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NYSE · USD

LXFR

LUXFER HOLDINGS PLC

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5529
SEC CIK
0001096056
Parsed reports
274

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionDividend Equivalent Rights · Derivative 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · derivative · entry 13

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

Underlying: Ordinary Shares · 86 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionStock Options (Right to Buy) · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · derivative · entry 12

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Ordinary Shares · 1,600 shares

Expires 2023-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: The remaining options vest on March 23, 2021.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionDividend Equivalent Rights · Derivative 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · derivative · entry 11

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionStock Options (Right to Buy) · Derivative 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · derivative · entry 10

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 800 shares

Expires 2022-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F3 · derivative.exercise_date: These options are fully vested and exercised.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Tax withholdingOrdinary Shares 995 $13.49 $13,422.55
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 9

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,917

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 107 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 8

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 7

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Tax withholdingOrdinary Shares 807 $13.49 $10,886.43
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 6

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,805

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 5

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 4

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Tax withholdingOrdinary Shares 422 $13.49 $5,692.78
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 3

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,926

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 2

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:30 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-20-000004 · wf-form4_159648660863338.xml · nonDerivative · entry 1

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F2 · balance_after: Includes 65 additional shares acquired from dividend reinvestment transactions.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:27 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 16,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-20-000011 · wf-form4_159225280831366.xml · derivative · entry 3

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 16,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units are fully vested.

F2 · derivative.expiration_date: The restricted stock units are fully vested.

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:27 UTC
Maskara AlokDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 8,117 $13.84 $112,339.28
Disclosure

SEC source: 0001594767-20-000011 · wf-form4_159225280831366.xml · nonDerivative · entry 2

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,950

Read SEC document
June 13, 2020 Filed Jun 15, 2020 20:27 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 16,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-20-000011 · wf-form4_159225280831366.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 21 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 31

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89

Underlying: Ordinary Shares · 21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.

F10 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.

F10 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.

F10 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 30

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Ordinary Shares · 800 shares

Expires 2025-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F9 · derivative.exercise_date: The remaining options vest in three equal instalments beginning on March 14, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 70 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 29

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Ordinary Shares · 70 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 2,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 28

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640

Underlying: Ordinary Shares · 2,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F7 · derivative.exercise_date: The remaining options vest on March 26, 2021.

F8 · derivative.expiration_date: These options expire on March 26, 2023.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 27

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93

Underlying: Ordinary Shares · 79 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 1,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 26

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

Underlying: Ordinary Shares · 1,470 shares

Expires 2023-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F7 · derivative.exercise_date: The remaining options vest on March 26, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 217 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 25

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

Underlying: Ordinary Shares · 217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 24

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2023-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F6 · derivative.exercise_date: The remaining options vest on March 23, 2021.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 191 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 23

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 22

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,000 shares

Expires 2022-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.exercise_date: These options are fully vested and exercised.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionDividend Equivalent Rights · Derivative 132 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 21

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · price: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.exercise_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

F5 · derivative.expiration_date: Represents dividend equivalent rights accrued on employee stock options and become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · derivative · entry 20

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,400 shares

Expires 2022-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F4 · derivative.exercise_date: These options are fully vested and exercised.

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June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 415 $15.45 $6,411.75
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 18

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,725

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 21 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 17

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 16

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 1,333 $15.45 $20,594.85
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 15

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,319

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 70 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 14

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 2,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 13

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 762 $15.45 $11,772.90
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 12

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,942

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 11

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 1,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 10

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 2,074 $15.45 $32,043.30
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 9

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,155

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 217 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 8

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 7

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 1,078 $15.45 $16,655.10
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 6

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,012

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 191 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 5

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 4

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Tax withholdingOrdinary Shares 754 $15.45 $11,649.30
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 3

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,899

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 132 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 2

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 20:46 UTC
Wardlow GrahamSee Remarks
Exercise / conversionOrdinary Shares 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-20-000004 · wf-form4_159173554327321.xml · nonDerivative · entry 1

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1 for 1 subject to a nominal payment of 50 pence per Ordinary Share.

F2 · balance_after: Includes 368 additional shares acquired from dividend reinvestment transactions and 323 additional shares pursuant to the company share investment plan.

Read SEC document
June 04, 2020 Filed Jun 4, 2020 21:16 UTC GrantRestricted Stock Units · Derivative 7,743 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-015275 · doc4.xml · derivative · entry 1

Hipple Richard J · CIK 0001311365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

Underlying: Ordinary Shares · 7,743 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units vest 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted stock units vest 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F2 · derivative.expiration_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

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June 04, 2020 Filed Jun 4, 2020 20:13 UTC GrantRestricted Stock Units · Derivative 3,049 Not disclosed Not disclosed
Disclosure

SEC source: 0001761482-20-000002 · wf-form4_159130157674217.xml · derivative · entry 4

Snowdon Clive · CIK 0001761482 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,049

Underlying: Ordinary Shares · 3,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F4 · derivative.exercise_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F4 · derivative.expiration_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F2 · ownership.nature: Shares held in account owned by spouse.

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June 04, 2020 Filed Jun 4, 2020 20:09 UTC GrantRestricted Stock Units · Derivative 5,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001718603-20-000002 · wf-form4_159130135343503.xml · derivative · entry 1

Trimberger Lisa G · CIK 0001718603 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,354

Underlying: Ordinary Shares · 5,354 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F2 · derivative.expiration_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F3 · ownership.nature: Shares owned by trust of which the reporting person is the sole beneficiary and the reporting person's spouse is the trustee.

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June 04, 2020 Filed Jun 4, 2020 20:11 UTC GrantRestricted Stock Units · Derivative 4,276 Not disclosed Not disclosed
Disclosure

SEC source: 0001667356-20-000002 · wf-form4_159130145330731.xml · derivative · entry 4

LANDLESS DAVID · CIK 0001667356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276

Underlying: Ordinary Shares · 4,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted stock units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F4 · derivative.exercise_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

F4 · derivative.expiration_date: The restricted stock units vest on the day immediately prior to the Issuer's 2021 Annual General Meeting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.