Tapewire

Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

Export transactions ↓
Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2022 Filed Feb 14, 2022 21:10 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
GrantStock Option (Right to Buy) · Derivative 230,990 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004767 · form4.xml · derivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,990

Underlying: Common Stock · 230,990 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:08 UTC
WADE JEFFREY LPresident and CFO
GrantRestricted Stock Units · Derivative 111,820 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004763 · form4.xml · derivative · entry 2

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,820

Underlying: Common Stock · 111,820 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:08 UTC
WADE JEFFREY LPresident and CFO
GrantStock Option (Right to Buy) · Derivative 335,470 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004763 · form4.xml · derivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,470

Underlying: Common Stock · 335,470 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:09 UTC
Seth KiernanVP, Chief Commercial Officer
GrantRestricted Stock Units · Derivative 68,890 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004765 · form4.xml · derivative · entry 2

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,890

Underlying: Common Stock · 68,890 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:09 UTC
Seth KiernanVP, Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 206,670 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004765 · form4.xml · derivative · entry 1

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,670

Underlying: Common Stock · 206,670 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:06 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
GrantRestricted Stock Units · Derivative 82,670 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004761 · form4.xml · derivative · entry 2

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,670

Underlying: Common Stock · 82,670 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:06 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
GrantStock Option (Right to Buy) · Derivative 248,010 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004761 · form4.xml · derivative · entry 1

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,010

Underlying: Common Stock · 248,010 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:05 UTC
COATS LONNELDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 274,090 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004760 · form4.xml · derivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,090

Underlying: Common Stock · 274,090 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:05 UTC
COATS LONNELDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 822,280 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004760 · form4.xml · derivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,280

Underlying: Common Stock · 822,280 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:04 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantRestricted Stock Units · Derivative 83,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004759 · form4.xml · derivative · entry 2

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,750

Underlying: Common Stock · 83,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:04 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 251,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004759 · form4.xml · derivative · entry 1

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,250

Underlying: Common Stock · 251,250 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:02 UTC
Alexander KristenVP, Finance and Accounting
GrantRestricted Stock Units · Derivative 31,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004757 · form4.xml · derivative · entry 2

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,850

Underlying: Common Stock · 31,850 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:02 UTC
Alexander KristenVP, Finance and Accounting
GrantStock Option (Right to Buy) · Derivative 47,780 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004757 · form4.xml · derivative · entry 1

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,780

Underlying: Common Stock · 47,780 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:03 UTC
Crum Brian TSVP, General Counsel & Secr.
GrantRestricted Stock Units · Derivative 78,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004758 · form4.xml · derivative · entry 2

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,290

Underlying: Common Stock · 78,290 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:03 UTC
Crum Brian TSVP, General Counsel & Secr.
GrantStock Option (Right to Buy) · Derivative 234,870 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004758 · form4.xml · derivative · entry 1

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,870

Underlying: Common Stock · 234,870 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 02:34 UTC
McDermott WendyVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 85,185 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001127602-22-000731 · form4.xml · derivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,185

Underlying: Common Stock · 85,185 shares

Expires 2032-01-03

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (1/3/2023) and vests 1/48th per month for each month of service thereafter.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:39 UTC
Granowitz Craig BSVP, Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001127602-21-022954 · form4.xml · derivative · entry 1

Granowitz Craig B · CIK 0001876655 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (8/2/2022) and vests 1/48th per month for each month of service thereafter.

Read SEC document
July 01, 2021 Filed Jan 10, 2022 21:17 UTC GiftCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-001242 · form5.xml · nonDerivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,697

Read SEC document
April 30, 2021 Filed May 3, 2021 21:07 UTC GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014973 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:07 UTC GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014973 · form4.xml · derivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:06 UTC GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014971 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:06 UTC GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014971 · form4.xml · derivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:06 UTC GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014968 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:06 UTC GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014968 · form4.xml · derivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:05 UTC GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014967 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:05 UTC GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014967 · form4.xml · derivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:04 UTC
NIES ALAN SDirector
GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014965 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:04 UTC
NIES ALAN SDirector
GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014965 · form4.xml · derivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:03 UTC GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014963 · form4.xml · derivative · entry 2

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:03 UTC GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014963 · form4.xml · derivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:02 UTC
BARKER SAM LDirector
GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014962 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:02 UTC
BARKER SAM LDirector
GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014962 · form4.xml · derivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:02 UTC GrantStock Option (Right to Buy) · Derivative 6,475 $0.00 Strike: $5.04 $0.00
Disclosure

SEC source: 0001127602-21-014960 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 6,475 shares

Expires 2031-04-30

F3 · derivative.exercise_date: Option vests with respect to one third of the shares subject to the option on each of the first three anniversaries of the grant date.

Read SEC document
April 30, 2021 Filed May 3, 2021 21:02 UTC GrantRestricted Stock Units · Derivative 4,024 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014960 · form4.xml · derivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024

Underlying: Common Stock · 4,024 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:51 UTC Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014524 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:51 UTC Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014524 · form4.xml · nonDerivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014523 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:50 UTC Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014523 · form4.xml · nonDerivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:49 UTC Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014522 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:49 UTC Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014522 · form4.xml · nonDerivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014520 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:48 UTC Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014520 · form4.xml · nonDerivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:48 UTC
NIES ALAN SDirector
Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014521 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:48 UTC
NIES ALAN SDirector
Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014521 · form4.xml · nonDerivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014519 · form4.xml · derivative · entry 3

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:47 UTC Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014519 · form4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:46 UTC
BARKER SAM LDirector
Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014518 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:46 UTC
BARKER SAM LDirector
Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014518 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 10,638 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014517 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock unit vests with respect to 100% of the shares subject to the restricted stock unit on the first anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
April 24, 2021 Filed Apr 27, 2021 20:45 UTC Exercise / conversionCommon Stock 10,638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014517 · form4.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.