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LYFT

Lyft, Inc.

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2493
SEC CIK
0001759509
Parsed reports
529

Last 12 months

Inside the activity.

2 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202514
Jan 202600
Feb 202613
Mar 202600
Apr 202601
May 202603
Jun 202602
Jul 202600
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2019 Filed Apr 5, 2019 00:57 UTC
Mikitani HiroshiDirector · 10% owner
OtherCommon Stock 16,410,011 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010061 · doc4.xml · nonDerivative · entry 3

Mikitani Hiroshi · CIK 0001760624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc. The Reporting Person is the Chairman and Chief Executive Officer of Rakuten, Inc. and may be deemed to hold voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:57 UTC
Mikitani HiroshiDirector · 10% owner
ConversionCommon Stock 14,985,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010061 · doc4.xml · nonDerivative · entry 2

Mikitani Hiroshi · CIK 0001760624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,985,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc. The Reporting Person is the Chairman and Chief Executive Officer of Rakuten, Inc. and may be deemed to hold voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:57 UTC
Mikitani HiroshiDirector · 10% owner
ConversionCommon Stock 16,410,011 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010061 · doc4.xml · nonDerivative · entry 1

Mikitani Hiroshi · CIK 0001760624 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,410,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc. The Reporting Person is the Chairman and Chief Executive Officer of Rakuten, Inc. and may be deemed to hold voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:54 UTC
Lawee DavidDirector
ConversionSeries H Preferred Stock · Derivative 12,579,855 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010057 · doc4.xml · derivative · entry 4

Lawee David · CIK 0001760864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 12,579,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: These shares are held of record by CapitalG Rise LLC, which is jointly owned by CapitalG LP and Alphabet Holdings LLC, each of which may be deemed to have sole voting and dispositive power with respect to the shares. The Reporting Person is a partner of CapitalG LP and an executive officer of CapitalG Rise LLC and may be deemed to have shared voting power with respect to these shares. The Reporting Person disclaims beneficial ownership of the shares held by CapitalG Rise LLC except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:54 UTC
Lawee DavidDirector
OtherClass A Common Stock 12,579,855 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010057 · doc4.xml · nonDerivative · entry 3

Lawee David · CIK 0001760864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,579,855

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held of record by CapitalG Rise LLC, which is jointly owned by CapitalG LP and Alphabet Holdings LLC, each of which may be deemed to have sole voting and dispositive power with respect to the shares. The Reporting Person is a partner of CapitalG LP and an executive officer of CapitalG Rise LLC and may be deemed to have shared voting power with respect to these shares. The Reporting Person disclaims beneficial ownership of the shares held by CapitalG Rise LLC except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:54 UTC
Lawee DavidDirector
OtherCommon Stock 12,579,855 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010057 · doc4.xml · nonDerivative · entry 2

Lawee David · CIK 0001760864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held of record by CapitalG Rise LLC, which is jointly owned by CapitalG LP and Alphabet Holdings LLC, each of which may be deemed to have sole voting and dispositive power with respect to the shares. The Reporting Person is a partner of CapitalG LP and an executive officer of CapitalG Rise LLC and may be deemed to have shared voting power with respect to these shares. The Reporting Person disclaims beneficial ownership of the shares held by CapitalG Rise LLC except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:54 UTC
Lawee DavidDirector
ConversionCommon Stock 12,579,855 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010057 · doc4.xml · nonDerivative · entry 1

Lawee David · CIK 0001760864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,579,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: These shares are held of record by CapitalG Rise LLC, which is jointly owned by CapitalG LP and Alphabet Holdings LLC, each of which may be deemed to have sole voting and dispositive power with respect to the shares. The Reporting Person is a partner of CapitalG LP and an executive officer of CapitalG Rise LLC and may be deemed to have shared voting power with respect to these shares. The Reporting Person disclaims beneficial ownership of the shares held by CapitalG Rise LLC except to the extent of his pecuniary interest in such shares.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:56 UTC OtherClass A Common Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010060 · doc4.xml · nonDerivative · entry 6

Aggarwal Prashant · CIK 0001558267 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: These shares are held of record by the Aggarwal Lee Dynasty Trust dated April 18, 2016, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:56 UTC OtherClass A Common Stock 924,369 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010060 · doc4.xml · nonDerivative · entry 5

Aggarwal Prashant · CIK 0001558267 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 924,369

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: These shares are held of record by the Aggarwal Lee Family Trust, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:56 UTC OtherClass A Common Stock 282,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010060 · doc4.xml · nonDerivative · entry 4

Aggarwal Prashant · CIK 0001558267 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 282,556

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held of record by the Aggarwal Lee Children's Trust dated March 28, 2016, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:56 UTC OtherCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010060 · doc4.xml · nonDerivative · entry 3

Aggarwal Prashant · CIK 0001558267 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: These shares are held of record by the Aggarwal Lee Dynasty Trust dated April 18, 2016, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:56 UTC OtherCommon Stock 924,369 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010060 · doc4.xml · nonDerivative · entry 2

Aggarwal Prashant · CIK 0001558267 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: These shares are held of record by the Aggarwal Lee Family Trust, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:56 UTC OtherCommon Stock 282,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010060 · doc4.xml · nonDerivative · entry 1

Aggarwal Prashant · CIK 0001558267 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held of record by the Aggarwal Lee Children's Trust dated March 28, 2016, for which the Reporting Person and his spouse serve as co-trustees.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
McNeill JonChief Operating Officer
ConversionSeries H Preferred Stock · Derivative 616,413 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010056 · doc4.xml · derivative · entry 6

McNeill Jon · CIK 0001670512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 616,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: These shares are held of record by Oasis Investment Partners LP, over which the Reporting Person shares voting and dispositive power.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
McNeill JonChief Operating Officer
OtherClass A Common Stock 616,413 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010056 · doc4.xml · nonDerivative · entry 5

McNeill Jon · CIK 0001670512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 616,413

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: These shares are held of record by Oasis Investment Partners LP, over which the Reporting Person shares voting and dispositive power.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
McNeill JonChief Operating Officer
OtherCommon Stock 616,413 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010056 · doc4.xml · nonDerivative · entry 4

McNeill Jon · CIK 0001670512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: These shares are held of record by Oasis Investment Partners LP, over which the Reporting Person shares voting and dispositive power.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
McNeill JonChief Operating Officer
ConversionCommon Stock 616,413 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010056 · doc4.xml · nonDerivative · entry 3

McNeill Jon · CIK 0001670512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 616,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: These shares are held of record by Oasis Investment Partners LP, over which the Reporting Person shares voting and dispositive power.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
McNeill JonChief Operating Officer
OtherClass A Common Stock 776,295 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010056 · doc4.xml · nonDerivative · entry 2

McNeill Jon · CIK 0001670512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,295

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · balance_after: These securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
McNeill JonChief Operating Officer
OtherCommon Stock 776,295 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010056 · doc4.xml · nonDerivative · entry 1

McNeill Jon · CIK 0001670512 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
Makavy Ran I.EVP and Chief Product Officer
OtherClass A Common Stock 893,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010054 · doc4.xml · nonDerivative · entry 2

Makavy Ran I. · CIK 0001760231 · EVP and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,871

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · balance_after: These securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
Makavy Ran I.EVP and Chief Product Officer
OtherCommon Stock 893,871 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010054 · doc4.xml · nonDerivative · entry 1

Makavy Ran I. · CIK 0001760231 · EVP and Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
Sverchek KristinGeneral Counsel and Secretary
OtherClass A Common Stock 234,178 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010055 · doc4.xml · nonDerivative · entry 2

Sverchek Kristin · CIK 0001759510 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,178

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · balance_after: These securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:53 UTC
Sverchek KristinGeneral Counsel and Secretary
OtherCommon Stock 234,178 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010055 · doc4.xml · nonDerivative · entry 1

Sverchek Kristin · CIK 0001759510 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC PurchaseClass A Common Stock 3,000 $72.00 $216,000.00
Disclosure

SEC source: 0000899243-19-010048 · doc4.xml · nonDerivative · entry 3

JARRETT VALERIE B · CIK 0001208575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,471

F3 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Class A Common Stock.

F4 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC OtherClass A Common Stock 17,471 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010048 · doc4.xml · nonDerivative · entry 2

JARRETT VALERIE B · CIK 0001208575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · balance_after: These securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC OtherCommon Stock 17,471 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010048 · doc4.xml · nonDerivative · entry 1

JARRETT VALERIE B · CIK 0001208575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass B Common Stock · Derivative 3,680,302 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · derivative · entry 12

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,680,302

Underlying: Class A Common Stock · 3,680,302 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass B Common Stock · Derivative 909,605 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · derivative · entry 11

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 909,605

Underlying: Class A Common Stock · 909,605 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by The Zimmer 2014 Irrevocable Trust dated June 16, 2014.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass B Common Stock · Derivative 500,620 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · derivative · entry 10

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,620

Underlying: Class A Common Stock · 500,620 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held by The John Zimmer Living Trust dated July 30, 2015, for which Mr. Zimmer serves as trustee.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass A Common Stock 3,680,302 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 9

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,974

F5 · kind: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F5 · price: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F6 · balance_after: These securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass A Common Stock 909,605 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 8

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · kind: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F5 · price: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F3 · ownership.nature: These shares are held by The Zimmer 2014 Irrevocable Trust dated June 16, 2014.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass A Common Stock 500,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 7

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · kind: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F5 · price: Following the reclassification of Common Stock into Class A Common Stock, certain shares of Class A Common Stock were exchanged at a 1:1 ratio for shares of Class B Common Stock in a transaction previously approved by the Issuer's board of directors.

F2 · ownership.nature: These shares are held by The John Zimmer Living Trust dated July 30, 2015, for which Mr. Zimmer serves as trustee.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass A Common Stock 5,064,276 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 6

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,064,276

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass A Common Stock 909,605 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 5

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 909,605

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: These shares are held by The Zimmer 2014 Irrevocable Trust dated June 16, 2014.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherClass A Common Stock 500,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 4

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,620

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held by The John Zimmer Living Trust dated July 30, 2015, for which Mr. Zimmer serves as trustee.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherCommon Stock 5,064,276 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 3

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherCommon Stock 909,605 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 2

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F3 · ownership.nature: These shares are held by The Zimmer 2014 Irrevocable Trust dated June 16, 2014.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:49 UTC
Zimmer John PatrickDirector · President
OtherCommon Stock 500,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-010046 · doc4.xml · nonDerivative · entry 1

Zimmer John Patrick · CIK 0001766269 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · ownership.nature: These shares are held by The John Zimmer Living Trust dated July 30, 2015, for which Mr. Zimmer serves as trustee.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC ConversionSeries H Preferred Stock · Derivative 5,031,940 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · derivative · entry 10

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,031,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC ConversionSeries G Preferred Stock · Derivative 6,220,839 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · derivative · entry 9

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 6,220,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC ConversionSeries F Preferred Stock · Derivative 3,732,889 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · derivative · entry 8

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,732,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC ConversionSeries E Preferred Stock · Derivative 16,410,011 $0.00 $0.00
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · derivative · entry 7

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 16,410,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC OtherClass A Common Stock 14,985,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · nonDerivative · entry 6

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,985,668

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC OtherClass A Common Stock 16,410,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · nonDerivative · entry 5

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,410,011

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC OtherCommon Stock 14,985,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · nonDerivative · entry 4

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC OtherCommon Stock 16,410,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · nonDerivative · entry 3

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F4 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC ConversionCommon Stock 14,985,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · nonDerivative · entry 2

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,985,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: These shares are held of record by Rakuten Europe S.a r.l., a wholly-owned subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 14:13 UTC ConversionCommon Stock 16,410,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001686266-19-000006 · primary_doc.xml · nonDerivative · entry 1

Rakuten, Inc. · CIK 0001294591 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,410,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series E Preferred Stock, Series F Preferred Stock, Series G Preferred Stock and Series H Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: These shares are held of record by Viber Media S.a r.l., an indirect subsidiary of Rakuten, Inc.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:47 UTC ConversionSeries B Preferred Stock · Derivative 8,561 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010042 · doc4.xml · derivative · entry 13

Miura-Ko R. Ann · CIK 0001760220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 8,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis, for no additional consideration, immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis, for no additional consideration, immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis, for no additional consideration, immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · ownership.nature: These shares are held directly by Maples Associates II, L.P. ("MA II"). GP II is the general partner of MA II and may be deemed to have sole voting and dispositive power over the securities held by MA II. The Reporting Person is a non-managing member of GP II and disclaims beneficial ownership of the securities held by MA II, except to the extent of any pecuniary interest therein.

Read SEC document
April 02, 2019 Filed Apr 5, 2019 00:47 UTC ConversionSeries B Preferred Stock · Derivative 110,345 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010042 · doc4.xml · derivative · entry 12

Miura-Ko R. Ann · CIK 0001760220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 110,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis, for no additional consideration, immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis, for no additional consideration, immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis, for no additional consideration, immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · ownership.nature: These shares are held directly by Maples Investments II, L.P. ("MI II"). Maples Management II, L.L.C. ("GP II") is the general partner of MI II and may be deemed to have sole voting and dispositive power over the securities held by MI II. The Reporting Person is a non-managing member of GP II and disclaims beneficial ownership of the securities held by MI II, except to the extent of any pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.