Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 8 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2021 Filed Feb 11, 2022 22:27 UTC |
WADE JEFFREY LPresident and CFO
|
GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004633 · form5.xml · nonDerivative · entry 1 WADE JEFFREY L · CIK 0001225767 · President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,520 Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 23:45 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0001127602-21-010892 · form4.xml · derivative · entry 4 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,980 Underlying: Common Stock · 12,000 shares Expires 2030-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 23:45 UTC |
Tessmer James FVP, Finance & Accounting
|
SaleCommon Stock | 12,000 | $6.93 | $83,100.00 |
DisclosureSEC source: 0001127602-21-010892 · form4.xml · nonDerivative · entry 3 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,766 F2 · price: Executed in multiple trades at prices ranging from $6.91 to $6.955. The reported price reflects the weighted average sale price. Mr. Tessmer hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 23:45 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 12,000 | $3.31 | $39,720.00 |
DisclosureSEC source: 0001127602-21-010892 · form4.xml · nonDerivative · entry 2 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 23:45 UTC |
Tessmer James FVP, Finance & Accounting
|
SaleCommon Stock | 10,912 | $6.90 | $75,339.72 |
DisclosureSEC source: 0001127602-21-010892 · form4.xml · nonDerivative · entry 1 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,766 F1 · price: Executed in multiple trades at prices ranging from $6.90 to $6.92 per share. The reported price reflects the weighted average sale price. Mr. Tessmer hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 30,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · derivative · entry 9 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,933 Underlying: Common Stock · 30,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F6 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 25,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · derivative · entry 8 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,290 Underlying: Common Stock · 25,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · derivative · entry 7 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · derivative · entry 6 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Tax withholdingCommon Stock | 26,584 | $7.19 | $191,138.96 |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · nonDerivative · entry 5 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,020 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 30,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · nonDerivative · entry 4 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 25,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · nonDerivative · entry 3 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 9,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · nonDerivative · entry 2 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:01 UTC |
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
|
Exercise / conversionCommon Stock | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008779 · form4.xml · nonDerivative · entry 1 WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 28,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · derivative · entry 9 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,380 Underlying: Common Stock · 28,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F6 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 26,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · derivative · entry 8 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,600 Underlying: Common Stock · 26,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 9,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · derivative · entry 7 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · derivative · entry 6 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Tax withholdingCommon Stock | 16,560 | $7.19 | $119,066.40 |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · nonDerivative · entry 5 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,791 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 28,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · nonDerivative · entry 4 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 26,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · nonDerivative · entry 3 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 9,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · nonDerivative · entry 2 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
TYLE PRAVEENEVP, R&D
|
Exercise / conversionCommon Stock | 2,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008777 · form4.xml · nonDerivative · entry 1 TYLE PRAVEEN · CIK 0001296936 · EVP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 13,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · derivative · entry 9 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,993 Underlying: Common Stock · 13,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F6 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 8,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · derivative · entry 8 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,837 Underlying: Common Stock · 8,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 4,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · derivative · entry 7 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionRestricted Stock Units · Derivative | 1,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · derivative · entry 6 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Tax withholdingCommon Stock | 10,765 | $7.19 | $77,400.35 |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · nonDerivative · entry 5 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,678 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 13,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · nonDerivative · entry 4 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 8,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · nonDerivative · entry 3 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 4,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · nonDerivative · entry 2 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:00 UTC |
Tessmer James FVP, Finance & Accounting
|
Exercise / conversionCommon Stock | 1,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008775 · form4.xml · nonDerivative · entry 1 Tessmer James F · CIK 0001434095 · VP, Finance & Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 23,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · derivative · entry 9 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,600 Underlying: Common Stock · 23,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F6 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 22,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · derivative · entry 8 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,373 Underlying: Common Stock · 22,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 8,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · derivative · entry 7 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionRestricted Stock Units · Derivative | 2,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · derivative · entry 6 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Tax withholdingCommon Stock | 20,413 | $7.19 | $146,769.47 |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · nonDerivative · entry 5 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,695 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 23,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · nonDerivative · entry 4 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 22,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · nonDerivative · entry 3 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 8,297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · nonDerivative · entry 2 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:59 UTC |
MAIN ALAN JEVP, Innov & Chem Sciences
|
Exercise / conversionCommon Stock | 2,497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008772 · form4.xml · nonDerivative · entry 1 MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 21,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · derivative · entry 9 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,060 Underlying: Common Stock · 21,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F6 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. F6 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 11,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · derivative · entry 8 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Underlying: Common Stock · 11,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F5 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 5,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · derivative · entry 7 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. F4 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · derivative · entry 6 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Tax withholdingCommon Stock | 14,860 | $7.19 | $106,843.40 |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · nonDerivative · entry 5 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,637 F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 21,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · nonDerivative · entry 4 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 11,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · nonDerivative · entry 3 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 5,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · nonDerivative · entry 2 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:57 UTC |
Crum Brian TVP, General Counsel & Secr.
|
Exercise / conversionCommon Stock | 1,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008770 · form4.xml · nonDerivative · entry 1 Crum Brian T · CIK 0001792747 · VP, General Counsel & Secr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.