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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionCommon Stock 5,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · nonDerivative · entry 2

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionCommon Stock 14,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · nonDerivative · entry 1

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:54 UTC
McDermott WendyVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 18,943 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007930 · form4.xml · derivative · entry 3

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,887

Underlying: Common Stock · 18,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:54 UTC
McDermott WendyVP, Human Resources
Tax withholdingCommon Stock 6,465 $2.17 $14,029.05
Disclosure

SEC source: 0001127602-23-007930 · form4.xml · nonDerivative · entry 2

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,478

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:54 UTC
McDermott WendyVP, Human Resources
Exercise / conversionCommon Stock 18,943 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007930 · form4.xml · nonDerivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionRestricted Stock Units · Derivative 25,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · derivative · entry 7

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,333

Underlying: Common Stock · 25,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionRestricted Stock Units · Derivative 8,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · derivative · entry 6

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977

Underlying: Common Stock · 8,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionRestricted Stock Units · Derivative 23,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · derivative · entry 5

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Tax withholdingCommon Stock 20,946 $2.17 $45,452.82
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · nonDerivative · entry 4

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,586

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionCommon Stock 25,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · nonDerivative · entry 3

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionCommon Stock 8,976 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · nonDerivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:53 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionCommon Stock 23,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007927 · form4.xml · nonDerivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionRestricted Stock Units · Derivative 27,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · derivative · entry 7

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,113

Underlying: Common Stock · 27,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionRestricted Stock Units · Derivative 7,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · derivative · entry 6

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,087

Underlying: Common Stock · 7,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionRestricted Stock Units · Derivative 18,243 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · derivative · entry 5

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Tax withholdingCommon Stock 19,118 $2.17 $41,486.06
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · nonDerivative · entry 4

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,625

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 27,557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · nonDerivative · entry 3

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 7,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · nonDerivative · entry 2

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:51 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 18,243 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007925 · form4.xml · nonDerivative · entry 1

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:50 UTC
Granowitz Craig BSVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 27,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007923 · form4.xml · derivative · entry 3

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,833

Underlying: Common Stock · 27,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:50 UTC
Granowitz Craig BSVP, Chief Medical Officer
Tax withholdingCommon Stock 12,732 $2.17 $27,628.44
Disclosure

SEC source: 0001127602-23-007923 · form4.xml · nonDerivative · entry 2

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,185

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:50 UTC
Granowitz Craig BSVP, Chief Medical Officer
Exercise / conversionCommon Stock 27,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007923 · form4.xml · nonDerivative · entry 1

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 26,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · derivative · entry 7

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,193

Underlying: Common Stock · 26,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · derivative · entry 6

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 21,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · derivative · entry 5

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Tax withholdingCommon Stock 20,537 $2.17 $44,565.29
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · nonDerivative · entry 4

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,798

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 26,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · nonDerivative · entry 3

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · nonDerivative · entry 2

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:49 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 21,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007922 · form4.xml · nonDerivative · entry 1

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 37,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · derivative · entry 7

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,547

Underlying: Common Stock · 37,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 11,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · derivative · entry 6

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,177

Underlying: Common Stock · 11,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 30,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · derivative · entry 5

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Tax withholdingCommon Stock 30,255 $2.17 $65,653.35
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · nonDerivative · entry 4

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,341

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionCommon Stock 37,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · nonDerivative · entry 3

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionCommon Stock 11,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · nonDerivative · entry 2

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:48 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionCommon Stock 30,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007917 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · derivative · entry 7

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,727

Underlying: Common Stock · 91,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 33,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · derivative · entry 6

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 84,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · derivative · entry 5

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Tax withholdingCommon Stock 50,971 $2.17 $110,607.07
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · nonDerivative · entry 4

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,359

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 91,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · nonDerivative · entry 3

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 33,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:46 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 84,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007915 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:06 UTC
Alexander KristenVP, Finance and Accounting
GrantStock Option (Right to Buy) · Derivative 71,670 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004950 · form4.xml · derivative · entry 2

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,670

Underlying: Common Stock · 71,670 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:06 UTC
Alexander KristenVP, Finance and Accounting
GrantRestricted Stock Units · Derivative 47,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004950 · form4.xml · derivative · entry 1

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,780

Underlying: Common Stock · 47,780 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:04 UTC
Seth KiernanVP, Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 280,100 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004944 · form4.xml · derivative · entry 2

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,100

Underlying: Common Stock · 280,100 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:04 UTC
Seth KiernanVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 93,370 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004944 · form4.xml · derivative · entry 1

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,370

Underlying: Common Stock · 93,370 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:02 UTC
McDermott WendyVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 249,280 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004941 · form4.xml · derivative · entry 2

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,280

Underlying: Common Stock · 249,280 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:02 UTC
McDermott WendyVP, Human Resources
GrantRestricted Stock Units · Derivative 83,090 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-004941 · form4.xml · derivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,090

Underlying: Common Stock · 83,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:01 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
GrantStock Option (Right to Buy) · Derivative 296,130 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001127602-23-004934 · form4.xml · derivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,130

Underlying: Common Stock · 296,130 shares

Expires 2033-02-09

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.