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LXFR

LUXFER HOLDINGS PLC

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5529
SEC CIK
0001096056
Parsed reports
274

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2020 Filed Mar 17, 2020 20:50 UTC
Harding HeatherChief Financial Officer
Tax withholdingOrdinary Shares 713 $12.22 $8,712.86
Disclosure

SEC source: 0001761353-20-000004 · wf-form4_158447821042737.xml · nonDerivative · entry 2

Harding Heather · CIK 0001761353 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,445

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:50 UTC
Harding HeatherChief Financial Officer
Exercise / conversionOrdinary Shares 1,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-20-000004 · wf-form4_158447821042737.xml · nonDerivative · entry 1

Harding Heather · CIK 0001761353 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:45 UTC
Chivers MarkSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 511 Not disclosed Not disclosed
Disclosure

SEC source: 0001761479-20-000006 · wf-form4_158447791611754.xml · derivative · entry 4

Chivers Mark · CIK 0001761479 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,543

Underlying: Ordinary Shares · 511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F4 · derivative.exercise_date: The remaining restricted stock units vest in three equal instalments beginning on March 14, 2021.

F4 · derivative.expiration_date: The remaining restricted stock units vest in three equal instalments beginning on March 14, 2021.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:45 UTC
Chivers MarkSee Remarks
Tax withholdingOrdinary Shares 229 $12.22 $2,798.38
Disclosure

SEC source: 0001761479-20-000006 · wf-form4_158447791611754.xml · nonDerivative · entry 2

Chivers Mark · CIK 0001761479 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:45 UTC
Chivers MarkSee Remarks
Exercise / conversionOrdinary Shares 511 Not disclosed Not disclosed
Disclosure

SEC source: 0001761479-20-000006 · wf-form4_158447791611754.xml · nonDerivative · entry 1

Chivers Mark · CIK 0001761479 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · balance_after: Includes 4 shares acquired from dividend reinvestment transactions.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:02 UTC
Gardella JamesPresident, Luxfer Magtech
GrantRestricted Stock Units · Derivative 5,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001761476-20-000003 · wf-form4_158447891144144.xml · derivative · entry 3

Gardella James · CIK 0001761476 · President, Luxfer Magtech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

Underlying: Ordinary Shares · 5,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject ot a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject ot a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:00 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
GrantRestricted Stock Units · Derivative 2,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000002 · wf-form4_158447881994328.xml · derivative · entry 3

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140

Underlying: Ordinary Shares · 2,140 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning March 13, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:57 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
GrantRestricted Stock Units · Derivative 7,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-20-000004 · wf-form4_158447860430619.xml · derivative · entry 3

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Underlying: Ordinary Shares · 7,740 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:58 UTC
Maskara AlokDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 33,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-20-000003 · wf-form4_158447869753991.xml · derivative · entry 3

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Underlying: Ordinary Shares · 33,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1 subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1 subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning March 13, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:55 UTC
Glise Megan ElizabethAssociate General Counsel
GrantRestricted Stock Units · Derivative 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001799809-20-000004 · wf-form4_158447850428689.xml · derivative · entry 3

Glise Megan Elizabeth · CIK 0001799809 · Associate General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 3,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:53 UTC
Wardlow GrahamSee Remarks
GrantStock Options (Right to Buy) · Derivative 5,140 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000002 · wf-form4_158447837719401.xml · derivative · entry 1

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

Underlying: Ordinary Shares · 5,140 shares

Expires 2026-03-13

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The option vests in four equal annual instalments beginning on March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:50 UTC
Harding HeatherChief Financial Officer
GrantRestricted Stock Units · Derivative 9,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-20-000004 · wf-form4_158447821042737.xml · derivative · entry 3

Harding Heather · CIK 0001761353 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,320

Underlying: Ordinary Shares · 9,320 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:48 UTC
Webster StephenCorporate Controller
GrantStock Options (Right to Buy) · Derivative 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001760464-20-000005 · wf-form4_158447807511104.xml · derivative · entry 1

Webster Stephen · CIK 0001760464 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 3,000 shares

Expires 2026-03-13

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The option vests in four equal annual instalments beginning on March 13, 2021.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:45 UTC
Chivers MarkSee Remarks
GrantRestricted Stock Units · Derivative 2,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001761479-20-000006 · wf-form4_158447791611754.xml · derivative · entry 3

Chivers Mark · CIK 0001761479 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Ordinary Shares · 2,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in four equal instalments beginning on March 13, 2021.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:40 UTC
Harding HeatherChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-20-000002 · wf-form4_158083803569914.xml · derivative · entry 3

Harding Heather · CIK 0001761353 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

Underlying: Ordinary Shares · 7,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F2 · derivative.exercise_date: The remaining restricted stock units vest on January 31, 2021. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The remaining restricted stock units vest on January 31, 2021. The amounts above include additional restricted stock units accrued related to dividend reinvestment rights.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:40 UTC
Harding HeatherChief Financial Officer
Tax withholdingOrdinary Shares 3,835 $16.01 $61,398.35
Disclosure

SEC source: 0001761353-20-000002 · wf-form4_158083803569914.xml · nonDerivative · entry 2

Harding Heather · CIK 0001761353 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,721

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:40 UTC
Harding HeatherChief Financial Officer
Exercise / conversionOrdinary Shares 7,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-20-000002 · wf-form4_158083803569914.xml · nonDerivative · entry 1

Harding Heather · CIK 0001761353 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 11:45 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
GrantRestricted Stock Units · Derivative 3,059 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-19-000006 · wf-form4_157658311400993.xml · derivative · entry 3

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,059

Underlying: Ordinary Shares · 3,059 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share

F3 · price: The reported transactions involved the cancellation of outstanding stock options, and the grant of a replacement restricted stock unit award.

F5 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share

F6 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on March 14, 2020.

F6 · derivative.expiration_date: The restricted stock units vest in four equal installments beginning on March 14, 2020.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 11:45 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Disposition to issuerDividend Equivalent Rights · Derivative 59 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-19-000006 · wf-form4_157658311400993.xml · derivative · entry 2

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405

Underlying: Ordinary Shares · 59 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The dividend equivalent rights disposed of were subject to a nominal payment of $1.00 per Ordinary Share.

F3 · price: The reported transactions involved the cancellation of outstanding stock options, and the grant of a replacement restricted stock unit award.

F4 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The dividend equivalent rights disposed of were subject to a nominal payment of $1.00 per Ordinary Share.

F4 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The dividend equivalent rights disposed of were subject to a nominal payment of $1.00 per Ordinary Share.

F4 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The dividend equivalent rights disposed of were subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 11:45 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Disposition to issuerStock Options (Right to Buy) · Derivative 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-19-000006 · wf-form4_157658311400993.xml · derivative · entry 1

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,000 shares

Expires 2025-03-14

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · price: The reported transactions involved the cancellation of outstanding stock options, and the grant of a replacement restricted stock unit award.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 14, 2020.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 10:42 UTC
Webster StephenCorporate Controller
GiftOrdinary Shares 1 $0.00 $0.00
Disclosure

SEC source: 0001760464-19-000003 · wf-form4_156768011773118.xml · nonDerivative · entry 1

Webster Stephen · CIK 0001760464 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

F1 · balance_after: Includes 91 shares acquired pursuant to the Luxfer Share Incentive Plan and 77 additional shares acquired from dividend reinvestment transactions.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 10:14 UTC
Chivers MarkSee Remarks
SaleOrdinary Shares 304 $16.42 $4,991.68
Disclosure

SEC source: 0001761479-19-000002 · wf-form4_156655523984770.xml · nonDerivative · entry 1

Chivers Mark · CIK 0001761479 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

Read SEC document
August 14, 2019 Filed Aug 15, 2019 17:55 UTC PurchaseOrdinary Shares 3,000 $16.25 $48,750.00
Disclosure

SEC source: 0000899243-19-021776 · doc4.xml · nonDerivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
August 09, 2019 Filed Aug 12, 2019 10:59 UTC
Maskara AlokDirector · Chief Executive Officer
PurchaseOrdinary Shares 15,000 $15.65 $234,750.00
Disclosure

SEC source: 0001594767-19-000004 · wf-form4_156560757500266.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,925

Read SEC document
June 13, 2019 Filed Jun 14, 2019 15:51 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 15,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-19-000002 · wf-form4_156052746524147.xml · derivative · entry 3

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,915

Underlying: Ordinary Shares · 15,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The remaining restricted stock units vest on June 13, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F2 · derivative.exercise_date: The remaining restricted stock units vest on June 13, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The remaining restricted stock units vest on June 13, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 15:51 UTC
Maskara AlokDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 7,714 $22.88 $176,496.32
Disclosure

SEC source: 0001594767-19-000002 · wf-form4_156052746524147.xml · nonDerivative · entry 2

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,925

Read SEC document
June 13, 2019 Filed Jun 14, 2019 15:51 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 15,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-19-000002 · wf-form4_156052746524147.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 14:32 UTC
Barnes ChrisPresident, Luxfer Graphic Arts
Exercise / conversionStock Options (Right to Buy) · Derivative 28,800 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001761355-19-000002 · wf-form4_156043632605222.xml · derivative · entry 3

Barnes Chris · CIK 0001761355 · President, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 28,800 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

Read SEC document
June 11, 2019 Filed Jun 13, 2019 14:32 UTC
Barnes ChrisPresident, Luxfer Graphic Arts
Tax withholdingOrdinary Shares 17,377 $22.78 $395,848.06
Disclosure

SEC source: 0001761355-19-000002 · wf-form4_156043632605222.xml · nonDerivative · entry 2

Barnes Chris · CIK 0001761355 · President, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,149

Read SEC document
June 11, 2019 Filed Jun 13, 2019 14:32 UTC
Barnes ChrisPresident, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 28,800 $10.00 $288,000.00
Disclosure

SEC source: 0001761355-19-000002 · wf-form4_156043632605222.xml · nonDerivative · entry 1

Barnes Chris · CIK 0001761355 · President, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 30, 2019 13:38 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
SaleOrdinary Shares 4,963 $25.08 $124,454.17
Disclosure

SEC source: 0001761420-19-000002 · wf-form4_155922346832666.xml · nonDerivative · entry 1

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,134

Read SEC document
May 23, 2019 Filed May 28, 2019 15:41 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 15,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-19-000034 · wf-form4_155905804623848.xml · derivative · entry 3

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,829

Underlying: Ordinary Shares · 15,912 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The remaining restricted stock units vest in two equal annual instalments beginning on May 23, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual instalments beginning on May 23, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual instalments beginning on May 23, 2020. The amount above includes additional restricted stock units accrued related to dividend reinvestment rights.

Read SEC document
May 23, 2019 Filed May 28, 2019 15:41 UTC
Maskara AlokDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 7,697 $24.58 $189,192.26
Disclosure

SEC source: 0001096056-19-000034 · wf-form4_155905804623848.xml · nonDerivative · entry 2

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,727

Read SEC document
May 23, 2019 Filed May 28, 2019 15:41 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 15,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001096056-19-000034 · wf-form4_155905804623848.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 935 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 16

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

Underlying: Ordinary Shares · 935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 1,470 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 15

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,940

Underlying: Ordinary Shares · 1,470 shares

Expires 2023-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F8 · derivative.exercise_date: The remaining options vest in two remaining equal annual installments beginning on March 26, 2020.

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May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 14

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2023-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F7 · derivative.exercise_date: The remaining options vest in two remaining equal annual installments beginning on March 23, 2020.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 13

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2022-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F6 · derivative.exercise_date: The remaining options vest on March 22, 2020.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 12

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Ordinary Shares · 2,800 shares

Expires 2022-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: The remaining options vest on March 21, 2020.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 2,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 11

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,160 shares

Expires 2021-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · derivative · entry 10

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,800 shares

Expires 2020-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 8,792 $25.67 $225,690.64
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 8

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,430

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 935 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 7

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 1,470 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 6

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 5

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 4

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 3

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 2,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 2

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
May 22, 2019 Filed May 23, 2019 20:29 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 2,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014525 · doc4.xml · nonDerivative · entry 1

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F2 · balance_after: Includes 17 additional shares acquired from dividend reinvestment transactions.

Read SEC document
May 22, 2019 Filed May 24, 2019 13:40 UTC
Gardella JamesPresident, Luxfer Magtech
Exercise / conversionStock Options (Right to Buy) · Derivative 14,400 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001096056-19-000032 · wf-form4_155870520918819.xml · derivative · entry 3

Gardella James · CIK 0001761476 · President, Luxfer Magtech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,400 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.