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Nasdaq · USD

LRCX

LAM RESEARCH CORP

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1467
SEC CIK
0000707549
Parsed reports
1,156

Last 12 months

Inside the activity.

0 purchase rows · 66 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202600
Feb 202602
Mar 202604
Apr 202601
May 202601
Jun 2026044
Jul 202602
Aug 202602
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 01:15 UTC
Bettinger Douglas REVP, Chief Financial Officer
GrantMarket-based Performance Restricted Stock Unit · Derivative 11,872 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000039 · wf-form4_148850370925674.xml · derivative · entry 3

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,272

Underlying: Common Stock · 11,872 shares

Expires not disclosed

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20.

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:15 UTC
Bettinger Douglas REVP, Chief Financial Officer
GrantCommon Stock 9,498 $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000039 · wf-form4_148850370925674.xml · nonDerivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,082

F2 · shares: 33.3% of the RSUs will vest on 3/1/18, 3/1/19, and 3/1/20.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 01:15 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 2,075 $119.67 $248,315.25
Disclosure

SEC source: 0000707549-17-000039 · wf-form4_148850370925674.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,584

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 20:28 UTC
ARCHER TIMOTHYChief Operating Officer
SaleCommon Stock 5,000 $119.03 $595,150.00
Disclosure

SEC source: 0000707549-17-000034 · wf-form4_148848650730535.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,018

F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:30 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 17,322 $118.27 $2,048,672.94
Disclosure

SEC source: 0000707549-17-000032 · wf-form4_148832460767733.xml · nonDerivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,659

F2 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 23:32 UTC
LORD PATRICK JGroup Vice President
SaleCommon Stock 8,040 $117.99 $948,639.60
Disclosure

SEC source: 0000707549-17-000033 · wf-form4_148832471125827.xml · nonDerivative · entry 2

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,023

F2 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $117.78 to $118.27, inclusive.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:59 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 9,363 $114.90 $1,075,808.70
Disclosure

SEC source: 0000707549-17-000028 · wf-form4_148831193175419.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,021

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 20:01 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 22,681 $114.90 $2,606,046.90
Disclosure

SEC source: 0000707549-17-000029 · wf-form4_148831205159011.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,018

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 20:01 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 49,144 $114.90 $5,646,645.60
Disclosure

SEC source: 0000707549-17-000030 · wf-form4_148831206903018.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,023

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 20:01 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 18,901 $114.90 $2,171,724.90
Disclosure

SEC source: 0000707549-17-000031 · wf-form4_148831208585428.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,868

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:30 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 18,901 $114.90 $2,171,724.90
Disclosure

SEC source: 0000707549-17-000032 · wf-form4_148832460767733.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,981

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 23:32 UTC
LORD PATRICK JGroup Vice President
Tax withholdingCommon Stock 7,897 $114.90 $907,365.30
Disclosure

SEC source: 0000707549-17-000033 · wf-form4_148832471125827.xml · nonDerivative · entry 1

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,063

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:37 UTC
Anstice Martin BPresident and CEO
SaleCommon Stock 11,572 $117.48 $1,359,478.56
Disclosure

SEC source: 0000707549-17-000022 · wf-form4_148781024184593.xml · nonDerivative · entry 5

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,167

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F6 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $116.98 to $117.94, inclusive.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:37 UTC
Anstice Martin BPresident and CEO
SaleCommon Stock 3,928 $116.70 $458,397.60
Disclosure

SEC source: 0000707549-17-000022 · wf-form4_148781024184593.xml · nonDerivative · entry 4

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,739

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.98 to $116.97, inclusive.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:37 UTC
Anstice Martin BPresident and CEO
SaleCommon Stock 500 $115.58 $57,790.00
Disclosure

SEC source: 0000707549-17-000022 · wf-form4_148781024184593.xml · nonDerivative · entry 3

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,667

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.98 to $115.88, inclusive.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:38 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 3,741 $114.90 $429,840.90
Disclosure

SEC source: 0000707549-17-000023 · wf-form4_148781030465885.xml · nonDerivative · entry 3

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,882

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:45 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $42.61 Strike: $42.61 $1,278,300.00
Disclosure

SEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · derivative · entry 8

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:45 UTC
ARCHER TIMOTHYChief Operating Officer
SaleCommon Stock 30,000 $117.61 $3,528,300.00
Disclosure

SEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 4

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,699

F4 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 01:45 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionCommon Stock 30,000 $42.61 $1,278,300.00
Disclosure

SEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 3

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 02:06 UTC
LORD PATRICK JGroup Vice President
SaleCommon Stock 2,211 $114.90 $254,043.90
Disclosure

SEC source: 0000707549-17-000027 · wf-form4_148781559991839.xml · nonDerivative · entry 3

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,960

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:37 UTC
Anstice Martin BPresident and CEO
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 62,789 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000022 · wf-form4_148781024184593.xml · derivative · entry 6

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 62,789 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F7 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

F7 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:37 UTC
Anstice Martin BPresident and CEO
Exercise / conversionCommon Stock 94,183 $114.90 $10,821,626.70
Disclosure

SEC source: 0000707549-17-000022 · wf-form4_148781024184593.xml · nonDerivative · entry 2

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 62,789 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:37 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 8,737 $114.90 $1,003,881.30
Disclosure

SEC source: 0000707549-17-000022 · wf-form4_148781024184593.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,984

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:38 UTC
Bettinger Douglas REVP, Chief Financial Officer
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 24,149 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000023 · wf-form4_148781030465885.xml · derivative · entry 4

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:38 UTC
Bettinger Douglas REVP, Chief Financial Officer
Exercise / conversionCommon Stock 36,223 $114.90 $4,162,022.70
Disclosure

SEC source: 0000707549-17-000023 · wf-form4_148781030465885.xml · nonDerivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:38 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 2,699 $114.90 $310,115.10
Disclosure

SEC source: 0000707549-17-000023 · wf-form4_148781030465885.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,400

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:09 UTC
Gottscho Richard AExecutive Vice President
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 24,149 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000024 · wf-form4_148781215604206.xml · derivative · entry 3

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:09 UTC
Gottscho Richard AExecutive Vice President
Exercise / conversionCommon Stock 36,223 $114.90 $4,162,022.70
Disclosure

SEC source: 0000707549-17-000024 · wf-form4_148781215604206.xml · nonDerivative · entry 2

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:09 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 2,821 $114.90 $324,132.90
Disclosure

SEC source: 0000707549-17-000024 · wf-form4_148781215604206.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,546

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:13 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 12,557 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000025 · wf-form4_148781241979038.xml · derivative · entry 3

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,557 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:13 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Exercise / conversionCommon Stock 18,835 $114.90 $2,164,141.50
Disclosure

SEC source: 0000707549-17-000025 · wf-form4_148781241979038.xml · nonDerivative · entry 2

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,557 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:13 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 1,258 $114.90 $144,544.20
Disclosure

SEC source: 0000707549-17-000025 · wf-form4_148781241979038.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,549

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 01:45 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 28,979 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · derivative · entry 7

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 28,979 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F5 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

F5 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

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February 17, 2017 Filed Feb 23, 2017 01:45 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionCommon Stock 43,468 $114.90 $4,994,473.20
Disclosure

SEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 2

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 28,979 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 17, 2017 Filed Feb 23, 2017 01:45 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 4,032 $114.90 $463,276.80
Disclosure

SEC source: 0000707549-17-000026 · wf-form4_148781432977799.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,231

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 02:06 UTC
LORD PATRICK JGroup Vice President
Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000707549-17-000027 · wf-form4_148781559991839.xml · derivative · entry 4

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 10,625 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17.

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February 17, 2017 Filed Feb 23, 2017 02:06 UTC
LORD PATRICK JGroup Vice President
Exercise / conversionCommon Stock 15,937 $114.90 $1,831,161.30
Disclosure

SEC source: 0000707549-17-000027 · wf-form4_148781559991839.xml · nonDerivative · entry 2

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On 2/18/14, the Reporting Person received a target grant of 10,625 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 02:06 UTC
LORD PATRICK JGroup Vice President
Tax withholdingCommon Stock 1,331 $114.90 $152,931.90
Disclosure

SEC source: 0000707549-17-000027 · wf-form4_148781559991839.xml · nonDerivative · entry 1

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,234

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 14, 2017 Filed Feb 16, 2017 17:54 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $29.34 Strike: $29.34 $586,800.00
Disclosure

SEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · derivative · entry 6

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2020-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:54 UTC
ARCHER TIMOTHYChief Operating Officer
SaleCommon Stock 8,639 $115.81 $1,000,482.59
Disclosure

SEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · nonDerivative · entry 3

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,263

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.70 to $115.95, inclusive.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 14, 2017 Filed Feb 16, 2017 17:54 UTC
ARCHER TIMOTHYChief Operating Officer
SaleCommon Stock 11,361 $115.47 $1,311,854.67
Disclosure

SEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · nonDerivative · entry 2

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,902

F3 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.70 to $115.69, inclusive.

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 17:54 UTC
ARCHER TIMOTHYChief Operating Officer
Exercise / conversionCommon Stock 20,000 $29.34 $586,800.00
Disclosure

SEC source: 0000707549-17-000021 · wf-form4_148726764915887.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares exercised pursuant to 10b5-1 Trading Plan

F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 20:05 UTC
Bettinger Douglas REVP, Chief Financial Officer
SaleCommon Stock 2,556 $117.02 $299,103.12
Disclosure

SEC source: 0000707549-17-000016 · wf-form4_148710271500612.xml · nonDerivative · entry 2

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,099

F2 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 20:06 UTC
LORD PATRICK JGroup Vice President
SaleCommon Stock 1,383 $117.02 $161,838.66
Disclosure

SEC source: 0000707549-17-000017 · wf-form4_148710277139254.xml · nonDerivative · entry 2

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,565

F2 · shares: Shares sold pursuant to 10b5-1 Trading Plan.

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

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February 10, 2017 Filed Feb 14, 2017 18:25 UTC
O'Dowd Sarah ASVP, Chief Legal Officer
Tax withholdingCommon Stock 841 $115.99 $97,547.59
Disclosure

SEC source: 0000707549-17-000012 · wf-form4_148709670767079.xml · nonDerivative · entry 1

O'Dowd Sarah A · CIK 0001447149 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,807

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 18:27 UTC
Gottscho Richard AExecutive Vice President
Tax withholdingCommon Stock 1,891 $115.99 $219,337.09
Disclosure

SEC source: 0000707549-17-000013 · wf-form4_148709682416210.xml · nonDerivative · entry 1

Gottscho Richard A · CIK 0001392424 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,367

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 18:29 UTC
ARCHER TIMOTHYChief Operating Officer
Tax withholdingCommon Stock 3,021 $115.99 $350,405.79
Disclosure

SEC source: 0000707549-17-000014 · wf-form4_148709693321517.xml · nonDerivative · entry 1

ARCHER TIMOTHY · CIK 0001343600 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,263

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 18:31 UTC
Anstice Martin BPresident and CEO
Tax withholdingCommon Stock 4,569 $115.99 $529,958.31
Disclosure

SEC source: 0000707549-17-000015 · wf-form4_148709707718424.xml · nonDerivative · entry 1

Anstice Martin B · CIK 0001293332 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,721

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:05 UTC
Bettinger Douglas REVP, Chief Financial Officer
Tax withholdingCommon Stock 1,579 $115.99 $183,148.21
Disclosure

SEC source: 0000707549-17-000016 · wf-form4_148710271500612.xml · nonDerivative · entry 1

Bettinger Douglas R · CIK 0001469469 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 20:06 UTC
LORD PATRICK JGroup Vice President
Tax withholdingCommon Stock 891 $115.99 $103,347.09
Disclosure

SEC source: 0000707549-17-000017 · wf-form4_148710277139254.xml · nonDerivative · entry 1

LORD PATRICK J · CIK 0001343531 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,948

F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.