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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 1,000 $2.42 $2,415.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 18

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,131

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 8,112 $2.41 $19,549.92
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 17

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,131

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 200 $2.41 $481.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 16

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,019

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 9,450 $2.40 $22,680.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 15

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,819

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 14,338 $2.39 $34,267.82
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 14

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,369

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 1,396 $2.39 $3,329.46
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 13

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,031

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 9,784 $2.38 $23,285.92
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 12

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,635

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 2,206 $2.37 $5,228.22
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 11

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,851

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 1,200 $2.36 $2,832.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 10

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,645

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 600 $2.35 $1,410.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 9

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,445

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 3,500 $2.34 $8,190.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 8

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,845

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 1,000 $2.33 $2,330.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 7

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,345

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 1,000 $2.32 $2,320.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 6

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,345

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 1,600 $2.31 $3,696.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 5

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,345

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 400 $2.30 $920.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 4

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,745

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 500 $2.28 $1,140.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 3

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 200 $2.27 $454.00
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,845

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:23 UTC PurchaseCommon Stock 601 $2.25 $1,352.25
Disclosure

SEC source: 0001127602-19-028591 · form4.xml · nonDerivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,645

Read SEC document
August 19, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 3,000 $1.40 $4,194.00
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 8

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,539

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 16,000 $1.36 $21,760.00
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 7

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,539

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 3,500 $1.35 $4,725.00
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 6

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,539

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 600 $1.35 $807.00
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 5

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,039

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 6,600 $1.34 $8,844.00
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 4

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,439

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 100 $1.34 $133.50
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 3

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,839

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 10,044 $1.33 $13,358.52
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,739

Read SEC document
August 16, 2019 Filed Aug 20, 2019 21:02 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 156 $1.33 $206.70
Disclosure

SEC source: 0001127602-19-027072 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,695

Read SEC document
August 02, 2019 Filed Aug 2, 2019 20:15 UTC
Tessmer James FVP, Finance & Accounting
PurchaseCommon Stock 10,000 $1.14 $11,400.00
Disclosure

SEC source: 0001127602-19-025869 · form4.xml · nonDerivative · entry 1

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,368

Read SEC document
August 02, 2019 Filed Aug 2, 2019 20:12 UTC
BARKER SAM LDirector
PurchaseCommon Stock 12,000 $1.18 $14,160.00
Disclosure

SEC source: 0001127602-19-025862 · form4.xml · nonDerivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,187

Read SEC document
August 02, 2019 Filed Aug 2, 2019 20:12 UTC
BARKER SAM LDirector
PurchaseCommon Stock 12,000 $1.17 $14,040.00
Disclosure

SEC source: 0001127602-19-025862 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,187

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:08 UTC GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016497 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:08 UTC GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016497 · form4.xml · derivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:07 UTC GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016496 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:07 UTC GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016496 · form4.xml · derivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:06 UTC
NIES ALAN SDirector
GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016495 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:06 UTC
NIES ALAN SDirector
GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016495 · form4.xml · derivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:04 UTC GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016493 · form4.xml · derivative · entry 2

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:04 UTC GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016493 · form4.xml · derivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:03 UTC GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016492 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:03 UTC GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016492 · form4.xml · derivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:02 UTC GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016491 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016491 · form4.xml · derivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:01 UTC
BARKER SAM LDirector
GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016490 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:01 UTC
BARKER SAM LDirector
GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016490 · form4.xml · derivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:00 UTC GrantRestricted Stock Units · Derivative 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016487 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

Underlying: Common Stock · 3,466 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 21:00 UTC GrantStock Option (Right to Buy) · Derivative 6,519 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001127602-19-016487 · form4.xml · derivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,519

Underlying: Common Stock · 6,519 shares

Expires 2029-04-26

F1 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 23,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · derivative · entry 9

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,027

Underlying: Common Stock · 23,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 5,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · derivative · entry 8

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Underlying: Common Stock · 5,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 8,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · derivative · entry 7

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,390

Underlying: Common Stock · 8,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,835 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · derivative · entry 6

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

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February 28, 2019 Filed Mar 1, 2019 22:15 UTC
COATS LONNELDirector · President and CEO
Tax withholdingCommon Stock 18,641 $5.51 $102,711.91
Disclosure

SEC source: 0001127602-19-009259 · form4.xml · nonDerivative · entry 5

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,539

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.