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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2024 Filed Feb 29, 2024 21:29 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 7,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007621 · form4.xml · nonDerivative · entry 1

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:28 UTC
Granowitz Craig BSVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 35,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007618 · form4.xml · derivative · entry 5

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,580

Underlying: Common Stock · 35,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:28 UTC
Granowitz Craig BSVP, Chief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 27,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007618 · form4.xml · derivative · entry 4

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,917

Underlying: Common Stock · 27,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:28 UTC
Granowitz Craig BSVP, Chief Medical Officer
Tax withholdingCommon Stock 31,265 $2.62 $81,914.30
Disclosure

SEC source: 0001127602-24-007618 · form4.xml · nonDerivative · entry 3

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,626

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:28 UTC
Granowitz Craig BSVP, Chief Medical Officer
Exercise / conversionCommon Stock 35,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007618 · form4.xml · nonDerivative · entry 2

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:28 UTC
Granowitz Craig BSVP, Chief Medical Officer
Exercise / conversionCommon Stock 27,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007618 · form4.xml · nonDerivative · entry 1

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 33,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · derivative · entry 7

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,913

Underlying: Common Stock · 33,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 26,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · derivative · entry 6

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,097

Underlying: Common Stock · 26,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · derivative · entry 5

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Tax withholdingCommon Stock 25,604 $2.62 $67,082.48
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · nonDerivative · entry 4

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,497

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 33,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · nonDerivative · entry 3

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 26,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · nonDerivative · entry 2

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:27 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007614 · form4.xml · nonDerivative · entry 1

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 120,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · derivative · entry 7

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,767

Underlying: Common Stock · 120,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · derivative · entry 6

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,363

Underlying: Common Stock · 91,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · derivative · entry 5

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Tax withholdingCommon Stock 61,371 $2.62 $160,792.02
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · nonDerivative · entry 4

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,068

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 120,383 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · nonDerivative · entry 3

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,159,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 91,364 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,039,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:26 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-007612 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 947,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:19 UTC
Alexander KristenVP, Finance and Accounting
GrantStock Option (Right to Buy) · Derivative 59,660 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004472 · form4.xml · derivative · entry 2

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,660

Underlying: Common Stock · 59,660 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:19 UTC
Alexander KristenVP, Finance and Accounting
GrantRestricted Stock Units · Derivative 59,660 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004472 · form4.xml · derivative · entry 1

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,660

Underlying: Common Stock · 59,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:18 UTC
WADE JEFFREY LPresident and CFO
GrantStock Option (Right to Buy) · Derivative 314,320 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004470 · form4.xml · derivative · entry 2

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,320

Underlying: Common Stock · 314,320 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:18 UTC
WADE JEFFREY LPresident and CFO
GrantRestricted Stock Units · Derivative 314,320 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004470 · form4.xml · derivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,320

Underlying: Common Stock · 314,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:17 UTC
McDermott WendyVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 156,950 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004468 · form4.xml · derivative · entry 2

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,950

Underlying: Common Stock · 156,950 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:17 UTC
McDermott WendyVP, Human Resources
GrantRestricted Stock Units · Derivative 156,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004468 · form4.xml · derivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,950

Underlying: Common Stock · 156,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
GrantStock Option (Right to Buy) · Derivative 204,730 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004466 · form4.xml · derivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,730

Underlying: Common Stock · 204,730 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
GrantRestricted Stock Units · Derivative 204,730 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004466 · form4.xml · derivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,730

Underlying: Common Stock · 204,730 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
GrantStock Option (Right to Buy) · Derivative 203,810 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004464 · form4.xml · derivative · entry 2

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,810

Underlying: Common Stock · 203,810 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
GrantRestricted Stock Units · Derivative 203,810 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004464 · form4.xml · derivative · entry 1

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,810

Underlying: Common Stock · 203,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:14 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 222,680 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004462 · form4.xml · derivative · entry 2

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,680

Underlying: Common Stock · 222,680 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:14 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantRestricted Stock Units · Derivative 222,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004462 · form4.xml · derivative · entry 1

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,680

Underlying: Common Stock · 222,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 08, 2024 Filed Feb 12, 2024 21:14 UTC
Garner ThomasSVP, Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 227,130 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004460 · form4.xml · derivative · entry 2

Garner Thomas · CIK 0001996325 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,130

Underlying: Common Stock · 227,130 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

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February 08, 2024 Filed Feb 12, 2024 21:14 UTC
Garner ThomasSVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 227,130 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004460 · form4.xml · derivative · entry 1

Garner Thomas · CIK 0001996325 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,130

Underlying: Common Stock · 227,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:12 UTC
Crum Brian TSVP, General Counsel & Secr.
GrantStock Option (Right to Buy) · Derivative 208,160 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004457 · form4.xml · derivative · entry 2

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,160

Underlying: Common Stock · 208,160 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:12 UTC
Crum Brian TSVP, General Counsel & Secr.
GrantRestricted Stock Units · Derivative 208,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004457 · form4.xml · derivative · entry 1

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,160

Underlying: Common Stock · 208,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:12 UTC
COATS LONNELDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 770,420 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001127602-24-004455 · form4.xml · derivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,420

Underlying: Common Stock · 770,420 shares

Expires 2034-02-08

F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:12 UTC
COATS LONNELDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 770,420 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004455 · form4.xml · derivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,420

Underlying: Common Stock · 770,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F2 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:55 UTC
COATS LONNELDirector · Chief Executive Officer
PurchaseCommon Stock 90,000 $1.05 $94,797.00
Disclosure

SEC source: 0001127602-23-027850 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914,359

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.05 to $1.06 per share. The price reported above reflects the weighted average purchase price of such trades. Mr. Coats hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

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November 13, 2023 Filed Nov 14, 2023 21:12 UTC PurchaseCommon Stock 200,000 $1.01 $201,520.00
Disclosure

SEC source: 0001127602-23-027360 · form4.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,332

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.9858 to $1.0400 per share. The price reported above reflects the weighted average purchase price of such trades. Mr. Amouyal hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

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November 10, 2023 Filed Nov 13, 2023 22:31 UTC
COATS LONNELDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $1.01 $10,100.00
Disclosure

SEC source: 0001127602-23-027279 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 824,359

Read SEC document
October 12, 2023 Filed Oct 12, 2023 20:01 UTC PurchaseCommon Stock 148,820 $1.03 $153,805.47
Disclosure

SEC source: 0001127602-23-025798 · form4.xml · nonDerivative · entry 4

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,340,847

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.02 to $1.07 per share. The price reported above reflects the weighted average purchase price of such trades. Mr. Debbane hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 12, 2023 20:01 UTC PurchaseCommon Stock 342,874 $1.08 $370,783.94
Disclosure

SEC source: 0001127602-23-025798 · form4.xml · nonDerivative · entry 3

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,192,027

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.06 to $1.12 per share. The price reported above reflects the weighted average purchase price of such trades. Mr. Debbane hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 20:01 UTC PurchaseCommon Stock 508,306 $1.14 $579,367.18
Disclosure

SEC source: 0001127602-23-025798 · form4.xml · nonDerivative · entry 2

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849,153

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.09 to $1.19 per share. The price reported above reflects the weighted average purchase price of such trades. Mr. Debbane hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 20:02 UTC
Garner ThomasSVP, Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 248,923 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001127602-23-025765 · form4.xml · derivative · entry 1

Garner Thomas · CIK 0001996325 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,923

Underlying: Common Stock · 248,923 shares

Expires 2033-10-09

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (10/9/2024) and vests 1/48th per month for each month of service thereafter.

Read SEC document
September 14, 2023 Filed Sep 14, 2023 21:05 UTC
WADE JEFFREY LPresident and CFO
PurchaseCommon Stock 10,000 $1.38 $13,800.00
Disclosure

SEC source: 0001127602-23-024201 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,341

Read SEC document
August 04, 2023 Filed Aug 7, 2023 20:13 UTC
McDermott WendyVP, Human Resources
PurchaseCommon Stock 6,000 $1.84 $11,040.00
Disclosure

SEC source: 0001127602-23-022118 · form4.xml · nonDerivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,478

Read SEC document
July 27, 2023 Filed Jul 31, 2023 12:14 UTC GrantStock Option (Right to Buy) · Derivative 96,515 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001127602-23-021546 · form4.xml · derivative · entry 1

Sullivan Diane E. · CIK 0001968736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,515

Underlying: Common Stock · 96,515 shares

Expires 2033-07-27

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 20:13 UTC
COATS LONNELDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $2.16 $21,600.00
Disclosure

SEC source: 0001127602-23-019560 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,359

Read SEC document
June 26, 2023 Filed Jun 26, 2023 20:04 UTC
COATS LONNELDirector · Chief Executive Officer
PurchaseCommon Stock 10,000 $2.18 $21,792.00
Disclosure

SEC source: 0001127602-23-019405 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,359

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.