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Nasdaq · USD

LRCX

LAM RESEARCH CORP

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Tapewire entity
1467
SEC CIK
0000707549
Parsed reports
1,156

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202602
Mar 202604
Apr 202601
May 202601
Jun 2026044
Jul 202602
Aug 202602
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $6.93 Strike: $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · derivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,580,000

Underlying: Common Stock · 25,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 5,000 $26.00 $130,000.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
April 01, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 20,000 $25.10 $502,000.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
April 01, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 25,000 $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · derivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 20,000 $25.02 $500,400.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
March 31, 2004 Filed Apr 1, 2004 23:14 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000006 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2004 Filed Mar 30, 2004 22:46 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · derivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625,000

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2004 Filed Mar 30, 2004 22:46 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 20,000 $25.01 $500,200.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004.

Read SEC document
March 30, 2004 Filed Mar 30, 2004 22:46 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 22:46 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · derivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 22:46 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 20,000 $25.04 $500,800.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 22:46 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 23:11 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · derivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665,000

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 23:11 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004

Read SEC document
March 26, 2004 Filed Mar 26, 2004 23:11 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:11 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · derivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:11 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:11 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2004 Filed Feb 20, 2004 23:16 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $6.93 Strike: $6.93 $693,000.00
Disclosure

SEC source: 0001016317-04-000001 · primary_doc.xml · derivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,705,000

Underlying: Common Stock · 100,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2004 Filed Feb 20, 2004 23:16 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 100,000 $28.49 $2,849,000.00
Disclosure

SEC source: 0001016317-04-000001 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Read SEC document
February 19, 2004 Filed Feb 20, 2004 23:16 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 100,000 $6.93 $693,000.00
Disclosure

SEC source: 0001016317-04-000001 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2003 Filed Mar 18, 2004 21:13 UTC
BAGLEY JAMES WChief Executive Officer
GiftCommon Stock 43,000 $32.30 $1,388,900.00
Disclosure

SEC source: 0001016317-04-000002 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
December 12, 2003 Filed Dec 15, 2003 21:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 57,000 $32.11 $1,830,270.00
Disclosure

SEC source: 0001016317-03-000026 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Read SEC document
December 12, 2003 Filed Dec 15, 2003 20:40 UTC
NEWBERRY STEPHEN GPresident and COO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $4.82 Strike: $4.82 $482,000.00
Disclosure

SEC source: 0001225111-03-000007 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984,600

Underlying: Common Stock · 100,000 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2003 Filed Dec 15, 2003 20:40 UTC
NEWBERRY STEPHEN GPresident and COO
SaleCommon Stock 100,000 $32.03 $3,203,000.00
Disclosure

SEC source: 0001225111-03-000007 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2003 Filed Dec 15, 2003 20:40 UTC
NEWBERRY STEPHEN GPresident and COO
ConversionCommon Stock 100,000 $4.82 $482,000.00
Disclosure

SEC source: 0001225111-03-000007 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2003 Filed Dec 15, 2003 21:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 18,000 $10.46 Strike: $10.46 $188,280.00
Disclosure

SEC source: 0001228385-03-000004 · primary_doc.xml · derivative · entry 4

ARSCOTT DAVID G · CIK 0001228385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,000

Underlying: Common Stock · 18,000 shares

Expires 2004-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2003 Filed Dec 15, 2003 21:59 UTC GiftCommon Stock 4,500 $32.36 $145,620.00
Disclosure

SEC source: 0001228385-03-000004 · primary_doc.xml · nonDerivative · entry 3

ARSCOTT DAVID G · CIK 0001228385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,917

Read SEC document
December 12, 2003 Filed Dec 15, 2003 21:59 UTC SaleCommon Stock 18,000 $31.67 $570,060.00
Disclosure

SEC source: 0001228385-03-000004 · primary_doc.xml · nonDerivative · entry 2

ARSCOTT DAVID G · CIK 0001228385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2003 Filed Dec 15, 2003 21:59 UTC ConversionCommon Stock 18,000 $10.46 $188,280.00
Disclosure

SEC source: 0001228385-03-000004 · primary_doc.xml · nonDerivative · entry 1

ARSCOTT DAVID G · CIK 0001228385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2003 Filed Dec 10, 2003 22:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $6.00 Strike: $6.00 $48,000.00
Disclosure

SEC source: 0000923960-03-000002 · primary_doc.xml · derivative · entry 3

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 8,000 shares

Expires 2008-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2003 Filed Dec 10, 2003 22:42 UTC SaleCommon Stock 8,000 $30.62 $244,960.00
Disclosure

SEC source: 0000923960-03-000002 · primary_doc.xml · nonDerivative · entry 2

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,370

Read SEC document
December 09, 2003 Filed Dec 10, 2003 22:42 UTC ConversionCommon Stock 8,000 $6.00 $48,000.00
Disclosure

SEC source: 0000923960-03-000002 · primary_doc.xml · nonDerivative · entry 1

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2003 Filed Dec 8, 2003 21:45 UTC
NEWBERRY STEPHEN GPresident and COO
Exercise / conversionStock Option (Right to Buy) · Derivative 55,900 $4.82 Strike: $4.82 $269,438.00
Disclosure

SEC source: 0001225111-03-000006 · primary_doc.xml · derivative · entry 3

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084,600

Underlying: Common Stock · 55,900 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2003 Filed Dec 8, 2003 21:45 UTC
NEWBERRY STEPHEN GPresident and COO
SaleCommon Stock 55,900 $32.11 $1,794,949.00
Disclosure

SEC source: 0001225111-03-000006 · primary_doc.xml · nonDerivative · entry 2

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 05, 2003 Filed Dec 8, 2003 21:45 UTC
NEWBERRY STEPHEN GPresident and COO
ConversionCommon Stock 55,900 $4.82 $269,438.00
Disclosure

SEC source: 0001225111-03-000006 · primary_doc.xml · nonDerivative · entry 1

NEWBERRY STEPHEN G · CIK 0001225111 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 16

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,805,000

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $9.67 Strike: $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 15

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $4.82 Strike: $4.82 $96,400.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 14

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,750.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 13

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 25,000 $33.60 $840,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 11

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 25,000 $32.50 $812,500.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 25,000 $32.15 $803,750.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 15,000 $32.01 $480,150.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
SaleCommon Stock 25,000 $32.00 $800,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 50,000 $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 20,000 $4.82 $96,400.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC
BAGLEY JAMES WChief Executive Officer
ConversionCommon Stock 25,000 $18.47 $461,750.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.