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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2023 Filed Feb 13, 2023 22:01 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
GrantRestricted Stock Units · Derivative 98,710 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004934 · form4.xml · derivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,710

Underlying: Common Stock · 98,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:59 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 322,110 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004928 · form4.xml · derivative · entry 2

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,110

Underlying: Common Stock · 322,110 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:59 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantRestricted Stock Units · Derivative 107,370 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004928 · form4.xml · derivative · entry 1

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,370

Underlying: Common Stock · 107,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
GrantStock Option (Right to Buy) · Derivative 294,810 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004931 · form4.xml · derivative · entry 2

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,810

Underlying: Common Stock · 294,810 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:00 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
GrantRestricted Stock Units · Derivative 98,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004931 · form4.xml · derivative · entry 1

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,270

Underlying: Common Stock · 98,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:58 UTC
Crum Brian TSVP, General Counsel & Secr.
GrantStock Option (Right to Buy) · Derivative 301,100 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004926 · form4.xml · derivative · entry 2

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,100

Underlying: Common Stock · 301,100 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:58 UTC
Crum Brian TSVP, General Counsel & Secr.
GrantRestricted Stock Units · Derivative 100,370 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004926 · form4.xml · derivative · entry 1

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,370

Underlying: Common Stock · 100,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:56 UTC
WADE JEFFREY LPresident and CFO
GrantStock Option (Right to Buy) · Derivative 442,030 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004923 · form4.xml · derivative · entry 2

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,030

Underlying: Common Stock · 442,030 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:56 UTC
WADE JEFFREY LPresident and CFO
GrantRestricted Stock Units · Derivative 147,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004923 · form4.xml · derivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,340

Underlying: Common Stock · 147,340 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:55 UTC
COATS LONNELDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 1,083,440 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004919 · form4.xml · derivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,440

Underlying: Common Stock · 1,083,440 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 21:55 UTC
COATS LONNELDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 361,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004919 · form4.xml · derivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,150

Underlying: Common Stock · 361,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 20:46 UTC
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
PurchaseCommon Stock 2,426,070 $2.50 $6,065,175.00
Disclosure

SEC source: 0000899243-22-028108 · doc4.xml · nonDerivative · entry 1

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner

Invus, L.P. · CIK 0001404570 · Director · 10% owner

Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner

Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 50,859,331

F1 · kind: Pursuant to a purchase agreement dated July 27, 2022, between Artal International S.C.A. and the Issuer, on August 5, 2022, Artal International S.C.A. purchased an additional 2,426,070 shares of common stock, $0.001 par value per share (the "Issuer Common Stock"), following the full exercise by the underwriters of a concurrent public offering of their option to purchase additional shares of Issuer Common Stock.

F2 · ownership.nature: These securities are directly held by Artal International S.C.A.

F5 · ownership.nature: Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. The managing partner of Artal International S.C.A. is Artal International Management S.A. The parent company of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 20:48 UTC
Invus US Partners LLCDirector · 10% owner
Ulys, L.L.C.Director · 10% owner
DEBBANE RAYMONDDirector · 10% owner
PurchaseCommon Stock 147,390 $2.50 $368,475.00
Disclosure

SEC source: 0000899243-22-028113 · doc4.xml · nonDerivative · entry 1

Invus US Partners LLC · CIK 0001839806 · Director · 10% owner

Ulys, L.L.C. · CIK 0001340098 · Director · 10% owner

DEBBANE RAYMOND · CIK 0001053890 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,451,204

F1 · kind: Pursuant to a purchase agreement dated July 27, 2022, between Invus US Partners LLC and the Issuer, on August 5, 2022, Invus US Partners LLC purchased an additional 147,390 shares of common stock, $0.001 par value per share (the "Issuer Common Stock"), following the full exercise by the underwriters of a concurrent public offering of their option to purchase additional shares of Issuer Common Stock.

F2 · ownership.nature: These securities are directly held by Invus US Partners LLC

F4 · ownership.nature: Ulys, L.L.C. is the general partner of Invus US Partners LLC, and Mr. Raymond Debbane is the sole member of Ulys, L.L.C.

F5 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
August 01, 2022 Filed Aug 1, 2022 20:15 UTC
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
PurchaseCommon Stock 16,173,800 $2.50 $40,434,500.00
Disclosure

SEC source: 0000899243-22-027156 · doc4.xml · nonDerivative · entry 1

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner

Invus, L.P. · CIK 0001404570 · Director · 10% owner

Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner

Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 48,433,261

F1 · kind: On July 27, 2022, Artal International S.C.A. entered into a purchase agreement with the Issuer pursuant to which Artal International S.C.A. agreed to purchase 16,173,800 shares of common stock, $0.001 par value per share (the "Issuer Common Stock"), of the Issuer at a price of $2.50 per share. The purchase closed on August 1, 2022.

F2 · ownership.nature: These securities are directly held by Artal International S.C.A.

F5 · ownership.nature: Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. The managing partner of Artal International S.C.A. is Artal International Management S.A. The parent company of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
August 01, 2022 Filed Aug 1, 2022 20:13 UTC PurchaseCommon Stock 982,600 $2.50 $2,456,500.00
Disclosure

SEC source: 0001127602-22-020005 · form4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Invus US Partners LLC

Disclosed balance after: 5,303,814

Read SEC document
August 01, 2022 Filed Aug 1, 2022 20:15 UTC
Invus US Partners LLCDirector · 10% owner
Ulys, L.L.C.Director · 10% owner
DEBBANE RAYMONDDirector · 10% owner
PurchaseCommon Stock 982,600 $2.50 $2,456,500.00
Disclosure

SEC source: 0000899243-22-027157 · doc4.xml · nonDerivative · entry 1

Invus US Partners LLC · CIK 0001839806 · Director · 10% owner

Ulys, L.L.C. · CIK 0001340098 · Director · 10% owner

DEBBANE RAYMOND · CIK 0001053890 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,303,814

F1 · kind: On July 27, 2022, Invus US Partners LLC entered into a purchase agreement with the Issuer pursuant to which Invus US Partners LLC agreed to purchase 982,600 shares of common stock, $0.001 par value per share (the "Issuer Common Stock") of the Issuer at a price of $2.50 per share. The purchase closed on August 1, 2022.

F2 · ownership.nature: These securities are directly held by Invus US Partners LLC

F4 · ownership.nature: Ulys, L.L.C. is the general partner of Invus US Partners LLC, and Mr. Raymond Debbane is the sole member of Ulys, L.L.C.

F5 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:18 UTC GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015379 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:18 UTC GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015379 · form4.xml · derivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:17 UTC GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015376 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:17 UTC GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015376 · form4.xml · derivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:16 UTC
NIES ALAN SDirector
GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015374 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:16 UTC
NIES ALAN SDirector
GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015374 · form4.xml · derivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:15 UTC GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015372 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:15 UTC GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015372 · form4.xml · derivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:14 UTC GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015370 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:14 UTC GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015370 · form4.xml · derivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:14 UTC GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015368 · form4.xml · derivative · entry 2

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:14 UTC GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015368 · form4.xml · derivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:13 UTC
BARKER SAM LDirector
GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015367 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:13 UTC
BARKER SAM LDirector
GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015367 · form4.xml · derivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:12 UTC GrantRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015365 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Underlying: Common Stock · 9,302 shares

Expires not disclosed

F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2022 Filed May 23, 2022 20:12 UTC GrantStock Option (Right to Buy) · Derivative 14,402 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001127602-22-015365 · form4.xml · derivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,402

Underlying: Common Stock · 14,402 shares

Expires 2032-05-21

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012835 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:22 UTC Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012835 · form4.xml · nonDerivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:18 UTC Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012833 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:18 UTC Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012833 · form4.xml · nonDerivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:17 UTC Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012832 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:17 UTC Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012832 · form4.xml · nonDerivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:16 UTC
NIES ALAN SDirector
Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012830 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:16 UTC
NIES ALAN SDirector
Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012830 · form4.xml · nonDerivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012829 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:15 UTC Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012829 · form4.xml · nonDerivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012827 · form4.xml · derivative · entry 3

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:14 UTC Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012827 · form4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:12 UTC
BARKER SAM LDirector
Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012825 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:12 UTC
BARKER SAM LDirector
Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012825 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012824 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2022 Filed May 2, 2022 20:11 UTC Exercise / conversionCommon Stock 4,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012824 · form4.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionRestricted Stock Units · Derivative 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · derivative · entry 7

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionRestricted Stock Units · Derivative 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · derivative · entry 6

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.