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Nasdaq · USD

LRCX

LAM RESEARCH CORP

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1467
SEC CIK
0000707549
Parsed reports
1,156

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202602
Mar 202604
Apr 202601
May 202601
Jun 2026044
Jul 202602
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2003 Filed Dec 4, 2003 00:10 UTC
LINDSAY STEVENVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $16.62 Strike: $16.62 $664,800.00
Disclosure

SEC source: 0001225108-03-000006 · primary_doc.xml · derivative · entry 3

LINDSAY STEVEN · CIK 0001225108 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 40,000 shares

Expires 2009-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 4, 2003 00:10 UTC
LINDSAY STEVENVice President
SaleCommon Stock 40,000 $32.47 $1,298,800.00
Disclosure

SEC source: 0001225108-03-000006 · primary_doc.xml · nonDerivative · entry 2

LINDSAY STEVEN · CIK 0001225108 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Read SEC document
December 02, 2003 Filed Dec 4, 2003 00:10 UTC
LINDSAY STEVENVice President
ConversionCommon Stock 40,000 $16.62 $664,800.00
Disclosure

SEC source: 0001225108-03-000006 · primary_doc.xml · nonDerivative · entry 1

LINDSAY STEVEN · CIK 0001225108 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $18.47 Strike: $18.47 $1,847,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 12

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 100,000 $32.14 $3,214,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 01, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 100,000 $18.47 $1,847,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 00:21 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $6.93 Strike: $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000024 · primary_doc.xml · derivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020,000

Underlying: Common Stock · 100,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 00:21 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 100,000 $30.86 $3,086,000.00
Disclosure

SEC source: 0001016317-03-000024 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
November 25, 2003 Filed Nov 26, 2003 00:21 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 100,000 $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000024 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $6.93 Strike: $6.93 $242,550.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · derivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,120,000

Underlying: Common Stock · 35,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 25,000 $31.02 $775,500.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 10,000 $31.53 $315,300.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 35,000 $6.93 $242,550.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $6.93 Strike: $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · derivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 50,000 $31.26 $1,563,000.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 50,000 $31.25 $1,562,500.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 100,000 $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:29 UTC
BRIGHT NICOLAS JVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $7.94 Strike: $7.94 $397,000.00
Disclosure

SEC source: 0001226893-03-000008 · primary_doc.xml · derivative · entry 3

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,898

Underlying: Common Stock · 50,000 shares

Expires 2008-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:29 UTC
BRIGHT NICOLAS JVice President
SaleCommon Stock 50,000 $31.00 $1,550,000.00
Disclosure

SEC source: 0001226893-03-000008 · primary_doc.xml · nonDerivative · entry 2

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 240

F1 · ownership.nature: Held in Trust for Dependent Minors, Alexandra & Nicolas J Bright TTEE

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:29 UTC
BRIGHT NICOLAS JVice President
ConversionCommon Stock 50,000 $7.94 $397,000.00
Disclosure

SEC source: 0001226893-03-000008 · primary_doc.xml · nonDerivative · entry 1

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:17 UTC
JOHNSON MERCEDESChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 38,900 $9.69 Strike: $9.69 $376,941.00
Disclosure

SEC source: 0001225110-03-000003 · primary_doc.xml · derivative · entry 5

JOHNSON MERCEDES · CIK 0001225110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,450

Underlying: Common Stock · 38,900 shares

Expires 2007-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:17 UTC
JOHNSON MERCEDESChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 61,100 $4.82 Strike: $4.82 $294,502.00
Disclosure

SEC source: 0001225110-03-000003 · primary_doc.xml · derivative · entry 4

JOHNSON MERCEDES · CIK 0001225110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,100 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:17 UTC
JOHNSON MERCEDESChief Financial Officer
SaleCommon Stock 100,000 $31.10 $3,110,000.00
Disclosure

SEC source: 0001225110-03-000003 · primary_doc.xml · nonDerivative · entry 3

JOHNSON MERCEDES · CIK 0001225110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,074

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:17 UTC
JOHNSON MERCEDESChief Financial Officer
ConversionCommon Stock 38,900 $9.69 $376,941.00
Disclosure

SEC source: 0001225110-03-000003 · primary_doc.xml · nonDerivative · entry 2

JOHNSON MERCEDES · CIK 0001225110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 00:17 UTC
JOHNSON MERCEDESChief Financial Officer
ConversionCommon Stock 61,100 $4.82 $294,502.00
Disclosure

SEC source: 0001225110-03-000003 · primary_doc.xml · nonDerivative · entry 1

JOHNSON MERCEDES · CIK 0001225110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2003 Filed Nov 7, 2003 22:42 UTC
NEWBERRY STEPHEN GPresident and COO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $4.82 Strike: $4.82 $241,000.00
Disclosure

SEC source: 0001225111-03-000005 · primary_doc.xml · derivative · entry 6

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,500

Underlying: Common Stock · 50,000 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2003 Filed Nov 7, 2003 22:42 UTC
NEWBERRY STEPHEN GPresident and COO
SaleCommon Stock 50,000 $30.84 $1,542,000.00
Disclosure

SEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 4

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 07, 2003 Filed Nov 7, 2003 22:42 UTC
NEWBERRY STEPHEN GPresident and COO
ConversionCommon Stock 50,000 $4.82 $241,000.00
Disclosure

SEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2003 Filed Nov 7, 2003 22:42 UTC
NEWBERRY STEPHEN GPresident and COO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $4.82 Strike: $4.82 $241,000.00
Disclosure

SEC source: 0001225111-03-000005 · primary_doc.xml · derivative · entry 5

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2003 Filed Nov 7, 2003 22:42 UTC
NEWBERRY STEPHEN GPresident and COO
SaleCommon Stock 50,000 $30.54 $1,527,000.00
Disclosure

SEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 06, 2003 Filed Nov 7, 2003 22:42 UTC
NEWBERRY STEPHEN GPresident and COO
ConversionCommon Stock 50,000 $4.82 $241,000.00
Disclosure

SEC source: 0001225111-03-000005 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2003 Filed Nov 4, 2003 19:44 UTC
BRIGHT NICOLAS JVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $7.94 Strike: $7.94 $317,600.00
Disclosure

SEC source: 0001226893-03-000007 · primary_doc.xml · derivative · entry 3

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,898

Underlying: Common Stock · 40,000 shares

Expires 2008-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2003 Filed Nov 4, 2003 19:44 UTC
BRIGHT NICOLAS JVice President
SaleCommon Stock 40,000 $29.50 $1,180,000.00
Disclosure

SEC source: 0001226893-03-000007 · primary_doc.xml · nonDerivative · entry 2

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 240

F1 · ownership.nature: Held in Trust for Dependent Mnors, Alexandra & Nicolas J. Bright TTEE

Read SEC document
November 03, 2003 Filed Nov 4, 2003 19:44 UTC
BRIGHT NICOLAS JVice President
ConversionCommon Stock 40,000 $7.94 $317,600.00
Disclosure

SEC source: 0001226893-03-000007 · primary_doc.xml · nonDerivative · entry 1

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,411 $18.47 Strike: $18.47 $210,761.17
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · derivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255,000

Underlying: Common Stock · 11,411 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 11,411 $29.31 $334,456.41
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 11,411 $18.47 $210,761.17
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:52 UTC
BRIGHT NICOLAS JVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $4.82 Strike: $4.82 $84,350.00
Disclosure

SEC source: 0001226893-03-000006 · primary_doc.xml · derivative · entry 3

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,898

Underlying: Common Stock · 17,500 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:52 UTC
BRIGHT NICOLAS JVice President
SaleCommon Stock 17,500 $29.29 $512,575.00
Disclosure

SEC source: 0001226893-03-000006 · primary_doc.xml · nonDerivative · entry 2

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 240

F1 · ownership.nature: Held in Trust for Dependent Minors, Alexandra & Nicolas J. Bright TTEE

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:52 UTC
BRIGHT NICOLAS JVice President
ConversionCommon Stock 17,500 $4.82 $84,350.00
Disclosure

SEC source: 0001226893-03-000006 · primary_doc.xml · nonDerivative · entry 1

BRIGHT NICOLAS J · CIK 0001226893 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 38,589 $18.47 Strike: $18.47 $712,738.83
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · derivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,589 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $9.67 Strike: $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · derivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 13,589 $28.98 $393,809.22
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 50,000 $29.08 $1,454,000.00
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 25,000 $29.06 $726,500.00
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 38,589 $18.47 $712,738.83
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 50,000 $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:24 UTC
LINDSAY STEVENVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $8.69 Strike: $8.69 $86,900.00
Disclosure

SEC source: 0001225108-03-000005 · primary_doc.xml · derivative · entry 7

LINDSAY STEVEN · CIK 0001225108 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,000

Underlying: Common Stock · 10,000 shares

Expires 2009-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:24 UTC
LINDSAY STEVENVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $11.66 Strike: $11.66 $116,600.00
Disclosure

SEC source: 0001225108-03-000005 · primary_doc.xml · derivative · entry 6

LINDSAY STEVEN · CIK 0001225108 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2008-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:24 UTC
LINDSAY STEVENVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $16.62 Strike: $16.62 $332,400.00
Disclosure

SEC source: 0001225108-03-000005 · primary_doc.xml · derivative · entry 5

LINDSAY STEVEN · CIK 0001225108 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2009-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.