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Nasdaq · USD

LYEL

Lyell Immunopharma, Inc.

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Tapewire entity
5757
SEC CIK
0001806952
Parsed reports
167

Last 12 months

Inside the activity.

2 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202607
Mar 202620
Apr 202600
May 202604
Jun 202601
Jul 202602
Aug 202607
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2021 Filed Jun 23, 2021 21:38 UTC
NELSEN ROBERTDirector · 10% owner
ConversionCommon Stock 18,206,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042801 · doc4.xml · nonDerivative · entry 1

NELSEN ROBERT · CIK 0001219042 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · ARCH Venture Fund IX, L.P.

Disclosed balance after: 18,206,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's Series A Convertible Preferred Stock and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: These shares are directly held by ARCH Venture Fund IX, L.P. (ARCH IX). ARCH Venture Partners IX, L.P. (AVP IX LP) is the sole general partner of ARCH IX.

F3 · ownership.nature: ARCH Venture Partners IX, LLC (AVP IX LLC) is the sole general partner of each of AVP IX LP and AVP IX Overage LP. The Reporting Person is a managing director of AVP IX LLC ("AVP IX MD"). AVP IX LP and AVP IX Overage LP may be deemed to beneficially own the shares held by ARCH IX and ARCH IX Overage, respectively, AVP IX LLC may be deemed to beneficially own the shares held by ARCH IX and ARCH IX Overage, and the AVP IX MD may be deemed to share the power to direct the disposition and vote of the shares held by ARCH IX and ARCH IX Overage. AVP IX LP, AVP IX Overage LP and AVP IX LLC each disclaim beneficial ownership except to the extent of any pecuniary interest therein.

F4 · ownership.nature: The Reporting Person is an AVP IX MD and may be deemed to beneficially own the shares held by ARCH IX and ARCH IX Overage. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.

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June 21, 2021 Filed Jun 23, 2021 21:36 UTC
Klausner RichardDirector · Executive Chairman
ConversionSeries A Convertible Preferred Stock · Derivative 3,765,842 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042798 · doc4.xml · derivative · entry 3

Klausner Richard · CIK 0001591178 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Lyell Investors, LLC

Disclosed balance after: 0

Underlying: Common Stock · 3,765,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: The Reporting Person is a manager of Lyell Investors, LLC (Lyell Investors) and may be deemed to share the power to direct the disposition and vote of the shares held by Lyell Investors. The Reporting Person disclaims beneficial ownership of all shares held by Lyell Investors except to any pecuniary interest therein

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June 21, 2021 Filed Jun 23, 2021 21:36 UTC
Klausner RichardDirector · Executive Chairman
ConversionCommon Stock 3,765,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042798 · doc4.xml · nonDerivative · entry 1

Klausner Richard · CIK 0001591178 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Lyell Investors, LLC

Disclosed balance after: 3,765,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: The Reporting Person is a manager of Lyell Investors, LLC (Lyell Investors) and may be deemed to share the power to direct the disposition and vote of the shares held by Lyell Investors. The Reporting Person disclaims beneficial ownership of all shares held by Lyell Investors except to any pecuniary interest therein

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June 21, 2021 Filed Jun 23, 2021 21:35 UTC ConversionSeries A Convertible Preferred Stock · Derivative 546,806 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042796 · doc4.xml · derivative · entry 2

Bishop Hans Edgar · CIK 0001480212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 546,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:35 UTC ConversionCommon Stock 546,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042796 · doc4.xml · nonDerivative · entry 1

Bishop Hans Edgar · CIK 0001480212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,546,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:33 UTC ConversionSeries A Convertible Preferred Stock · Derivative 3,765,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042795 · doc4.xml · derivative · entry 4

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lyell Investors, LLC

Disclosed balance after: 0

Underlying: Common Stock · 3,765,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: The Reporting Person is a member of Lyell Investors, LLC and therefore may be deemed to share the power to direct the disposition and vote of the shares held by Lyell Investors, LLC. The Reporting Person disclaims beneficial ownership of all shares held by Lyell Investors, LLC except to any pecuniary interest therein.

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June 21, 2021 Filed Jun 23, 2021 21:33 UTC PurchaseCommon Stock 17,648 $17.00 $300,016.00
Disclosure

SEC source: 0001209191-21-042795 · doc4.xml · nonDerivative · entry 2

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · MSL FBO J DUANE & C FRIEDMAN TTEE DUANE FAMILY TRUST

Disclosed balance after: 17,648

F3 · ownership.nature: The Reporting Person is a trustee of MSL FBO J DUANE & C FRIEDMAN TTEE DUANE FAMILY TRUST ("Duane Family Trust") and therefore may be deemed to share the power to direct the disposition and vote of the shares held by the Duane Family Trust. The Reporting Person disclaims beneficial ownership of all shares held by Duane Family Trust except to any pecuniary interest therein.

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June 21, 2021 Filed Jun 23, 2021 21:33 UTC ConversionCommon Stock 3,765,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-042795 · doc4.xml · nonDerivative · entry 1

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lyell Investors, LLC

Disclosed balance after: 3,765,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's Series A Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: The Reporting Person is a member of Lyell Investors, LLC and therefore may be deemed to share the power to direct the disposition and vote of the shares held by Lyell Investors, LLC. The Reporting Person disclaims beneficial ownership of all shares held by Lyell Investors, LLC except to any pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.