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LXFR

LUXFER HOLDINGS PLC

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5529
SEC CIK
0001096056
Parsed reports
274

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2022 Filed Mar 15, 2022 23:04 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionOrdinary Shares 990 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000002 · wf-form4_164738543084339.xml · nonDerivative · entry 5

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 23:04 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
Tax withholdingOrdinary Shares 596 $19.51 $11,627.96
Disclosure

SEC source: 0001761420-22-000002 · wf-form4_164738543084339.xml · nonDerivative · entry 4

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,633

Read SEC document
March 14, 2022 Filed Mar 15, 2022 23:04 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionOrdinary Shares 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000002 · wf-form4_164738543084339.xml · nonDerivative · entry 3

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · derivative · entry 10

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F5 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · derivative · entry 9

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,770

Underlying: Ordinary Shares · 4,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F4 · derivative.exercise_date: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.

F4 · derivative.expiration_date: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · derivative · entry 8

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Ordinary Shares · 5,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F3 · derivative.expiration_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 2,372 $19.51 $46,277.72
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · nonDerivative · entry 6

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,463

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 4,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · nonDerivative · entry 5

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 2,878 $19.51 $56,149.78
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · nonDerivative · entry 4

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,065

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 5,787 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · nonDerivative · entry 3

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:55 UTC
Webster StephenChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001760464-22-000002 · wf-form4_164738494441975.xml · derivative · entry 1

Webster Stephen · CIK 0001760464 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2028-03-14

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The Stock Options vest in four equal installments beginning on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:52 UTC
Wardlow GrahamSee Remarks
GrantStock Options (Right to Buy) · Derivative 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-22-000002 · wf-form4_164738474752532.xml · derivative · entry 2

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

Underlying: Ordinary Shares · 1,440 shares

Expires 2025-03-14

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: Represents the grant and vest of performance-based Stock Options (at 50% of target) awarded on March 14, 2019. The performance-based Stock Options were granted and vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Stock Options vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 22:52 UTC
Wardlow GrahamSee Remarks
GrantStock Options (Right to Buy) · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761477-22-000002 · wf-form4_164738474752532.xml · derivative · entry 1

Wardlow Graham · CIK 0001761477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2028-03-14

F1 · derivative.exercise_price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The Stock Options vest in four equal installments beginning on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:06 UTC Amendment
Gibbons PeterVP and GM, Luxfer Graphic Arts
GrantRestricted Stock Units · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-22-000004 · wf-form4a_164746478756419.xml · derivative · entry 7

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Ordinary Shares · 1,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F7 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

F7 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:06 UTC Amendment
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionRestricted Stock Units · Derivative 817 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-22-000004 · wf-form4a_164746478756419.xml · derivative · entry 6

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765

Underlying: Ordinary Shares · 817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F6 · derivative.exercise_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F6 · derivative.expiration_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:06 UTC Amendment
Gibbons PeterVP and GM, Luxfer Graphic Arts
Tax withholdingOrdinary Shares 270 $19.51 $5,267.70
Disclosure

SEC source: 0001761358-22-000004 · wf-form4a_164746478756419.xml · nonDerivative · entry 4

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,028

F4 · shares: The original Form 4, filed on March 15, 2022, stated that 407 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 270 Ordinary Shares were withheld.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:06 UTC Amendment
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 817 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-22-000004 · wf-form4a_164746478756419.xml · nonDerivative · entry 3

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:58 UTC Amendment
Glise Megan ElizabethGeneral Counsel & Secretary
GrantRestricted Stock Units · Derivative 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001799809-22-000004 · wf-form4a_164746426945735.xml · derivative · entry 7

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Ordinary Shares · 1,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F6 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

F6 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:58 UTC Amendment
Glise Megan ElizabethGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 544 Not disclosed Not disclosed
Disclosure

SEC source: 0001799809-22-000004 · wf-form4a_164746426945735.xml · derivative · entry 6

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Ordinary Shares · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F5 · derivative.exercise_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F5 · derivative.expiration_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:58 UTC Amendment
Glise Megan ElizabethGeneral Counsel & Secretary
Tax withholdingOrdinary Shares 221 $19.51 $4,311.71
Disclosure

SEC source: 0001799809-22-000004 · wf-form4a_164746426945735.xml · nonDerivative · entry 4

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887

F3 · shares: The original Form 4, filed on March 15, 2022, stated that 271 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 221 Ordinary Shares were withheld.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:58 UTC Amendment
Glise Megan ElizabethGeneral Counsel & Secretary
Exercise / conversionOrdinary Shares 544 Not disclosed Not disclosed
Disclosure

SEC source: 0001799809-22-000004 · wf-form4a_164746426945735.xml · nonDerivative · entry 3

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
GrantRestricted Stock Units · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · derivative · entry 10

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F9 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

F9 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionRestricted Stock Units · Derivative 990 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · derivative · entry 9

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

Underlying: Ordinary Shares · 990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F8 · derivative.exercise_date: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.

F8 · derivative.expiration_date: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionRestricted Stock Units · Derivative 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · derivative · entry 8

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Ordinary Shares · 1,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F7 · derivative.exercise_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F7 · derivative.expiration_date: The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
Tax withholdingOrdinary Shares 536 $19.51 $10,457.36
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · nonDerivative · entry 6

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,945

F5 · shares: The original Form 4, filed on March 15, 2022, stated that 493 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 536 Ordinary Shares were withheld.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionOrdinary Shares 990 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · nonDerivative · entry 5

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
Tax withholdingOrdinary Shares 648 $19.51 $12,642.48
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · nonDerivative · entry 4

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,491

F4 · shares: The original Form 4, filed on March 15, 2022, stated that 596 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 648 Ordinary Shares were withheld.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:54 UTC Amendment
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionOrdinary Shares 1,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000004 · wf-form4a_164746404028315.xml · nonDerivative · entry 3

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:47 UTC Amendment
Harding HeatherFormer CFO; See Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-22-000004 · wf-form4a_164746364020493.xml · derivative · entry 9

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

Underlying: Ordinary Shares · 1,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F7 · derivative.exercise_date: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse.

F7 · derivative.expiration_date: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse.

F7 · balance_after: Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining performance-based Restricted Stock Units will be forfeited and lapse.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:47 UTC Amendment
Harding HeatherFormer CFO; See Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-22-000004 · wf-form4a_164746364020493.xml · derivative · entry 8

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Ordinary Shares · 1,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F6 · derivative.exercise_date: The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F6 · derivative.expiration_date: The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F6 · balance_after: The remaining Restricted Stock Units would normally vest on March 14, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:47 UTC Amendment
Harding HeatherFormer CFO; See Remarks
Tax withholdingOrdinary Shares 583 $19.51 $11,374.33
Disclosure

SEC source: 0001761353-22-000004 · wf-form4a_164746364020493.xml · nonDerivative · entry 6

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,532

F4 · shares: The original Form 4, filed on March 15, 2022, stated that 627 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 583 Ordinary Shares were withheld.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:47 UTC Amendment
Harding HeatherFormer CFO; See Remarks
Exercise / conversionOrdinary Shares 1,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-22-000004 · wf-form4a_164746364020493.xml · nonDerivative · entry 5

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:47 UTC Amendment
Harding HeatherFormer CFO; See Remarks
Tax withholdingOrdinary Shares 707 $19.51 $13,793.57
Disclosure

SEC source: 0001761353-22-000004 · wf-form4a_164746364020493.xml · nonDerivative · entry 4

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,855

F3 · shares: The original Form 4, filed on March 15, 2022, stated that 760 Ordinary Shares were withheld for payment of conversion price and tax liability when, in fact, 707 Ordinary Shares were withheld.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:47 UTC Amendment
Harding HeatherFormer CFO; See Remarks
Exercise / conversionOrdinary Shares 1,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-22-000004 · wf-form4a_164746364020493.xml · nonDerivative · entry 3

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:29 UTC
Glise Megan ElizabethGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 795 Not disclosed Not disclosed
Disclosure

SEC source: 0001799809-22-000002 · wf-form4_164738697415152.xml · derivative · entry 5

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:29 UTC
Glise Megan ElizabethGeneral Counsel & Secretary
Tax withholdingOrdinary Shares 396 $19.51 $7,725.96
Disclosure

SEC source: 0001799809-22-000002 · wf-form4_164738697415152.xml · nonDerivative · entry 2

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:29 UTC
Glise Megan ElizabethGeneral Counsel & Secretary
Exercise / conversionOrdinary Shares 795 Not disclosed Not disclosed
Disclosure

SEC source: 0001799809-22-000002 · wf-form4_164738697415152.xml · nonDerivative · entry 1

Glise Megan Elizabeth · CIK 0001799809 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:14 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionRestricted Stock Units · Derivative 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-22-000002 · wf-form4_164738606293864.xml · derivative · entry 5

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Underlying: Ordinary Shares · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F3 · derivative.expiration_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:14 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Tax withholdingOrdinary Shares 282 $19.51 $5,501.82
Disclosure

SEC source: 0001761358-22-000002 · wf-form4_164738606293864.xml · nonDerivative · entry 2

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,389

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:14 UTC
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionOrdinary Shares 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-22-000002 · wf-form4_164738606293864.xml · nonDerivative · entry 1

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · balance_after: Includes 270 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:11 UTC
Harding HeatherFormer CFO; See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-22-000002 · wf-form4_164738586901526.xml · derivative · entry 7

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,660

Underlying: Ordinary Shares · 2,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F2 · balance_after: The remaining Restricted Stock Units would normally vest in two equal installments beginning on March 13, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:11 UTC
Harding HeatherFormer CFO; See Remarks
Tax withholdingOrdinary Shares 1,231 $19.51 $24,016.81
Disclosure

SEC source: 0001761353-22-000002 · wf-form4_164738586901526.xml · nonDerivative · entry 2

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,950

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:11 UTC
Harding HeatherFormer CFO; See Remarks
Exercise / conversionOrdinary Shares 2,476 Not disclosed Not disclosed
Disclosure

SEC source: 0001761353-22-000002 · wf-form4_164738586901526.xml · nonDerivative · entry 1

Harding Heather · CIK 0001761353 · Former CFO; See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:04 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionRestricted Stock Units · Derivative 2,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000002 · wf-form4_164738543084339.xml · derivative · entry 7

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Ordinary Shares · 2,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F3 · derivative.exercise_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F3 · derivative.expiration_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:04 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
Tax withholdingOrdinary Shares 1,023 $19.51 $19,958.73
Disclosure

SEC source: 0001761420-22-000002 · wf-form4_164738543084339.xml · nonDerivative · entry 2

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,032

Read SEC document
March 13, 2022 Filed Mar 15, 2022 23:04 UTC
Butcher AndrewPresident,Luxfer Gas Cylinders
Exercise / conversionOrdinary Shares 2,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001761420-22-000002 · wf-form4_164738543084339.xml · nonDerivative · entry 1

Butcher Andrew · CIK 0001761420 · President,Luxfer Gas Cylinders

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · balance_after: Includes 343 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · derivative · entry 7

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Ordinary Shares · 8,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F2 · derivative.exercise_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F2 · derivative.expiration_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document
March 13, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Tax withholdingOrdinary Shares 4,413 $19.51 $86,097.63
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · nonDerivative · entry 2

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,156

Read SEC document
March 13, 2022 Filed Mar 15, 2022 22:59 UTC
Maskara AlokDirector · Chief Executive Officer
Exercise / conversionOrdinary Shares 8,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001594767-22-000002 · wf-form4_164738514661904.xml · nonDerivative · entry 1

Maskara Alok · CIK 0001594767 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

Read SEC document
March 13, 2022 Filed Mar 16, 2022 21:06 UTC Amendment
Gibbons PeterVP and GM, Luxfer Graphic Arts
Exercise / conversionRestricted Stock Units · Derivative 567 Not disclosed Not disclosed
Disclosure

SEC source: 0001761358-22-000004 · wf-form4a_164746478756419.xml · derivative · entry 5

Gibbons Peter · CIK 0001761358 · VP and GM, Luxfer Graphic Arts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Underlying: Ordinary Shares · 567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F1 · price: Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.

F5 · derivative.exercise_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

F5 · derivative.expiration_date: The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.