADING PLAN UNDER RULE 10b5-1 IN ORDER TO SYSTEMATICALLY SELL CERTAIN SHARES ALONG WITH THESE EXPIRING OPTIONS OVER SEVERAL WEEKS.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 23:13 UTC
Rowles MichaelEVP & General Counsel
Tax withholdingCommon Stock 2,578 $27.72 $71,462.16
Disclosure

SEC source: 0001335258-17-000010 · wf-form4_148478117740121.xml · nonDerivative · entry 1

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,582

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 23:12 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
Tax withholdingCommon Stock 3,203 $27.72 $88,787.16
Disclosure

SEC source: 0001335258-17-000009 · wf-form4_148478116215945.xml · nonDerivative · entry 1

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,495

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 23:12 UTC
Berchtold JoeChief Operating Officer
Tax withholdingCommon Stock 18,128 $27.72 $502,508.16
Disclosure

SEC source: 0001335258-17-000008 · wf-form4_148478114663716.xml · nonDerivative · entry 1

Berchtold Joe · CIK 0001552281 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,053

F1 · shares: Represents shares withheld for tax purposes upon vesting of restricted stock grants.

Read SEC document
January 13, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 40,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · derivative · entry 9

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 40,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.