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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2023 Filed Jun 26, 2023 20:04 UTC
COATS LONNELDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $2.50 $24,950.00
Disclosure

SEC source: 0001127602-23-019405 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,359

Read SEC document
June 23, 2023 Filed Jun 27, 2023 20:22 UTC
McDermott WendyVP, Human Resources
PurchaseCommon Stock 10,000 $2.43 $24,300.00
Disclosure

SEC source: 0001127602-23-019443 · form4.xml · nonDerivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
June 22, 2023 Filed Jun 22, 2023 20:01 UTC
COATS LONNELDirector · Chief Executive Officer
PurchaseCommon Stock 40,000 $2.31 $92,400.00
Disclosure

SEC source: 0001127602-23-019231 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,359

Read SEC document
June 20, 2023 Filed Jun 20, 2023 20:10 UTC
WADE JEFFREY LPresident and CFO
PurchaseCommon Stock 2,000 $2.33 $4,650.00
Disclosure

SEC source: 0001127602-23-018978 · form4.xml · nonDerivative · entry 2

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,341

Read SEC document
June 20, 2023 Filed Jun 20, 2023 20:10 UTC
WADE JEFFREY LPresident and CFO
PurchaseCommon Stock 10,000 $2.34 $23,350.00
Disclosure

SEC source: 0001127602-23-018978 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,341

Read SEC document
June 05, 2023 Filed Jun 5, 2023 20:46 UTC
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
PurchaseCommon Stock 27,775,050 $2.60 $72,215,130.00
Disclosure

SEC source: 0000899243-23-014464 · doc4.xml · nonDerivative · entry 1

Artal International S.C.A. · CIK 0001218180 · Director · 10% owner

Wittouck Amaury · CIK 0001841311 · Director · 10% owner

Artal International Management S.A. · CIK 0001522131 · Director · 10% owner

Artal Group S.A. · CIK 0001053906 · Director · 10% owner

Westend S.A. · CIK 0001283968 · Director · 10% owner

Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner

Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner

Invus, L.P. · CIK 0001404570 · Director · 10% owner

Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner

Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 78,634,381

F1 · kind: On May 31, 2023, Artal International S.C.A. entered into a purchase agreement (the "Purchase Agreement") with the Issuer pursuant to which Artal International S.C.A. agreed to purchase 24,152,218 shares of common stock, $0.001 par value per share (the "Issuer Common Stock"), of the Issuer at a price of $2.60 per share (the "Purchase Price"). The Purchase Agreement also provided Artal International S.C.A. the right to purchase from the Issuer, on a pro rata basis, up to an additional 3,622,832 shares of Issuer Common Stock at a price per share equal to the Purchase Price. On June 1, 2023, pursuant to the 2023 Purchase Agreement, Artal International S.C.A. exercised its right to purchase an additional 3,622,832 shares of Issuer Common Stock at a price per share equal to the Purchase Price. The purchase closed on June 5, 2023.

F2 · ownership.nature: These securities are directly held by Artal International S.C.A.

F5 · ownership.nature: Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.

F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:07 UTC Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016439 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:07 UTC Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016439 · form4.xml · nonDerivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016437 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:06 UTC Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016437 · form4.xml · nonDerivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016435 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:06 UTC Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016435 · form4.xml · nonDerivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:05 UTC
NIES ALAN SDirector
Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016434 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:05 UTC
NIES ALAN SDirector
Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016434 · form4.xml · nonDerivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:04 UTC Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016433 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:04 UTC Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016433 · form4.xml · nonDerivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:03 UTC Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016431 · form4.xml · derivative · entry 3

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:03 UTC Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016431 · form4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:02 UTC
BARKER SAM LDirector
Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016430 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:02 UTC
BARKER SAM LDirector
Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016430 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:01 UTC Exercise / conversionRestricted Stock Units · Derivative 9,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016428 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
May 21, 2023 Filed May 22, 2023 20:01 UTC Exercise / conversionCommon Stock 9,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016428 · form4.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:30 UTC GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013789 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:30 UTC GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013789 · form4.xml · derivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:29 UTC GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013788 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:29 UTC GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013788 · form4.xml · derivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:26 UTC GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013786 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:26 UTC GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013786 · form4.xml · derivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:25 UTC
NIES ALAN SDirector
GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013785 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:25 UTC
NIES ALAN SDirector
GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013785 · form4.xml · derivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:23 UTC GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013784 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:23 UTC GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013784 · form4.xml · derivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:22 UTC GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013782 · form4.xml · derivative · entry 2

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:22 UTC GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013782 · form4.xml · derivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:22 UTC
BARKER SAM LDirector
GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013781 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:22 UTC
BARKER SAM LDirector
GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013781 · form4.xml · derivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 20:21 UTC GrantStock Option (Right to Buy) · Derivative 12,658 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001127602-23-013780 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,658

Underlying: Common Stock · 12,658 shares

Expires 2033-04-28

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

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April 28, 2023 Filed Apr 28, 2023 20:21 UTC GrantRestricted Stock Units · Derivative 8,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-013780 · form4.xml · derivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,032

Underlying: Common Stock · 8,032 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

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February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionRestricted Stock Units · Derivative 10,617 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · derivative · entry 7

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,233

Underlying: Common Stock · 10,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionRestricted Stock Units · Derivative 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · derivative · entry 6

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionRestricted Stock Units · Derivative 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · derivative · entry 5

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Tax withholdingCommon Stock 5,330 $2.17 $11,566.10
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · nonDerivative · entry 4

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,350

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

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February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionCommon Stock 10,617 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · nonDerivative · entry 3

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionCommon Stock 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · nonDerivative · entry 2

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:56 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionCommon Stock 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007933 · form4.xml · nonDerivative · entry 1

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 22,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · derivative · entry 7

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,927

Underlying: Common Stock · 22,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · derivative · entry 6

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,287

Underlying: Common Stock · 5,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · derivative · entry 5

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Tax withholdingCommon Stock 11,813 $2.17 $25,634.21
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · nonDerivative · entry 4

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,136

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:55 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionCommon Stock 22,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-007932 · form4.xml · nonDerivative · entry 3

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.