Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2020 Filed Jan 8, 2020 21:23 UTC |
Bonventre JosephEVP, Gen Counsel & Secretary
|
GrantCommon Shares | 63,337 | $10.61 | $672,005.57 |
DisclosureSEC source: 0001567619-20-000769 · doc1.xml · nonDerivative · entry 4 Bonventre Joseph · CIK 0001444838 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,341 F4 · shares: Shares will vest within 30 days of 12/31/2022 based upon achieving certain performance conditions. Shares have no dividend rights until vested. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 21:23 UTC |
Bonventre JosephEVP, Gen Counsel & Secretary
|
GrantCommon Shares | 21,120 | $10.61 | $224,083.20 |
DisclosureSEC source: 0001567619-20-000769 · doc1.xml · nonDerivative · entry 3 Bonventre Joseph · CIK 0001444838 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,004 F3 · shares: Shares will vest one-third on each of January 1, 2021, 2022 and 2023. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:31 UTC | Disposition to issuerCommon Shares | 24,430 | $10.74 | $262,378.20 |
DisclosureSEC source: 0001567619-20-000783 · doc1.xml · nonDerivative · entry 2 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,002 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
|
| January 06, 2020 Filed Jan 8, 2020 21:31 UTC | Tax withholdingCommon Shares | 3,462 | $10.74 | $37,181.88 |
DisclosureSEC source: 0001567619-20-000783 · doc1.xml · nonDerivative · entry 1 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,432 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
|
| January 06, 2020 Filed Jan 8, 2020 21:30 UTC | Disposition to issuerCommon Shares | 24,430 | $10.74 | $262,378.20 |
DisclosureSEC source: 0001567619-20-000781 · doc1.xml · nonDerivative · entry 2 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,661 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
|
| January 06, 2020 Filed Jan 8, 2020 21:30 UTC | Tax withholdingCommon Shares | 2,859 | $10.74 | $30,705.66 |
DisclosureSEC source: 0001567619-20-000781 · doc1.xml · nonDerivative · entry 1 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,091 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
|
| January 06, 2020 Filed Jan 8, 2020 21:29 UTC |
EGLIN T WILSONDirector · Chairman, CEO and President
|
Disposition to issuerCommon Shares | 144,946 | $10.74 | $1,556,720.04 |
DisclosureSEC source: 0001567619-20-000779 · doc1.xml · nonDerivative · entry 2 EGLIN T WILSON · CIK 0001204626 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,106 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:29 UTC |
EGLIN T WILSONDirector · Chairman, CEO and President
|
Tax withholdingCommon Shares | 24,126 | $10.74 | $259,113.24 |
DisclosureSEC source: 0001567619-20-000779 · doc1.xml · nonDerivative · entry 1 EGLIN T WILSON · CIK 0001204626 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450,052 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:28 UTC |
Dudley JamesEVP & Director of Asset Mgmt.
|
Disposition to issuerCommon Shares | 6,923 | $10.74 | $74,353.02 |
DisclosureSEC source: 0001567619-20-000777 · doc1.xml · nonDerivative · entry 2 Dudley James · CIK 0001728962 · EVP & Director of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,930 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:28 UTC |
Dudley JamesEVP & Director of Asset Mgmt.
|
Tax withholdingCommon Shares | 763 | $10.74 | $8,194.62 |
DisclosureSEC source: 0001567619-20-000777 · doc1.xml · nonDerivative · entry 1 Dudley James · CIK 0001728962 · EVP & Director of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,853 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:25 UTC |
CARROLL PATRICKEVP and Chief Risk Officer
|
Disposition to issuerCommon Shares | 48,859 | $10.74 | $524,745.66 |
DisclosureSEC source: 0001567619-20-000773 · doc1.xml · nonDerivative · entry 2 CARROLL PATRICK · CIK 0001204627 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,018 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:25 UTC |
CARROLL PATRICKEVP and Chief Risk Officer
|
Tax withholdingCommon Shares | 6,176 | $10.74 | $66,330.24 |
DisclosureSEC source: 0001567619-20-000773 · doc1.xml · nonDerivative · entry 1 CARROLL PATRICK · CIK 0001204627 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,877 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:24 UTC |
Boulerice BethEVP, CFO and Treasurer
|
Disposition to issuerCommon Shares | 20,358 | $10.74 | $218,644.92 |
DisclosureSEC source: 0001567619-20-000771 · doc1.xml · nonDerivative · entry 2 Boulerice Beth · CIK 0001667442 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,022 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:24 UTC |
Boulerice BethEVP, CFO and Treasurer
|
Tax withholdingCommon Shares | 2,689 | $10.74 | $28,879.86 |
DisclosureSEC source: 0001567619-20-000771 · doc1.xml · nonDerivative · entry 1 Boulerice Beth · CIK 0001667442 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,380 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:23 UTC |
Bonventre JosephEVP, Gen Counsel & Secretary
|
Disposition to issuerCommon Shares | 29,478 | $10.74 | $316,593.72 |
DisclosureSEC source: 0001567619-20-000769 · doc1.xml · nonDerivative · entry 2 Bonventre Joseph · CIK 0001444838 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,884 F2 · kind: Forfeiture of non-vested common shares granted in January 2017 due to failure to meet certain performance conditions. Read SEC document |
| January 06, 2020 Filed Jan 8, 2020 21:23 UTC |
Bonventre JosephEVP, Gen Counsel & Secretary
|
Tax withholdingCommon Shares | 3,700 | $10.74 | $39,738.00 |
DisclosureSEC source: 0001567619-20-000769 · doc1.xml · nonDerivative · entry 1 Bonventre Joseph · CIK 0001444838 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,362 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:45 UTC |
Roth Howard StewartDirector
|
GrantCommon Shares | 2,335 | $10.70 | $24,991.51 |
DisclosureSEC source: 0001567619-20-000264 · doc1.xml · nonDerivative · entry 1 Roth Howard Stewart · CIK 0001720357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,434 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:44 UTC |
Koeneman Claire ADirector
|
GrantCommon Shares | 2,335 | $10.70 | $24,991.51 |
DisclosureSEC source: 0001567619-20-000261 · doc1.xml · nonDerivative · entry 1 Koeneman Claire A · CIK 0001653270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,543.9882 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:44 UTC |
Handwerker JamieDirector
|
GrantCommon Shares | 2,335 | $10.70 | $24,991.51 |
DisclosureSEC source: 0001567619-20-000257 · doc1.xml · nonDerivative · entry 1 Handwerker Jamie · CIK 0001686806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,564 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:42 UTC |
Gray Lawrence LDirector
|
GrantCommon Shares | 2,335 | $10.70 | $24,991.51 |
DisclosureSEC source: 0001567619-20-000254 · doc1.xml · nonDerivative · entry 1 Gray Lawrence L · CIK 0001660929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,820 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 19:41 UTC |
FRARY RICHARDDirector
|
GrantCommon Shares | 2,335 | $10.70 | $24,991.51 |
DisclosureSEC source: 0001567619-20-000252 · doc1.xml · nonDerivative · entry 1 FRARY RICHARD · CIK 0001048174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,199.4976 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. F2 · balance_after: Includes 84.4976 common shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:49 UTC | Tax withholdingCommon Shares | 5,326 | $10.62 | $56,562.12 |
DisclosureSEC source: 0001567619-20-000571 · doc1.xml · nonDerivative · entry 1 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,894 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
|
| January 02, 2020 Filed Jan 6, 2020 21:47 UTC | Tax withholdingCommon Shares | 4,463 | $10.62 | $47,397.06 |
DisclosureSEC source: 0001567619-20-000569 · doc1.xml · nonDerivative · entry 1 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,950 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
|
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC |
EGLIN T WILSONDirector · Chairman, CEO and President
|
Tax withholdingCommon Shares | 27,412 | $10.62 | $291,115.44 |
DisclosureSEC source: 0001567619-20-000566 · doc1.xml · nonDerivative · entry 1 EGLIN T WILSON · CIK 0001204626 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,474,178 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:46 UTC |
Dudley JamesEVP & Director of Asset Mgmt.
|
Tax withholdingCommon Shares | 1,622 | $10.62 | $17,225.64 |
DisclosureSEC source: 0001567619-20-000563 · doc1.xml · nonDerivative · entry 1 Dudley James · CIK 0001728962 · EVP & Director of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,616 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:45 UTC |
Cherone MarkChief Accounting Officer
|
Tax withholdingCommon Shares | 2,152 | $10.62 | $22,854.24 |
DisclosureSEC source: 0001567619-20-000561 · doc1.xml · nonDerivative · entry 1 Cherone Mark · CIK 0001770871 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,178 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:43 UTC |
Boulerice BethEVP, CFO and Treasurer
|
Tax withholdingCommon Shares | 3,932 | $10.62 | $41,757.84 |
DisclosureSEC source: 0001567619-20-000555 · doc1.xml · nonDerivative · entry 1 Boulerice Beth · CIK 0001667442 · EVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,069 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. F3 · balance_after: 57,287 common shares transferred from directly owned to indirectly owned. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:44 UTC |
CARROLL PATRICKEVP and Chief Risk Officer
|
Tax withholdingCommon Shares | 9,200 | $10.62 | $97,704.00 |
DisclosureSEC source: 0001567619-20-000557 · doc1.xml · nonDerivative · entry 1 CARROLL PATRICK · CIK 0001204627 · EVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,053 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:42 UTC |
Bonventre JosephEVP, Gen Counsel & Secretary
|
Tax withholdingCommon Shares | 6,116 | $10.62 | $64,951.92 |
DisclosureSEC source: 0001567619-20-000550 · doc1.xml · nonDerivative · entry 1 Bonventre Joseph · CIK 0001444838 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,062 F1 · kind: Shares automatically withheld to satisfy payroll taxes for vesting on non-vested common shares. Read SEC document |
| December 23, 2019 Filed Dec 23, 2019 16:58 UTC |
Bonventre JosephEVP, Gen Counsel & Secretary
|
GiftCommon Shares | 925 | $10.70 | $9,897.50 |
DisclosureSEC source: 0001567619-19-023532 · doc1.xml · nonDerivative · entry 1 Bonventre Joseph · CIK 0001444838 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,178 Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 21:41 UTC |
EGLIN T WILSONDirector · Chairman, CEO and President
|
GiftCommon Shares | 2,500 | $11.08 | $27,700.00 |
DisclosureSEC source: 0001567619-19-022462 · doc1.xml · nonDerivative · entry 2 EGLIN T WILSON · CIK 0001204626 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,501,590 F1 · price: Bona fide gift. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 21:41 UTC |
EGLIN T WILSONDirector · Chairman, CEO and President
|
GiftCommon Shares | 10,000 | $11.08 | $110,800.00 |
DisclosureSEC source: 0001567619-19-022462 · doc1.xml · nonDerivative · entry 1 EGLIN T WILSON · CIK 0001204626 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,504,090 F1 · price: Bona fide gift. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 22:08 UTC | SaleCommon Shares | 8,271 | $11.12 | $91,976.00 |
DisclosureSEC source: 0001567619-19-022287 · doc1.xml · nonDerivative · entry 2 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,413 Read SEC document |
|
| November 26, 2019 Filed Nov 26, 2019 22:08 UTC | SaleCommon Shares | 20,000 | $11.12 | $222,400.00 |
DisclosureSEC source: 0001567619-19-022287 · doc1.xml · nonDerivative · entry 1 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,684 Read SEC document |
|
| November 12, 2019 Filed Nov 13, 2019 23:39 UTC | Exercise / conversion2010 Non-qualified Share Option · Derivative | 17,000 | $0.00 Strike: $6.39 | $0.00 |
DisclosureSEC source: 0001567619-19-021251 · doc1.xml · derivative · entry 4 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 17,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vested and became exercisable ratably over first five anniversaries of grant date. Read SEC document |
|
| November 12, 2019 Filed Nov 13, 2019 23:39 UTC | Tax withholdingCommon Shares | 3,357 | $10.86 | $36,457.02 |
DisclosureSEC source: 0001567619-19-021251 · doc1.xml · nonDerivative · entry 3 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,220 F2 · kind: Payment of tax liability by withholding securities incident to exercise of options issued in accordance with Rule 16b-3. Read SEC document |
|
| November 12, 2019 Filed Nov 13, 2019 23:39 UTC | Tax withholdingCommon Shares | 10,002 | $10.86 | $108,621.72 |
DisclosureSEC source: 0001567619-19-021251 · doc1.xml · nonDerivative · entry 2 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,577 F1 · kind: Payment of option exercise price by withholding securities incident to exercise of options issued in accordance with Rule 16b-3. Read SEC document |
|
| November 12, 2019 Filed Nov 13, 2019 23:39 UTC | Exercise / conversionCommon Shares | 17,000 | $6.39 | $108,630.00 |
DisclosureSEC source: 0001567619-19-021251 · doc1.xml · nonDerivative · entry 1 Mullinix Brendan P · CIK 0001384207 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| October 02, 2019 Filed Oct 2, 2019 21:06 UTC |
Roth Howard StewartDirector
|
GrantCommon Shares | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-19-019125 · doc1.xml · nonDerivative · entry 1 Roth Howard Stewart · CIK 0001720357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,099 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| October 02, 2019 Filed Oct 2, 2019 21:05 UTC |
Handwerker JamieDirector
|
GrantCommon Shares | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-19-019120 · doc1.xml · nonDerivative · entry 1 Handwerker Jamie · CIK 0001686806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,229 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| October 02, 2019 Filed Oct 2, 2019 20:57 UTC |
FRARY RICHARDDirector
|
GrantCommon Shares | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-19-019111 · doc1.xml · nonDerivative · entry 1 FRARY RICHARD · CIK 0001048174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,780 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| October 02, 2019 Filed Oct 2, 2019 21:03 UTC |
Gray Lawrence LDirector
|
GrantCommon Shares | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-19-019115 · doc1.xml · nonDerivative · entry 1 Gray Lawrence L · CIK 0001660929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,485 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| October 02, 2019 Filed Jan 3, 2020 17:59 UTC Amendment |
Koeneman Claire ADirector
|
GrantCommon Shares | 2,500 | $10.00 | $25,000.00 |
DisclosureSEC source: 0001567619-20-000194 · doc1.xml · nonDerivative · entry 1 Koeneman Claire A · CIK 0001653270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,208.9882 F1 · price: Quarterly trustee fees issued at average closing price over the quarter. Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Exercise / conversion2010 Non-qualified Share Option · Derivative | 19,000 | $0.00 Strike: $6.39 | $0.00 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · derivative · entry 9 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 19,000 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vested and became exercisable ratably over first five anniversaries of grant date. Read SEC document |
|
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Exercise / conversionDecember 2010 Non-qualified Share Option · Derivative | 38,000 | $0.00 Strike: $7.95 | $0.00 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · derivative · entry 8 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 38,000 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vested and became exercisable ratably over first five anniversaries of grant date. Read SEC document |
|
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Tax withholdingCommon Shares | 3,383 | $10.35 | $35,014.05 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · nonDerivative · entry 6 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,684 F2 · kind: Payment of tax liability by withholding securities incident to exercise of options issued in accordance with Rule 16b-3. Read SEC document |
|
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Tax withholdingCommon Shares | 11,730 | $10.35 | $121,405.50 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · nonDerivative · entry 5 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,067 F1 · kind: Payment of option exercise price by withholding securities incident to exercise of options issued in accordance with Rule 16b-3. Read SEC document |
|
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Exercise / conversionCommon Shares | 19,000 | $6.39 | $121,410.00 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · nonDerivative · entry 4 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Tax withholdingCommon Shares | 4,101 | $10.35 | $42,445.35 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · nonDerivative · entry 3 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,797 F2 · kind: Payment of tax liability by withholding securities incident to exercise of options issued in accordance with Rule 16b-3. Read SEC document |
|
| August 29, 2019 Filed Sep 3, 2019 20:11 UTC | Tax withholdingCommon Shares | 29,188 | $10.35 | $302,095.80 |
DisclosureSEC source: 0001567619-19-017779 · doc1.xml · nonDerivative · entry 2 Johnson Lara Sweeney · CIK 0001139237 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,898 F1 · kind: Payment of option exercise price by withholding securities incident to exercise of options issued in accordance with Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.