Tapewire

Nasdaq · USD

LTBR

LIGHTBRIDGE Corp

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306
SEC CIK
0001084554
Parsed reports
319

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202503
Jan 202608
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202602
Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2020 Filed Oct 28, 2020 18:58 UTC
MUSHAKOV ANDREYEVP, Nuclear Operations
GrantCommon Stock 455 $2.78 $1,265.22
Disclosure

SEC source: 0001477932-20-006127 · form4.xml · nonDerivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP, Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 18:58 UTC
GRAE SETHDirector · President and CEO
GrantCommon Stock 1,022 $2.78 $2,841.88
Disclosure

SEC source: 0001477932-20-006126 · form4.xml · nonDerivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,769

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 15:08 UTC
GRAE SETHDirector · President and CEO
GrantCommon Stock 776 $3.66 $2,839.62
Disclosure

SEC source: 0001477932-20-005647 · form4.xml · nonDerivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,747

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 15:07 UTC
MUSHAKOV ANDREYEVP, Nuclear Operations
GrantCommon Stock 346 $3.66 $1,266.12
Disclosure

SEC source: 0001477932-20-005645 · form4.xml · nonDerivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP, Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,154

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 15:07 UTC GrantCommon Stock 320 $3.66 $1,170.98
Disclosure

SEC source: 0001477932-20-005646 · form4.xml · nonDerivative · entry 1

GOLDMAN LARRY · CIK 0001305758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 14:40 UTC
GRAE SETHDirector · President and CEO
GrantCommon Stock 780 $5.46 $4,262.62
Disclosure

SEC source: 0001477932-20-005173 · form4.xml · nonDerivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,971

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 14:39 UTC GrantCommon Stock 321 $5.46 $1,754.23
Disclosure

SEC source: 0001477932-20-005172 · form4.xml · nonDerivative · entry 1

GOLDMAN LARRY · CIK 0001305758 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 14:39 UTC
MUSHAKOV ANDREYEVP, Nuclear Operations
GrantCommon Stock 347 $5.46 $1,896.32
Disclosure

SEC source: 0001477932-20-005171 · form4.xml · nonDerivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP, Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808

F1 · shares: Represents shares purchased through payroll deductions under the issuer's employee stock purchase plan.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 12:47 UTC
GRAHAM THOMAS JRDirector · Chairman
PurchaseCommon Stock 2,000 $0.76 $1,520.00
Disclosure

SEC source: 0001562180-18-004880 · primarydocument.xml · nonDerivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,728

Read SEC document
August 29, 2018 Filed Aug 30, 2018 14:47 UTC
GRAHAM THOMAS JRDirector · Chairman
PurchaseCommon Stock 1,000 $1.00 $1,000.00
Disclosure

SEC source: 0001123292-18-000949 · edgar.xml · nonDerivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,728

Read SEC document
August 29, 2018 Filed Aug 30, 2018 14:46 UTC
GOLDMAN LARRYChief Financial Officer
PurchaseCommon Stock 5,000 $1.00 $5,000.00
Disclosure

SEC source: 0001123292-18-000948 · edgar.xml · nonDerivative · entry 1

GOLDMAN LARRY · CIK 0001305758 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 29, 2018 Filed Aug 30, 2018 14:44 UTC
MUSHAKOV ANDREYEVP, Nuclear Operations
PurchaseCommon Stock 11,000 $0.99 $10,890.00
Disclosure

SEC source: 0001123292-18-000947 · edgar.xml · nonDerivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP, Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,484

F1 · price: The shares were purchased in multiple trades during the day at prices ranging from $0.98 to $1.00 per share. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 29, 2018 Filed Aug 30, 2018 14:43 UTC
GRAE SETHDirector · President and CEO
PurchaseCommon Stock 11,000 $1.00 $11,000.00
Disclosure

SEC source: 0001123292-18-000946 · edgar.xml · nonDerivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,815

Read SEC document
August 14, 2018 Filed Aug 14, 2018 20:32 UTC
GRAHAM THOMAS JRDirector · Chairman
PurchaseCommon Stock 2,000 $0.88 $1,759.80
Disclosure

SEC source: 0001562180-18-003597 · primarydocument.xml · nonDerivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,728

Read SEC document
August 08, 2018 Filed Aug 14, 2018 21:33 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
GrantStock Options (Non Qualified) · Derivative 63,729 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-18-003603 · primarydocument.xml · derivative · entry 2

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,576

Underlying: Common Stock · 63,729 shares

Expires 2028-08-08

F2 · derivative.exercise_date: he options were granted on August 8, 2018 and are subject to a three-year vesting schedule, with one-third vesting on each anniversary of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 21:33 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
GrantStock Options (Incentive Stock Options) · Derivative 147,447 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-18-003603 · primarydocument.xml · derivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,685

Underlying: Common Stock · 147,447 shares

Expires 2028-08-08

F1 · derivative.exercise_date: The options were granted on August 8, 2018 and are subject to an immediate vest. All options have a contractual life of 10 years.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 21:33 UTC
GRAE SETHDirector · President and CEO
GrantStock Options (Non Qualified) · Derivative 191,142 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-18-003602 · primarydocument.xml · derivative · entry 2

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,563

Underlying: Common Stock · 191,142 shares

Expires 2028-08-08

F2 · derivative.exercise_date: The options were granted on August 8, 2018 and are subject to a three-year vesting schedule, with one-third vesting on each anniversary of the date of grant.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 21:33 UTC
GRAE SETHDirector · President and CEO
GrantStock Options (Incentive Stock Options) · Derivative 147,447 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001562180-18-003602 · primarydocument.xml · derivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,685

Underlying: Common Stock · 147,447 shares

Expires 2028-08-08

F1 · derivative.exercise_date: The options were granted on August 8, 2018 and are subject to an immediate 100% vesting.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 20:31 UTC GrantStock Options (Non Qualified) · Derivative 52,442 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001562180-18-003596 · primarydocument.xml · derivative · entry 1

MAGRAW DANIEL B · CIK 0001379756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,243

Underlying: Common Stock · 52,442 shares

Expires 2028-08-08

F1 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 20:31 UTC GrantStock Options (Non Qualified) · Derivative 55,202 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001562180-18-003595 · primarydocument.xml · derivative · entry 1

Townsend Kathleen · CIK 0001605804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,664

Underlying: Common Stock · 55,202 shares

Expires 2028-08-08

F1 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 20:31 UTC GrantStock Options (Non Qualified) · Derivative 52,442 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001562180-18-003594 · primarydocument.xml · derivative · entry 1

ALESSI VICTOR E · CIK 0001373798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,243

Underlying: Common Stock · 52,442 shares

Expires 2028-08-08

F1 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 14, 2018 20:31 UTC
GRAHAM THOMAS JRDirector · Chairman
GrantStock Options (Non Qualified) · Derivative 52,442 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001562180-18-003593 · primarydocument.xml · derivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,332

Underlying: Common Stock · 52,442 shares

Expires 2028-08-08

F1 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 17:40 UTC Amendment
GRAE SETHDirector · President and CEO
GrantStock Options (Non Qualified) · Derivative 191,142 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003776 · primarydocument.xml · derivative · entry 2

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,563

Underlying: Common Stock · 191,142 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grants.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and are subject to a three year vesting schedule, with one third vesting upon each anniversary date of the grant. The options may vest earlier should defined milestones be achieved prior to December 31, 2019.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 17:40 UTC Amendment
GRAE SETHDirector · President and CEO
GrantStock Options (Incentive Stock Options) · Derivative 147,447 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003776 · primarydocument.xml · derivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,685

Underlying: Common Stock · 147,447 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grants.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and are subject to a three year vesting schedule, with one third vesting upon each anniversary date of the grant. The options may vest earlier should defined milestones be achieved prior to December 31, 2019.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 17:40 UTC Amendment
MUSHAKOV ANDREYEVP, Nuclear Operations
GrantStock Options (Non Qualified) · Derivative 63,729 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003775 · primarydocument.xml · derivative · entry 2

MUSHAKOV ANDREY · CIK 0001371007 · EVP, Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,576

Underlying: Common Stock · 63,729 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grants.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and are subject to a three year vesting schedule, with one third vesting upon each anniversary date of the grant. The options may vest earlier should defined milestones be achieved prior to December 31, 2019.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 17:40 UTC Amendment
MUSHAKOV ANDREYEVP, Nuclear Operations
GrantStock Options (Incentive Stock Options) · Derivative 147,447 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003775 · primarydocument.xml · derivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP, Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,685

Underlying: Common Stock · 147,447 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grants.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and are subject to a three year vesting schedule, with one third vesting upon each anniversary date of the grant. The options may vest earlier should defined milestones be achieved prior to December 31, 2019.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 16:15 UTC Amendment GrantStock Options (Non Qualified) · Derivative 55,202 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003774 · primarydocument.xml · derivative · entry 1

Townsend Kathleen · CIK 0001605804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,664

Underlying: Common Stock · 55,202 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grant.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 16:12 UTC Amendment GrantStock Options (Non Qualified) · Derivative 52,442 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003772 · primarydocument.xml · derivative · entry 1

ALESSI VICTOR E · CIK 0001373798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,243

Underlying: Common Stock · 52,442 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grant.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 16:14 UTC Amendment GrantStock Options (Non Qualified) · Derivative 52,442 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003773 · primarydocument.xml · derivative · entry 1

MAGRAW DANIEL B · CIK 0001379756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,243

Underlying: Common Stock · 52,442 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grant.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
August 08, 2018 Filed Aug 28, 2018 16:12 UTC Amendment
GRAHAM THOMAS JRDirector · Chairman
GrantStock Options (Non Qualified) · Derivative 52,442 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001562180-18-003771 · primarydocument.xml · derivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,332

Underlying: Common Stock · 52,442 shares

Expires 2028-08-08

F1 · derivative.exercise_price: Amendment to correct exercise price only on previously reported new grant.

F2 · derivative.exercise_date: The options were granted on August 8, 2018, and will vest 100% on the first anniversary of date of grant.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 14:25 UTC PurchaseCommon Stock 426 $0.98 $419.18
Disclosure

SEC source: 0001562180-17-003607 · primarydocument.xml · nonDerivative · entry 2

Zwobota Linda Joan · CIK 0001637741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,833

Read SEC document
November 16, 2017 Filed Nov 17, 2017 14:25 UTC PurchaseCommon Stock 9,574 $1.00 $9,574.00
Disclosure

SEC source: 0001562180-17-003607 · primarydocument.xml · nonDerivative · entry 1

Zwobota Linda Joan · CIK 0001637741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,407

Read SEC document
November 16, 2017 Filed Nov 17, 2017 12:45 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
PurchaseCommon Stock 1,000 $0.98 $975.00
Disclosure

SEC source: 0001562180-17-003604 · primarydocument.xml · nonDerivative · entry 3

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,484

Read SEC document
November 16, 2017 Filed Nov 17, 2017 12:45 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
PurchaseCommon Stock 5,000 $0.98 $4,900.00
Disclosure

SEC source: 0001562180-17-003604 · primarydocument.xml · nonDerivative · entry 2

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,484

Read SEC document
November 16, 2017 Filed Nov 17, 2017 12:45 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
PurchaseCommon Stock 4,000 $0.99 $3,960.00
Disclosure

SEC source: 0001562180-17-003604 · primarydocument.xml · nonDerivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,484

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:27 UTC GrantStock Options (Non Qualified) · Derivative 46,548 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003438 · primarydocument.xml · derivative · entry 1

Townsend Kathleen · CIK 0001605804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,462

Underlying: Common Stock · 46,548 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017, and will vest 100% on the first anniversary of date of grant. 25,073 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:27 UTC GrantStock Options (Non Qualified) · Derivative 136,475 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003435 · primarydocument.xml · derivative · entry 2

Zwobota Linda Joan · CIK 0001637741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,536

Underlying: Common Stock · 136,475 shares

Expires 2027-10-26

F2 · derivative.exercise_date: The options were granted on October 26, 2017 and will vest upon the attainment of specified milestones, of which 73,513 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:27 UTC GrantStock Options (Incentive Stock Options) · Derivative 64,552 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003435 · primarydocument.xml · derivative · entry 1

Zwobota Linda Joan · CIK 0001637741 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,552

Underlying: Common Stock · 64,552 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017 and are subject to an immediate vest. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:27 UTC
GRAHAM THOMAS JRDirector · Chairman
GrantStock Options (Non Qualified) · Derivative 44,221 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003437 · primarydocument.xml · derivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,813

Underlying: Common Stock · 44,221 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017, and will vest 100% on the first anniversary of date of grant. 23,820 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:27 UTC GrantStock Options (Non Qualified) · Derivative 44,221 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003439 · primarydocument.xml · derivative · entry 1

MAGRAW DANIEL B · CIK 0001379756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,360

Underlying: Common Stock · 44,221 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017, and will vest 100% on the first anniversary of date of grant. 23,820 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:26 UTC GrantStock Options (Non Qualified) · Derivative 44,221 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003436 · primarydocument.xml · derivative · entry 1

ALESSI VICTOR E · CIK 0001373798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,360

Underlying: Common Stock · 44,221 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017, and will vest 100% on the first anniversary of date of grant. 23,820 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:26 UTC
GRAE SETHDirector · President and CEO
GrantStock Options (Non Qualified) · Derivative 346,249 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003433 · primarydocument.xml · derivative · entry 2

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,935

Underlying: Common Stock · 346,249 shares

Expires 2027-10-26

F2 · derivative.exercise_date: The options were granted on October 26, 2017. 46,102 options are subject to an immediate vest and 300,147 options will vest upon the attainment of specified milestones, of which 161,676 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:26 UTC
GRAE SETHDirector · President and CEO
GrantStock Options (Incentive Stock Options) · Derivative 136,527 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003433 · primarydocument.xml · derivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,527

Underlying: Common Stock · 136,527 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017 and are subject to an immediate vest. All options have a contractual life of 10 years.

Read SEC document
October 26, 2017 Filed Nov 2, 2017 18:26 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
GrantStock Options (Non Qualified) · Derivative 187,200 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003434 · primarydocument.xml · derivative · entry 2

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,245

Underlying: Common Stock · 187,200 shares

Expires 2027-10-26

F2 · derivative.exercise_date: The options were granted on October 26, 2017 and will vest upon the attainment of specified milestones, of which 100,836 options are contingent upon shareholder approval. All options have a contractual life of 10 years.

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October 26, 2017 Filed Nov 2, 2017 18:26 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
GrantStock Options (Incentive Stock Options) · Derivative 113,905 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001562180-17-003434 · primarydocument.xml · derivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,905

Underlying: Common Stock · 113,905 shares

Expires 2027-10-26

F1 · derivative.exercise_date: The options were granted on October 26, 2017 and are subject to an immediate vest. All options have a contractual life of 10 years.

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July 20, 2017 Filed Jul 24, 2017 16:45 UTC
GRAHAM THOMAS JRDirector · Chairman
PurchaseCommon Stock 2,000 $1.18 $2,355.00
Disclosure

SEC source: 0001562180-17-002498 · primarydocument.xml · nonDerivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,728

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June 13, 2017 Filed Jun 15, 2017 18:35 UTC
GRAHAM THOMAS JRDirector · Chairman
PurchaseCommon Stock 2,000 $2.12 $4,239.80
Disclosure

SEC source: 0001562180-17-002265 · primarydocument.xml · nonDerivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,630

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June 13, 2017 Filed Jun 30, 2017 14:39 UTC Amendment
GRAHAM THOMAS JRDirector · Chairman
PurchaseCommon Stock 2,000 $2.12 $4,239.80
Disclosure

SEC source: 0001562180-17-002345 · primarydocument.xml · nonDerivative · entry 1

GRAHAM THOMAS JR · CIK 0001211655 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,728

F1 · balance_after: Due to a clerical error, the balance that was reported did not reflect a 1/5 stock split that took effect on July 20, 2016.

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November 28, 2016 Filed Nov 29, 2016 16:31 UTC
GRAE SETHDirector · President and CEO
PurchaseCommon Stock 2,980 $1.35 $4,023.00
Disclosure

SEC source: 0001562180-16-003624 · primarydocument.xml · nonDerivative · entry 1

GRAE SETH · CIK 0001357549 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,815

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November 25, 2016 Filed Nov 28, 2016 18:29 UTC
MUSHAKOV ANDREYEVP - Intl Nuclear Operations
PurchaseCommon Stock 404 $1.32 $533.28
Disclosure

SEC source: 0001562180-16-003619 · primarydocument.xml · nonDerivative · entry 1

MUSHAKOV ANDREY · CIK 0001371007 · EVP - Intl Nuclear Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,484

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.