Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 8 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2024 Filed May 13, 2024 20:00 UTC |
Amouyal PhilippeDirector
|
GrantRestricted Stock Units · Derivative | 36,810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-015076 · form4.xml · derivative · entry 2 Amouyal Philippe · CIK 0001376854 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,810 Underlying: Common Stock · 36,810 shares Expires not disclosed F2 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| May 13, 2024 Filed May 13, 2024 20:00 UTC |
Amouyal PhilippeDirector
|
GrantStock Option (Right to Buy) · Derivative | 44,906 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001127602-24-015076 · form4.xml · derivative · entry 1 Amouyal Philippe · CIK 0001376854 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,906 Underlying: Common Stock · 44,906 shares Expires 2034-05-13 F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:17 UTC |
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal International Management S.A.Director · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Stichting Administratiekantoor WestendDirector · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Public Equities Advisors, LLCDirector · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
|
Exercise / conversionSeries A Convertible Preferred Stock · Derivative | 1,150,922 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-059789 · ownership.xml · derivative · entry 5 Artal International S.C.A. · CIK 0001218180 · Director · 10% owner Wittouck Amaury · CIK 0001841311 · Director · 10% owner Artal International Management S.A. · CIK 0001522131 · Director · 10% owner Artal Group S.A. · CIK 0001053906 · Director · 10% owner Westend S.A. · CIK 0001283968 · Director · 10% owner Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner Invus, L.P. · CIK 0001404570 · Director · 10% owner Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 57,546,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · kind: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · derivative.exercise_date: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · derivative.expiration_date: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F2 · ownership.nature: These securities are directly held by Artal International S.C.A. F5 · ownership.nature: Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:17 UTC |
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal International Management S.A.Director · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Stichting Administratiekantoor WestendDirector · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Public Equities Advisors, LLCDirector · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
|
GrantSeries A Convertible Preferred Stock · Derivative | 1,150,922 | $108.50 | $124,875,037.00 |
DisclosureSEC source: 0000950170-24-059789 · ownership.xml · derivative · entry 4 Artal International S.C.A. · CIK 0001218180 · Director · 10% owner Wittouck Amaury · CIK 0001841311 · Director · 10% owner Artal International Management S.A. · CIK 0001522131 · Director · 10% owner Artal Group S.A. · CIK 0001053906 · Director · 10% owner Westend S.A. · CIK 0001283968 · Director · 10% owner Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner Invus, L.P. · CIK 0001404570 · Director · 10% owner Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,150,922 Underlying: Common Stock · 57,546,100 shares Expires not disclosed F1 · derivative.exercise_price: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · kind: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · price: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · derivative.exercise_date: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · derivative.expiration_date: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F2 · ownership.nature: These securities are directly held by Artal International S.C.A. F5 · ownership.nature: Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:17 UTC |
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal International Management S.A.Director · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Stichting Administratiekantoor WestendDirector · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Public Equities Advisors, LLCDirector · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
|
Exercise / conversionCommon Stock | 57,546,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-059789 · ownership.xml · nonDerivative · entry 1 Artal International S.C.A. · CIK 0001218180 · Director · 10% owner Wittouck Amaury · CIK 0001841311 · Director · 10% owner Artal International Management S.A. · CIK 0001522131 · Director · 10% owner Artal Group S.A. · CIK 0001053906 · Director · 10% owner Westend S.A. · CIK 0001283968 · Director · 10% owner Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner Invus, L.P. · CIK 0001404570 · Director · 10% owner Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 136,180,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F1 · price: On March 13, 2024, Artal International S.C.A. acquired 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share. Each share of Preferred Stock would automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions (the "Conditions"); however, absent the satisfaction of such conditions, the shares were not convertible and as such, the Preferred Stock was originally reported on Table I. On May 10, 2024, all Conditions were met, and the 1,150,922 shares of Preferred Stock became derivative securities and automatically converted into 57,546,100 shares of Issuer Common Stock. F2 · ownership.nature: These securities are directly held by Artal International S.C.A. F5 · ownership.nature: Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting. F6 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:21 UTC |
Swain Judith LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013558 · form4.xml · derivative · entry 2 Swain Judith L · CIK 0001413573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:21 UTC |
Swain Judith LDirector
|
Exercise / conversionCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013558 · form4.xml · nonDerivative · entry 1 Swain Judith L · CIK 0001413573 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:20 UTC |
SOBECKI CHRISTOPHER JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013557 · form4.xml · derivative · entry 2 SOBECKI CHRISTOPHER J · CIK 0001053892 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:20 UTC |
SOBECKI CHRISTOPHER JDirector
|
Exercise / conversionCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013557 · form4.xml · nonDerivative · entry 1 SOBECKI CHRISTOPHER J · CIK 0001053892 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:18 UTC |
LEFKOWITZ ROBERT J MDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013556 · form4.xml · derivative · entry 2 LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:18 UTC |
LEFKOWITZ ROBERT J MDDirector
|
Exercise / conversionCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013556 · form4.xml · nonDerivative · entry 1 LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:17 UTC |
BARKER SAM LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013554 · form4.xml · derivative · entry 2 BARKER SAM L · CIK 0001226877 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:17 UTC |
BARKER SAM LDirector
|
Exercise / conversionCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013554 · form4.xml · nonDerivative · entry 1 BARKER SAM L · CIK 0001226877 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:17 UTC |
DEBBANE RAYMONDDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013555 · form4.xml · derivative · entry 3 DEBBANE RAYMOND · CIK 0001053890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:17 UTC |
DEBBANE RAYMONDDirector
|
Exercise / conversionCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013555 · form4.xml · nonDerivative · entry 1 DEBBANE RAYMOND · CIK 0001053890 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,348,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:16 UTC |
Amouyal PhilippeDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013553 · form4.xml · derivative · entry 2 Amouyal Philippe · CIK 0001376854 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| April 28, 2024 Filed Apr 29, 2024 20:16 UTC |
Amouyal PhilippeDirector
|
Exercise / conversionCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-013553 · form4.xml · nonDerivative · entry 1 Amouyal Philippe · CIK 0001376854 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 01:22 UTC |
Artal International S.C.A.Director · 10% owner
Wittouck AmauryDirector · 10% owner
Artal International Management S.A.Director · 10% owner
Artal Group S.A.Director · 10% owner
Westend S.A.Director · 10% owner
Stichting Administratiekantoor WestendDirector · 10% owner
Invus Public Equities, L.P.Director · 10% owner
Invus, L.P.Director · 10% owner
Invus Public Equities Advisors, LLCDirector · 10% owner
Invus Advisors, L.L.C.Director · 10% owner
|
GrantSeries A Convertible Preferred Stock | 1,150,922 | $108.50 | $124,875,037.00 |
DisclosureSEC source: 0000950170-24-031072 · ownership.xml · nonDerivative · entry 1 Artal International S.C.A. · CIK 0001218180 · Director · 10% owner Wittouck Amaury · CIK 0001841311 · Director · 10% owner Artal International Management S.A. · CIK 0001522131 · Director · 10% owner Artal Group S.A. · CIK 0001053906 · Director · 10% owner Westend S.A. · CIK 0001283968 · Director · 10% owner Stichting Administratiekantoor Westend · CIK 0001460840 · Director · 10% owner Invus Public Equities, L.P. · CIK 0001340097 · Director · 10% owner Invus, L.P. · CIK 0001404570 · Director · 10% owner Invus Public Equities Advisors, LLC · CIK 0001340096 · Director · 10% owner Invus Advisors, L.L.C. · CIK 0001404553 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,150,922 F1 · kind: On March 11, 2024, Artal International S.C.A. entered into a purchase agreement (the "Purchase Agreement") with the Issuer pursuant to which Artal International S.C.A. agreed to purchase 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share (the "Purchase Price"). Each share of Preferred Stock will automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions; however, absent the satisfaction of such conditions, the shares are not convertible. The purchase closed on March 13, 2024. F2 · ownership.nature: These securities are directly held by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting. F3 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 15,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · derivative · entry 7 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,853 Underlying: Common Stock · 15,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 10,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · derivative · entry 6 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,617 Underlying: Common Stock · 10,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 2,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · derivative · entry 5 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Tax withholdingCommon Stock | 11,793 | $2.62 | $30,897.66 |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · nonDerivative · entry 4 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,800 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Exercise / conversionCommon Stock | 15,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · nonDerivative · entry 3 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Exercise / conversionCommon Stock | 10,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · nonDerivative · entry 2 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:33 UTC |
Alexander KristenVP, Finance and Accounting
|
Exercise / conversionCommon Stock | 2,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007629 · form4.xml · nonDerivative · entry 1 Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 49,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · derivative · entry 7 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,227 Underlying: Common Stock · 49,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 37,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · derivative · entry 6 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,273 Underlying: Common Stock · 37,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 11,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · derivative · entry 5 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Tax withholdingCommon Stock | 37,691 | $2.62 | $98,750.42 |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · nonDerivative · entry 4 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,214 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Exercise / conversionCommon Stock | 49,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · nonDerivative · entry 3 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Exercise / conversionCommon Stock | 37,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · nonDerivative · entry 2 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:32 UTC |
WADE JEFFREY LPresident and CFO
|
Exercise / conversionCommon Stock | 11,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007628 · form4.xml · nonDerivative · entry 1 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:31 UTC |
McDermott WendyVP, Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 27,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007625 · form4.xml · derivative · entry 5 McDermott Wendy · CIK 0001902760 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,393 Underlying: Common Stock · 27,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:31 UTC |
McDermott WendyVP, Human Resources
|
Exercise / conversionRestricted Stock Units · Derivative | 18,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007625 · form4.xml · derivative · entry 4 McDermott Wendy · CIK 0001902760 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,943 Underlying: Common Stock · 18,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:31 UTC |
McDermott WendyVP, Human Resources
|
Tax withholdingCommon Stock | 22,425 | $2.62 | $58,753.50 |
DisclosureSEC source: 0001127602-24-007625 · form4.xml · nonDerivative · entry 3 McDermott Wendy · CIK 0001902760 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,694 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:31 UTC |
McDermott WendyVP, Human Resources
|
Exercise / conversionCommon Stock | 27,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007625 · form4.xml · nonDerivative · entry 2 McDermott Wendy · CIK 0001902760 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:31 UTC |
McDermott WendyVP, Human Resources
|
Exercise / conversionCommon Stock | 18,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007625 · form4.xml · nonDerivative · entry 1 McDermott Wendy · CIK 0001902760 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 32,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · derivative · entry 7 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,807 Underlying: Common Stock · 32,903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 25,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · derivative · entry 6 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,667 Underlying: Common Stock · 25,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 8,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · derivative · entry 5 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Tax withholdingCommon Stock | 24,408 | $2.62 | $63,948.96 |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · nonDerivative · entry 4 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,724 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 32,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · nonDerivative · entry 3 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 25,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · nonDerivative · entry 2 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:30 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 8,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007623 · form4.xml · nonDerivative · entry 1 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:29 UTC |
Kassler-Taub Kenneth B.SVP, Regulatory & QA
|
Exercise / conversionRestricted Stock Units · Derivative | 32,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007621 · form4.xml · derivative · entry 7 Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,513 Underlying: Common Stock · 32,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:29 UTC |
Kassler-Taub Kenneth B.SVP, Regulatory & QA
|
Exercise / conversionRestricted Stock Units · Derivative | 27,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007621 · form4.xml · derivative · entry 6 Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,557 Underlying: Common Stock · 27,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:29 UTC |
Kassler-Taub Kenneth B.SVP, Regulatory & QA
|
Exercise / conversionRestricted Stock Units · Derivative | 7,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007621 · form4.xml · derivative · entry 5 Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:29 UTC |
Kassler-Taub Kenneth B.SVP, Regulatory & QA
|
Tax withholdingCommon Stock | 24,353 | $2.62 | $63,804.86 |
DisclosureSEC source: 0001127602-24-007621 · form4.xml · nonDerivative · entry 4 Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,672 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:29 UTC |
Kassler-Taub Kenneth B.SVP, Regulatory & QA
|
Exercise / conversionCommon Stock | 32,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007621 · form4.xml · nonDerivative · entry 3 Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 21:29 UTC |
Kassler-Taub Kenneth B.SVP, Regulatory & QA
|
Exercise / conversionCommon Stock | 27,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-007621 · form4.xml · nonDerivative · entry 2 Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.