Tapewire

Nasdaq · USD

LWAY

Lifeway Foods, Inc.

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Tapewire entity
891
SEC CIK
0000814586
Parsed reports
307

Last 12 months

Inside the activity.

15 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202505
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202686
Jun 2026014
Jul 202606
Aug 202644
Sep 202600
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2023 Filed Aug 23, 2023 21:54 UTC SaleCommon Stock, no par value 5,000 $9.18 $45,900.00
Disclosure

SEC source: 0001683168-23-006020 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,439

F1 · price: The sale price represents a weighted average price for shares sold in multiple transactions at prices ranging from $9.00 to $9.99 per share. The reporting person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission and any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 of this Form 4.

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August 21, 2023 Filed Aug 23, 2023 21:54 UTC SaleCommon Stock, no par value 8,000 $9.02 $72,160.00
Disclosure

SEC source: 0001683168-23-006020 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341,439

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August 18, 2023 Filed Aug 22, 2023 14:55 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
SaleCommon Stock, no par value 13,000 $8.36 $108,680.00
Disclosure

SEC source: 0001683168-23-005983 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,143,748

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $8.62 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes (i) an award of 47,099 shares of restricted stock which will vest immediately upon issuance and (ii) a time-based restricted stock award of 125,000 shares of which 83,334 shares will vest immediately upon issuance and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 97,466 shares will vest immediately upon issuance and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F3 · balance_after: The issuance of all shares of restricted stock listed in Footnote 1 is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders Agreement").

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August 17, 2023 Filed Oct 31, 2023 01:24 UTC GiftCommon Stock, no par value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007522 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 100,000

F1 · kind: This transaction involved a gift by the Edward Smolyansky Trust 2/2/16 (the "Trust"), of which the reporting person is the trustee, to the reporting person's son. The reporting person disclaims beneficial ownership of the securities held by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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August 17, 2023 Filed Oct 31, 2023 01:24 UTC GiftCommon Stock, no par value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007522 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,233,333

F1 · kind: This transaction involved a gift by the Edward Smolyansky Trust 2/2/16 (the "Trust"), of which the reporting person is the trustee, to the reporting person's son. The reporting person disclaims beneficial ownership of the securities held by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Beneficially held by the Trust.

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August 12, 2023 Filed Sep 5, 2023 21:19 UTC GrantPhantom Stock · Derivative 1,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-006269 · ownership.xml · derivative · entry 4

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,840

Underlying: Common Stock · 1,785 shares

Expires not disclosed

F2 · derivative.exercise_price: In connection with the vesting on August 12, 2023 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 1,785 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 1,785 shares of phantom stock pursuant to the Company's Non-Employee Director Equity and Deferred Compensation Plan (the "Director Plan"). The Reporting Person is therefore reporting the disposition of 1,785 RSUs in exchange for an equal number of shares of phantom stock.

F5 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock.

F5 · price: Each share of phantom stock represents a right to receive one share of common stock.

F6 · derivative.exercise_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F6 · derivative.expiration_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F7 · balance_after: Amount includes a ministerial change to reflect 37,054 shares of phantom stock previously reported as vested RSUs.

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August 12, 2023 Filed Sep 5, 2023 21:19 UTC Disposition to issuerRestricted Stock Units · Derivative 1,786 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-006269 · ownership.xml · derivative · entry 2

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 1,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs. 1,785 will vest and become non-forfeitable on August 12, 2024 and will be forfeited if the Reporting Person's service as director terminates for any reason other than his death or disability or a change in control of the Company.

F2 · derivative.exercise_price: In connection with the vesting on August 12, 2023 of RSUs previously granted to the Reporting Person, the Reporting Person's receipt of 1,785 shares of common stock was deferred resulting in the Reporting Person's receipt instead of 1,785 shares of phantom stock pursuant to the Company's Non-Employee Director Equity and Deferred Compensation Plan (the "Director Plan"). The Reporting Person is therefore reporting the disposition of 1,785 RSUs in exchange for an equal number of shares of phantom stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs. 1,785 will vest and become non-forfeitable on August 12, 2024 and will be forfeited if the Reporting Person's service as director terminates for any reason other than his death or disability or a change in control of the Company.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs. 1,785 will vest and become non-forfeitable on August 12, 2024 and will be forfeited if the Reporting Person's service as director terminates for any reason other than his death or disability or a change in control of the Company.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right once vested and as soon as practicable after the Reporting Person no longer serves as director to receive one share of Issuer's common stock. Such RSUs were granted upon conversion of the Reporting Person's Board of Director compensation in fiscal year 2021 into RSUs. 1,785 will vest and become non-forfeitable on August 12, 2024 and will be forfeited if the Reporting Person's service as director terminates for any reason other than his death or disability or a change in control of the Company.

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June 16, 2023 Filed Aug 22, 2023 14:55 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
GrantRestricted Stock Units · Derivative 36,337 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-005983 · ownership.xml · derivative · entry 5

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,337

Underlying: Common Stock · 36,337 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2024, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F7 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2024, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

F7 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 12,113 will vest on June 16, 2024, 12,113 will vest on June 16, 2025 and 12,111 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date. The issuance of shares upon vesting of these restricted stock units is contingent upon receipt by the Company of consent and agreement by Danone that such issuance will not constitute a breach of violation of or constitute "New Securities" under the Stockholders' Agreement.

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June 16, 2023 Filed Aug 22, 2023 14:54 UTC GrantRestricted Stock Units · Derivative 7,170 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-005981 · ownership.xml · derivative · entry 2

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,170

Underlying: Common Stock · 7,170 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,390 will vest on June 16, 2024, 2,390 will vest on June 16, 2025 and 2,390 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,390 will vest on June 16, 2024, 2,390 will vest on June 16, 2025 and 2,390 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 2,390 will vest on June 16, 2024, 2,390 will vest on June 16, 2025 and 2,390 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

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June 16, 2023 Filed Aug 22, 2023 14:53 UTC
Feldman Amy M.Sr. Exec. VP Sales
GrantRestricted Stock Units · Derivative 5,765 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-005979 · ownership.xml · derivative · entry 2

Feldman Amy M. · CIK 0001758248 · Sr. Exec. VP Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,765

Underlying: Common Stock · 5,765 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,922 will vest on June 16, 2024, 1,922 shares will vest on June 16, 2025 and 1,921 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.exercise_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,922 will vest on June 16, 2024, 1,922 shares will vest on June 16, 2025 and 1,921 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · derivative.expiration_date: Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,922 will vest on June 16, 2024, 1,922 shares will vest on June 16, 2025 and 1,921 will vest on June 16, 2026, contingent on the Reporting Person's continued service on each applicable vesting date.

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May 19, 2023 Filed Oct 31, 2023 01:23 UTC Amendment GiftCommon Stock, no par value 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007520 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,333,333

F1 · ownership.nature: Beneficially held by the Edward Smolyansky Trust 2/2/16 (the "Trust"), of which the reporting person is the trustee.

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May 19, 2023 Filed Oct 31, 2023 01:19 UTC
SMOLYANSKY LUDMILADirector · 10% owner
GiftCommon Stock, no par value 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007516 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,424,787

F1 · kind: This report is being filed to report a gift of 250,000 shares by the Ludmila Smolyansky Trust 2/1/05. As of the date of the reported transaction, the reporting person was a director of the issuer. As of the date of this report, the reporting person is no longer a director of the issuer.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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May 17, 2023 Filed May 19, 2023 20:45 UTC SaleCommon Stock, no par value 5,000 $6.03 $30,150.00
Disclosure

SEC source: 0001683168-23-003553 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,349,439

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May 16, 2023 Filed May 19, 2023 20:45 UTC SaleCommon Stock, no par value 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001683168-23-003553 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,354,439

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April 20, 2023 Filed Apr 28, 2023 00:56 UTC
Feldman Amy M.Sr. Exec VP of Sales
Tax withholdingCommon Stock no par value 1,564 $6.11 $9,556.04
Disclosure

SEC source: 0001683168-23-002716 · ownership.xml · nonDerivative · entry 1

Feldman Amy M. · CIK 0001758248 · Sr. Exec VP of Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,301

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes a time-based restricted stock award of which 4,166 will vest on April 20, 2024, contingent on the Reporting Person's continued service on each applicable vesting date.

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April 20, 2023 Filed Apr 27, 2023 22:08 UTC Tax withholdingCommon Stock no par value 2,425 $6.11 $14,816.75
Disclosure

SEC source: 0001683168-23-002712 · ownership.xml · nonDerivative · entry 1

Hanson Eric A · CIK 0001742145 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,700

F1 · shares: No stock was sold. Such shares were surrendered to the issuer in connection with tax withholding obligations of the Reporting Person.

F2 · balance_after: Includes a time-based restricted stock award of which 6,319 will vest on April 20, 2024, contingent on the Reporting Person's continued service on each applicable vesting date.

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March 31, 2023 Filed Apr 5, 2023 00:27 UTC SaleCommon Stock, no par value 30,000 $6.00 $180,000.00
Disclosure

SEC source: 0001683168-23-002146 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,364,439

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March 30, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 4,000 $6.01 $24,045.20
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 10

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,439

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March 30, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 14 $6.02 $84.28
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 9

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,398,439

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March 30, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 200 $6.02 $1,204.24
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 8

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,398,453

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March 30, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 786 $6.05 $4,754.51
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 7

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,398,653

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March 30, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 6

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,399,439

Read SEC document
March 30, 2023 Filed Mar 31, 2023 18:20 UTC SaleCommon Stock, no par value 125,000 $6.00 $750,000.00
Disclosure

SEC source: 0001683168-23-002058 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,924,787

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.04 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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March 30, 2023 Filed Oct 31, 2023 01:20 UTC Amendment GiftCommon Stock, no par value 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007518 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,083,333

F1 · ownership.nature: Beneficially held by the Edward Smolyansky Trust 2/2/16 (the "Trust"), of which the reporting person is the trustee.

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March 30, 2023 Filed Oct 31, 2023 01:18 UTC Amendment
SMOLYANSKY LUDMILADirector · 10% owner
GiftCommon Stock, no par value 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-007514 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,674,787

F1 · kind: On March 31, 2023, the reporting person filed a Form 4 which omitted a gift of 250,000 shares by the Ludmila Smolyansky Trust 2/1/05, which is reflected in this amended report.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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March 28, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 1,600 $5.91 $9,456.00
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 5

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,409,439

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March 28, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 1,100 $5.96 $6,556.00
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 4

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,411,039

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March 28, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 7,300 $6.00 $43,800.00
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 3

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,139

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March 28, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 13,000 $5.90 $76,700.00
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,439

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March 28, 2023 Filed Mar 31, 2023 01:54 UTC SaleCommon Stock, no par value 5,000 $5.95 $29,750.00
Disclosure

SEC source: 0001683168-23-002000 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,432,439

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January 13, 2023 Filed Jan 18, 2023 21:00 UTC SaleCommon Stock, no par value 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001683168-23-000220 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937,439

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January 13, 2023 Filed Feb 14, 2023 13:35 UTC Amendment SaleCommon Stock, no par value 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001683168-23-000840 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,439

Read SEC document
December 31, 2022 Filed Feb 23, 2024 16:07 UTC GrantPhantom Stock · Derivative 6,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-001144 · ownership.xml · derivative · entry 2

SCHER JASON SCOTT · CIK 0001554866 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,203

Underlying: Common Stock · 6,194 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's Board of Director cash compensation for service on the Board of Directors in each of the quarters ended September 30, 2022 and December 31, 2022.

F1 · price: Each share of phantom stock represents a right to receive one share of common stock. Such shares of phantom stock were acquired upon deferral of the Reporting Person's Board of Director cash compensation for service on the Board of Directors in each of the quarters ended September 30, 2022 and December 31, 2022.

F2 · derivative.exercise_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

F2 · derivative.expiration_date: The phantom stock becomes payable on the date that the Reporting Person no longer serves as a director of the Company.

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December 30, 2022 Filed Feb 13, 2023 23:38 UTC
SMOLYANSKY LUDMILADirector · 10% owner
GiftCommon Stock, no par value 333,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-000829 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,049,787

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 30, 2022 Filed Feb 14, 2023 13:36 UTC GiftCommon Stock, no par value 333,333 $0.00 $0.00
Disclosure

SEC source: 0001683168-23-000841 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 833,333

F1 · ownership.nature: Beneficially held by the Edward Smolyansky Trust 2/2/16, of which Edward Smolyansky is the trustee.

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December 16, 2022 Filed Dec 20, 2022 19:36 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
PurchaseCommon Stock, no par value 2,000 $5.78 $11,560.00
Disclosure

SEC source: 0001683168-22-008539 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,748

F1 · balance_after: Includes (i) an award of 47,099 shares of restricted stock which will vest immediately upon issuance and (ii) a time-based restricted stock award of 125,000 shares of which 41,667 shares will vest immediately upon issuance, 41,667 shares will vest on April 20, 2023 and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 48,733 shares will vest immediately upon issuance, 48,733 shares will vest on April 29, 2023 and 48,732 shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares of restricted stock listed in Footnote 1 is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders Agreement").

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December 14, 2022 Filed Dec 15, 2022 23:08 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 5,000 $6.67 $33,350.00
Disclosure

SEC source: 0001683168-22-008465 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,383,120

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.54 to $6.79 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 13, 2022 Filed Dec 13, 2022 23:45 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
PurchaseCommon Stock, no par value 1,000 $6.72 $6,720.00
Disclosure

SEC source: 0001683168-22-008399 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154,748

F1 · balance_after: Includes (i) an award of 47,099 shares of restricted stock which will vest immediately upon issuance and (ii) a time-based restricted stock award of 125,000 shares of which 41,667 shares will vest immediately upon issuance, 41,667 shares will vest on April 20, 2023 and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 48,733 shares will vest immediately upon issuance, 48,733 shares will vest on April 29, 2023 and 48,732,shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares of restricted stock listed in Footnote 1 is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders Agreement").

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December 13, 2022 Filed Dec 13, 2022 22:55 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 10,000 $6.86 $68,600.00
Disclosure

SEC source: 0001683168-22-008397 · ownership.xml · nonDerivative · entry 2

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,388,120

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.98 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 12, 2022 Filed Dec 13, 2022 23:45 UTC
SMOLYANSKY JULIEDirector · CEO, President and Secretary · 10% owner
PurchaseCommon Stock, no par value 2,000 $6.75 $13,500.00
Disclosure

SEC source: 0001683168-22-008399 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY JULIE · CIK 0001227846 · Director · CEO, President and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153,748

F1 · balance_after: Includes (i) an award of 47,099 shares of restricted stock which will vest immediately upon issuance and (ii) a time-based restricted stock award of 125,000 shares of which 41,667 shares will vest immediately upon issuance, 41,667 shares will vest on April 20, 2023 and 41,666 shares will vest on April 20, 2024 and (iii) an award of 149,198 shares of restricted stock of which 48,733 shares will vest immediately upon issuance, 48,733 shares will vest on April 29, 2023 and 48,732,shares will vest on April 29, 2024, in each case contingent on the Reporting Person's continued service on each applicable vesting date.

F2 · balance_after: The issuance of all shares of restricted stock listed in Footnote 1 is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time (the "Stockholders Agreement").

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December 12, 2022 Filed Dec 13, 2022 22:55 UTC
SMOLYANSKY LUDMILADirector · 10% owner
SaleCommon Stock, no par value 20,000 $6.68 $133,600.00
Disclosure

SEC source: 0001683168-22-008397 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,398,120

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.62 to $6.73 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 09, 2022 Filed Dec 13, 2022 19:03 UTC SaleCommon Stock, no par value 1,883 $6.70 $12,616.10
Disclosure

SEC source: 0001683168-22-008381 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY EDWARD · CIK 0001227847 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,439

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December 06, 2022 Filed Dec 7, 2022 22:15 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 7,500 $6.56 $49,200.00
Disclosure

SEC source: 0001683168-22-008242 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,418,120

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.39 to $6.79 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 02, 2022 Filed Dec 6, 2022 22:04 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 8,000 $6.95 $55,600.00
Disclosure

SEC source: 0001683168-22-008221 · ownership.xml · nonDerivative · entry 1

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,425,620

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.75 to $7.22 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 2,800 $6.49 $18,172.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 26

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,433,620

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 172 $6.55 $1,126.60
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 25

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,436,420

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 100 $6.53 $653.00
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 24

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,436,592

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 36 $6.60 $237.60
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 23

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,436,692

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 584 $6.58 $3,842.72
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 22

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,436,728

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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December 01, 2022 Filed Dec 2, 2022 22:47 UTC
SMOLYANSKY LUDMILADirector · 10% owner
Disposition to issuerCommon Stock, no par value 160 $6.64 $1,062.40
Disclosure

SEC source: 0001683168-22-008179 · ownership.xml · nonDerivative · entry 21

SMOLYANSKY LUDMILA · CIK 0001227848 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,437,312

F1 · ownership.nature: Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.