Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2025 Filed Jan 13, 2025 21:04 UTC |
HENSON HEIDIDirector
|
GrantCommon Stock | 15,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001283301-25-000002 · wk-form4_1736802287.xml · nonDerivative · entry 1 HENSON HEIDI · CIK 0001283301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,269 F1 · shares: Represents 15,789 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2026. F2 · balance_after: Includes 15,789 unvested restricted stock units. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 21:02 UTC |
AZAB MOHAMMADDirector
|
GrantCommon Stock | 15,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001309653-25-000002 · wk-form4_1736802148.xml · nonDerivative · entry 1 AZAB MOHAMMAD · CIK 0001309653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,469 F1 · shares: Represents 15,789 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2026. F2 · balance_after: Includes 22,189 unvested restricted stock units. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:21 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 6,363 | $2.93 | $18,643.59 |
DisclosureSEC source: 0001879231-24-000004 · wk-form4_1727904074.xml · nonDerivative · entry 2 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,672 F3 · shares: Shares withheld as payment of a tax liability on vesting of performance-based stock units. F2 · balance_after: Includes 30,325 unvested restricted stock. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:21 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantCommon Stock | 15,000 | $2.93 | $43,950.00 |
DisclosureSEC source: 0001879231-24-000004 · wk-form4_1727904074.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,035 F1 · shares: Reflects 15,000 in performance-based stock units, the criteria for which was satisfied on October 1, 2024, and which vested in full on that same day. F2 · balance_after: Includes 30,325 unvested restricted stock. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:16 UTC |
Mazzo David JDirector · President & CEO
|
Tax withholdingCommon Stock | 26,964 | $2.93 | $79,004.52 |
DisclosureSEC source: 0001334549-24-000006 · wk-form4_1727903753.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,834 F3 · shares: Shares withheld as payment of a tax liability on vesting of performance-based stock units. F2 · balance_after: Includes 107,183 unvested restricted stock. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:16 UTC |
Mazzo David JDirector · President & CEO
|
GrantCommon Stock | 58,000 | $2.93 | $169,940.00 |
DisclosureSEC source: 0001334549-24-000006 · wk-form4_1727903753.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,798 F1 · shares: Reflects 58,000 in performance-based stock units, the criteria for which was satisfied on October 1, 2024 and which vested in full on that same day. F2 · balance_after: Includes 107,183 unvested restricted stock. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:19 UTC |
Nisco JamesSVP, Fin/Treas, Chief Actg Off
|
Tax withholdingCommon Stock | 1,701 | $2.93 | $4,983.93 |
DisclosureSEC source: 0002020260-24-000002 · wk-form4_1727903970.xml · nonDerivative · entry 2 Nisco James · CIK 0002020260 · SVP, Fin/Treas, Chief Actg Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,956 F3 · shares: Shares withheld as payment of a tax liability on vesting of performance-based stock units. F2 · balance_after: Includes 9,482 unvested restricted stock. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 21:19 UTC |
Nisco JamesSVP, Fin/Treas, Chief Actg Off
|
GrantCommon Stock | 3,300 | $2.93 | $9,669.00 |
DisclosureSEC source: 0002020260-24-000002 · wk-form4_1727903970.xml · nonDerivative · entry 1 Nisco James · CIK 0002020260 · SVP, Fin/Treas, Chief Actg Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,657 F1 · shares: Reflects 3,300 in performance-based stock units, the criteria for which was satisfied on October 1, 2024 and which vested in full on that same day. F2 · balance_after: Includes 9,482 unvested restricted stock. Read SEC document |
| January 11, 2024 Filed Jan 12, 2024 21:02 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,026 | $2.99 | $3,067.74 |
DisclosureSEC source: 0001334549-24-000004 · wk-form4_1705093334.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,766 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 107,183 unvested restricted stock. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 21:11 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 512 | $3.00 | $1,536.00 |
DisclosureSEC source: 0001879231-24-000002 · wk-form4_1705007506.xml · nonDerivative · entry 4 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,035 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 30,325 unvested restricted stock. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 21:10 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,470 | $3.00 | $10,410.00 |
DisclosureSEC source: 0001334549-24-000002 · wk-form4_1705007427.xml · nonDerivative · entry 4 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,792 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 109,166 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:11 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantStock Option (Right to Buy) · Derivative | 14,000 | $0.00 Strike: $3.08 | $0.00 |
DisclosureSEC source: 0001879231-24-000002 · wk-form4_1705007506.xml · derivative · entry 5 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2034-01-09 F5 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:11 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 2,147 | $3.08 | $6,612.76 |
DisclosureSEC source: 0001879231-24-000002 · wk-form4_1705007506.xml · nonDerivative · entry 3 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,547 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 31,400 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:11 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 3,221 | $3.08 | $9,920.68 |
DisclosureSEC source: 0001879231-24-000002 · wk-form4_1705007506.xml · nonDerivative · entry 2 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,694 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 31,400 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:11 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantCommon Stock | 27,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001879231-24-000002 · wk-form4_1705007506.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,915 F1 · shares: Represents 27,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 31,400 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:10 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 47,000 | $0.00 Strike: $3.08 | $0.00 |
DisclosureSEC source: 0001334549-24-000002 · wk-form4_1705007427.xml · derivative · entry 5 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 47,000 shares Expires 2034-01-09 F5 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:10 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 7,843 | $3.08 | $24,156.44 |
DisclosureSEC source: 0001334549-24-000002 · wk-form4_1705007427.xml · nonDerivative · entry 3 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,262 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 115,850 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:10 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 12,203 | $3.08 | $37,585.24 |
DisclosureSEC source: 0001334549-24-000002 · wk-form4_1705007427.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,105 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 115,850 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:10 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantCommon Stock | 94,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001334549-24-000002 · wk-form4_1705007427.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,308 F1 · shares: Represents 94,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 115,850 unvested restricted stock. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:08 UTC |
KLOSK STEVEN MDirector
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001192621-24-000003 · wk-form4_1705007305.xml · nonDerivative · entry 1 KLOSK STEVEN M · CIK 0001192621 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,570 F1 · shares: Represents 19,480 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2025. F2 · balance_after: Includes 19,480 unvested restricted stock units. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:06 UTC |
HENSON HEIDIDirector
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001283301-24-000002 · wk-form4_1705007207.xml · nonDerivative · entry 1 HENSON HEIDI · CIK 0001283301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,480 F1 · shares: Represents 19,480 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2025. F2 · balance_after: Includes 19,480 unvested restricted stock units. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:05 UTC |
Flowers Cynthia LouiseDirector
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001741455-24-000002 · wk-form4_1705007128.xml · nonDerivative · entry 1 Flowers Cynthia Louise · CIK 0001741455 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,201 F1 · shares: Represents 19,480 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2025. F2 · balance_after: Includes 19,480 unvested restricted stock units. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:04 UTC |
BROWN GREGORY BDirector
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001373585-24-000002 · wk-form4_1705007053.xml · nonDerivative · entry 1 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,414 F1 · shares: Represents 19,480 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2025. F2 · balance_after: Includes 19,480 unvested restricted stock units. Read SEC document |
| January 09, 2024 Filed Jan 11, 2024 21:02 UTC |
AZAB MOHAMMADDirector
|
GrantCommon Stock | 19,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001309653-24-000002 · wk-form4_1705006959.xml · nonDerivative · entry 1 AZAB MOHAMMAD · CIK 0001309653 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,680 F1 · shares: Represents 19,480 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2025. F2 · balance_after: Includes 32,280 unvested restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 20:02 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 2,908 | $2.18 | $6,339.44 |
DisclosureSEC source: 0001879231-23-000005 · wk-form4_1693944117.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,915 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 15,650 unvested restricted stock awards. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 22:05 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 397 | $3.65 | $1,449.05 |
DisclosureSEC source: 0001334549-23-000006 · wf-form4_167399310882456.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,543 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 60,350 unvested restricted stock. Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 21:02 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 1,030 | $3.20 | $3,296.00 |
DisclosureSEC source: 0001334549-23-000004 · wf-form4_167355731008270.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,940 F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 61,116 unvested restricted stock. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 21:07 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,470 | $3.20 | $11,086.65 |
DisclosureSEC source: 0001334549-23-000002 · wf-form4_167347112819363.xml · nonDerivative · entry 3 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,970 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 63,100 unvested restricted stock. Read SEC document |
| January 10, 2023 Filed Jan 11, 2023 21:03 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 512 | $3.20 | $1,635.84 |
DisclosureSEC source: 0001879231-23-000002 · wf-form4_167347097101144.xml · nonDerivative · entry 3 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,823 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F4 · balance_after: Includes 22,733 unvested restricted stock awards. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:20 UTC |
Ruoslahti ErkkiDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001346432-23-000002 · wf-form4_167347200627679.xml · nonDerivative · entry 2 Ruoslahti Erkki · CIK 0001346432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents 20,000 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2024. F2 · balance_after: Includes 20,000 unvested restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:18 UTC |
KLOSK STEVEN MDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001192621-23-000002 · wf-form4_167347191558820.xml · nonDerivative · entry 1 KLOSK STEVEN M · CIK 0001192621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,090 F1 · shares: Represents 20,000 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2024. F2 · balance_after: Includes 24,362 unvested restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:17 UTC |
HENSON HEIDIDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001283301-23-000002 · wf-form4_167347182299908.xml · nonDerivative · entry 1 HENSON HEIDI · CIK 0001283301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents 20,000 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2024. F2 · balance_after: Includes 20,000 unvested restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:15 UTC |
Flowers Cynthia LouiseDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001741455-23-000002 · wf-form4_167347173416107.xml · nonDerivative · entry 1 Flowers Cynthia Louise · CIK 0001741455 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,721 F1 · shares: Represents 20,000 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2024. F2 · balance_after: Includes 24,362 unvested restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:13 UTC |
BROWN GREGORY BDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001373585-23-000004 · wf-form4_167347161752987.xml · nonDerivative · entry 1 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,934 F1 · shares: Represents 20,000 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2024. F2 · balance_after: Includes 24,362 unvested restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:12 UTC |
AZAB MOHAMMADDirector
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001309653-23-000002 · wf-form4_167347152479762.xml · nonDerivative · entry 1 AZAB MOHAMMAD · CIK 0001309653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,200 F1 · shares: Represents 20,000 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan which will vest on January 9, 2024. F2 · balance_after: Includes 39,200 unvested restricted stock units. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:10 UTC |
Slack David W.Director · President & CBO
|
GrantStock Options (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001943584-23-000002 · wf-form4_167347139126847.xml · derivative · entry 3 Slack David W. · CIK 0001943584 · Director · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2033-01-09 F4 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:10 UTC |
Slack David W.Director · President & CBO
|
Tax withholdingCommon Stock | 3,358 | $3.00 | $10,074.00 |
DisclosureSEC source: 0001943584-23-000002 · wf-form4_167347139126847.xml · nonDerivative · entry 2 Slack David W. · CIK 0001943584 · Director · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,642 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 18,000 unvested restricted stock. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:10 UTC |
Slack David W.Director · President & CBO
|
GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001943584-23-000002 · wf-form4_167347139126847.xml · nonDerivative · entry 1 Slack David W. · CIK 0001943584 · Director · President & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: Represents 24,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 18,000 unvested restricted stock. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:07 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001334549-23-000002 · wf-form4_167347112819363.xml · derivative · entry 4 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2033-01-09 F5 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:07 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 7,845 | $3.00 | $23,535.00 |
DisclosureSEC source: 0001334549-23-000002 · wf-form4_167347112819363.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,440 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 69,783 unvested restricted stock. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:07 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001334549-23-000002 · wf-form4_167347112819363.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,285 F1 · shares: Represents 60,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 69,783 unvested restricted stock. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:03 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantStock Options (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001879231-23-000002 · wf-form4_167347097101144.xml · derivative · entry 4 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2033-01-09 F5 · derivative.exercise_date: One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:03 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 2,147 | $3.00 | $6,441.00 |
DisclosureSEC source: 0001879231-23-000002 · wf-form4_167347097101144.xml · nonDerivative · entry 2 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,335 F3 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F2 · balance_after: Includes 23,808 unvested restricted stock awards. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 21:03 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001879231-23-000002 · wf-form4_167347097101144.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,482 F1 · shares: Represents 18,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. F2 · balance_after: Includes 23,808 unvested restricted stock awards. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 20:46 UTC |
AZAB MOHAMMADDirector
|
GrantCommon Stock | 19,200 | $6.25 | $120,000.00 |
DisclosureSEC source: 0001309653-22-000005 · wf-form4_166336119587195.xml · nonDerivative · entry 1 AZAB MOHAMMAD · CIK 0001309653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 F1 · shares: Represents 19,200 restricted stock units granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock units will vest in equal annual installments over a three-year period with the initial vesting on September 15, 2023. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:05 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 44,776 | $0.50 | $22,388.00 |
DisclosureSEC source: 0001879231-22-000006 · wf-form4_166214908619337.xml · nonDerivative · entry 3 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,244 F4 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock. F5 · balance_after: Includes 154,625 of unvested restricted stock. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:05 UTC |
Buck Kristen KEVP, R&D and CMO
|
Tax withholdingCommon Stock | 25,183 | $0.50 | $12,591.50 |
DisclosureSEC source: 0001879231-22-000006 · wf-form4_166214908619337.xml · nonDerivative · entry 2 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,020 F3 · shares: Shares withheld as payment of a tax liability on vesting of performance rights. F2 · balance_after: Includes 257,750 of unvested restricted stock. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:05 UTC |
Buck Kristen KEVP, R&D and CMO
|
GrantCommon Stock | 58,000 | $0.50 | $29,000.00 |
DisclosureSEC source: 0001879231-22-000006 · wf-form4_166214908619337.xml · nonDerivative · entry 1 Buck Kristen K · CIK 0001879231 · EVP, R&D and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,203 F1 · shares: Reflects 58,000 in performance rights, the criteria for which was satisfied on September 1, 2022 and which vested on the same date. F2 · balance_after: Includes 257,750 of unvested restricted stock. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:03 UTC |
Mazzo David JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 69,742 | $0.50 | $34,871.00 |
DisclosureSEC source: 0001334549-22-000007 · wf-form4_166214899948261.xml · nonDerivative · entry 2 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,444 F3 · shares: Shares withheld as payment of a tax liability on vesting of performance rights. F2 · balance_after: Includes 371,750 of unvested restricted stock. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 20:03 UTC |
Mazzo David JDirector · Chief Executive Officer
|
GrantCommon Stock | 150,000 | $0.50 | $75,000.00 |
DisclosureSEC source: 0001334549-22-000007 · wf-form4_166214899948261.xml · nonDerivative · entry 1 Mazzo David J · CIK 0001334549 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,186 F1 · shares: Reflects 150,000 in performance rights, the criteria for which was satisfied on September 1, 2022 and which vested on that same date. F2 · balance_after: Includes 371,750 of unvested restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.