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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionRestricted Stock Units · Derivative 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · derivative · entry 5

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Tax withholdingCommon Stock 3,337 $2.85 $9,510.45
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · nonDerivative · entry 4

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,963

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionCommon Stock 2,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · nonDerivative · entry 3

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionCommon Stock 5,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · nonDerivative · entry 2

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:18 UTC
Alexander KristenVP, Finance and Accounting
Exercise / conversionCommon Stock 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007177 · form4.xml · nonDerivative · entry 1

Alexander Kristen · CIK 0001878867 · VP, Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionRestricted Stock Units · Derivative 8,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · derivative · entry 7

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,953

Underlying: Common Stock · 8,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionRestricted Stock Units · Derivative 23,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · derivative · entry 6

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

Underlying: Common Stock · 23,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionRestricted Stock Units · Derivative 22,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · derivative · entry 5

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Tax withholdingCommon Stock 19,756 $2.85 $56,304.60
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · nonDerivative · entry 4

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,589

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionCommon Stock 8,977 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · nonDerivative · entry 3

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionCommon Stock 23,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · nonDerivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:16 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
Exercise / conversionCommon Stock 22,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007174 · form4.xml · nonDerivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · derivative · entry 7

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,573

Underlying: Common Stock · 5,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · derivative · entry 6

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

Underlying: Common Stock · 14,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · derivative · entry 5

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Tax withholdingCommon Stock 8,261 $2.85 $23,543.85
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · nonDerivative · entry 4

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,867

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionCommon Stock 5,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · nonDerivative · entry 3

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionCommon Stock 14,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · nonDerivative · entry 2

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:17 UTC
Seth KiernanVP, Chief Commercial Officer
Exercise / conversionCommon Stock 10,007 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007175 · form4.xml · nonDerivative · entry 1

Seth Kiernan · CIK 0001890439 · VP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionRestricted Stock Units · Derivative 7,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · derivative · entry 7

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,173

Underlying: Common Stock · 7,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionRestricted Stock Units · Derivative 18,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · derivative · entry 6

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,243

Underlying: Common Stock · 18,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionRestricted Stock Units · Derivative 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · derivative · entry 5

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Tax withholdingCommon Stock 13,241 $2.85 $37,736.85
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · nonDerivative · entry 4

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,857

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 7,087 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · nonDerivative · entry 3

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 18,244 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · nonDerivative · entry 2

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:15 UTC
Kassler-Taub Kenneth B.SVP, Regulatory & QA
Exercise / conversionCommon Stock 11,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007172 · form4.xml · nonDerivative · entry 1

Kassler-Taub Kenneth B. · CIK 0001885219 · SVP, Regulatory & QA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · derivative · entry 7

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 21,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · derivative · entry 6

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,030

Underlying: Common Stock · 21,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionRestricted Stock Units · Derivative 11,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · derivative · entry 5

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Tax withholdingCommon Stock 15,059 $2.85 $42,918.15
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · nonDerivative · entry 4

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,458

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · nonDerivative · entry 3

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 21,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · nonDerivative · entry 2

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

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February 28, 2022 Filed Mar 1, 2022 00:13 UTC
Crum Brian TSVP, General Counsel & Secr.
Exercise / conversionCommon Stock 11,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007169 · form4.xml · nonDerivative · entry 1

Crum Brian T · CIK 0001792747 · SVP, General Counsel & Secr.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · derivative · entry 7

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 84,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · derivative · entry 6

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,630

Underlying: Common Stock · 84,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

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February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 79,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · derivative · entry 5

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

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February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Tax withholdingCommon Stock 48,053 $2.85 $136,951.05
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · nonDerivative · entry 4

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,003

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · nonDerivative · entry 3

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 84,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:11 UTC
COATS LONNELDirector · Chief Executive Officer
Exercise / conversionCommon Stock 79,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007167 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 11,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · derivative · entry 7

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,353

Underlying: Common Stock · 11,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 30,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · derivative · entry 6

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,467

Underlying: Common Stock · 30,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionRestricted Stock Units · Derivative 25,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · derivative · entry 5

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Tax withholdingCommon Stock 25,773 $2.85 $73,453.05
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · nonDerivative · entry 4

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,680

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionCommon Stock 11,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · nonDerivative · entry 3

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionCommon Stock 30,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · nonDerivative · entry 2

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 00:12 UTC
WADE JEFFREY LPresident and CFO
Exercise / conversionCommon Stock 25,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-007168 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
McDermott WendyVP, Human Resources
GrantRestricted Stock Units · Derivative 56,830 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004769 · form4.xml · derivative · entry 2

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,830

Underlying: Common Stock · 56,830 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 21:11 UTC
McDermott WendyVP, Human Resources
GrantStock Option (Right to Buy) · Derivative 170,500 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001127602-22-004769 · form4.xml · derivative · entry 1

McDermott Wendy · CIK 0001902760 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,500

Underlying: Common Stock · 170,500 shares

Expires 2032-02-10

F1 · derivative.exercise_date: Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter.

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February 10, 2022 Filed Feb 14, 2022 21:10 UTC
MAIN ALAN JEVP, Innov & Chem Sciences
GrantRestricted Stock Units · Derivative 77,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004767 · form4.xml · derivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, Innov & Chem Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

Underlying: Common Stock · 77,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.