LQDT

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 7

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · kind: The reporting person exercised 2,886 stock options; 2,169 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 717 shares were acquired by the reporting person.

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 6

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,595

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 5

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: The reporting person exercised 300 stock options; 226 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 74 shares were acquired by the reporting person.

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 4

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,595

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 3

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: The reporting person exercised 1,123 stock options; 777 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 346 shares were acquired by the reporting person.

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,595

SEC source: 0001782925-25-000012 · ownership.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: The reporting person exercised 234 stock options; 162 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 72 shares were acquired by the reporting person.

SEC source: 0001774667-25-000008 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 48,052

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 7

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 34,308

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 36,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: The reporting person exercised 2,632 stock options; 1,689 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 943 shares were acquired by the reporting person.

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 35,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001406206-25-000010 · ownership.xml · derivative · entry 24

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,118

Underlying: Common Stock · 18,473 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001406206-25-000010 · ownership.xml · derivative · entry 23

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common Stock · 10,355 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001406206-25-000010 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 38,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 2,736 shares from the vesting of 5,355 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 2,619 shares.

SEC source: 0001406206-25-000010 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 35,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,058 shares from the vesting of 2,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,013 shares.

SEC source: 0001352618-25-000009 · ownership.xml · derivative · entry 34

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,818

Underlying: Common Stock · 43,145 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001352618-25-000009 · ownership.xml · derivative · entry 33

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,328

Underlying: Common Stock · 34,160 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001352618-25-000009 · ownership.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,151,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · kind: Represents the vesting of restricted stock units.

F14 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001352618-25-000009 · ownership.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,138,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · kind: Represents the vesting of restricted stock units.

F14 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0001774667-25-000006 · ownership.xml · derivative · entry 24

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,663

Underlying: Common Stock · 13,528 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001774667-25-000006 · ownership.xml · derivative · entry 23

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,284

Underlying: Common Stock · 10,355 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001774667-25-000006 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 49,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 1,977 shares from the vesting of 3,865 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,888 shares.

SEC source: 0001774667-25-000006 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 47,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,059 shares from the vesting of 2,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,012 shares.

SEC source: 0001782925-25-000010 · ownership.xml · derivative · entry 24

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,925

Underlying: Common Stock · 12,495 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001782925-25-000010 · ownership.xml · derivative · entry 23

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,862

Underlying: Common Stock · 7,260 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001782925-25-000010 · ownership.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 1,960 shares from the vesting of 3,570 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,610 shares.

SEC source: 0001782925-25-000010 · ownership.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 767 shares from the vesting of 1,398 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 631 shares.

SEC source: 0001677053-25-000009 · ownership.xml · derivative · entry 22

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 10,241 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001677053-25-000009 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,180

Underlying: Common Stock · 6,475 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001677053-25-000009 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 53,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,546 shares from the vesting of 2,926 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,380 shares.

SEC source: 0001677053-25-000009 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 51,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 684 shares from the vesting of 1,295 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 611 shares.

SEC source: 0001825422-25-000005 · ownership.xml · derivative · entry 27

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,355

Underlying: Common Stock · 7,497 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001825422-25-000005 · ownership.xml · derivative · entry 26

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,142

Underlying: Common Stock · 5,178 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001825422-25-000005 · ownership.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,172

F20 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes andremaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,418 shares receivedby the reporting person in connection with the vesting of 2,142 restricted stock units.

SEC source: 0001825422-25-000005 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · kind: Represents the net issuance of 1,418 shares from the vesting of 2,142 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 724 shares.

SEC source: 0001825422-25-000005 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,172

F18 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes andremaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 686 shares receivedby the reporting person in connection with the vesting of 1,036 restricted stock units.

SEC source: 0001825422-25-000005 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: Represents the net issuance of 686 shares from the vesting of 1,036 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 350 shares.

SEC source: 0001406206-25-000008 · ownership.xml · derivative · entry 19

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,560

Underlying: Common Stock · 55,050 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · date: 1,858 options were exercised on November 26, 2025 and 5,632 options were exercised on December 1, 2025.

F1 · derivative.exercise_date: These options became fully exercisable on January 1, 2025.

SEC source: 0001406206-25-000008 · ownership.xml · derivative · entry 18

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,770 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options became fully exercisable on January 1, 2024.

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 32,816

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 47,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: The reporting person exercised 5,762 stock options; 3,413 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 2,349 shares were acquired by the reporting person.

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 45,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001406206-25-000008 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Jorge Celaya Revocable Trust

Disclosed balance after: 43,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001085715-25-000005 · ownership.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,208

SEC source: 0001782925-25-000008 · ownership.xml · derivative · entry 34

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 2,837 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001782925-25-000008 · ownership.xml · derivative · entry 33

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,101

Underlying: Common Stock · 14,430 shares

Expires 2033-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001782925-25-000008 · ownership.xml · derivative · entry 32

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,816

Underlying: Common Stock · 10,522 shares

Expires 2033-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001782925-25-000008 · ownership.xml · derivative · entry 31

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,275

Underlying: Common Stock · 5,381 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 12/48th of these options vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001782925-25-000008 · ownership.xml · derivative · entry 30

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,615

Underlying: Common Stock · 10,107 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001782925-25-000008 · ownership.xml · nonDerivative · entry 12

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,868

F19 · kind: The reporting person surrendered 2,388 shares with a market value of $66,768.48 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., the 2,321 options with an exercise price of $22.20, and 1,087 options with an exercise price of $14.00).