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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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Tapewire entity
1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionEmployee Stock Grant · Derivative 1,475 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 7

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,475 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,402 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 778 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,600 shares from the vesting of 2,487 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 887 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionCommon Stock 3,644 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 3,644 shares from the vesting of 5,663 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,019 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Celaya JorgeChief Financial Officer
Exercise / conversionCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 949 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 526 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Grant · Derivative 15,700 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 28

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,100

Underlying: Common Stock · 15,700 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F22 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Grant · Derivative 5,925 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 20

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

Underlying: Common Stock · 5,925 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Grant · Derivative 13,675 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 17

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,675

Underlying: Common Stock · 13,675 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Grant · Derivative 4,325 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 13

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,325 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F1 · kind: Represents the vesting of restricted stock units.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 15,700 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 4

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,451,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 5,925 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 3

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,435,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 13,675 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,430,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:27 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionCommon Stock 4,325 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,416,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the vesting of restricted stock units.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 20

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 2,180 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F19 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Grant · Derivative 2,762 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 17

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,525

Underlying: Common Stock · 2,762 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Grant · Derivative 4,075 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 9

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075

Underlying: Common Stock · 4,075 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionEmployee Stock Grant · Derivative 837 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 6

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 837 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionCommon Stock 1,424 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 54,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,424 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 756 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionCommon Stock 1,804 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 53,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,804 shares from the vesting of 2,762 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 958 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionCommon Stock 2,663 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 51,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 2,663 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,412 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:21 UTC
Daunt JohnChief Commercial Officer
Exercise / conversionCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Daunt Family Trust

Disclosed balance after: 48,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 546 shares from the vesting of 837 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 291 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionEmployee Stock Grant · Derivative 1,745 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 24

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,235

Underlying: Common Stock · 1,745 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F25 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionEmployee Stock Grant · Derivative 1,475 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 21

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

Underlying: Common Stock · 1,475 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F23 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionEmployee Stock Grant · Derivative 463 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 12

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionEmployee Stock Grant · Derivative 463 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 9

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463

Underlying: Common Stock · 463 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
OtherCommon Stock 1,122 $14.10 $15,820.20
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 8

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,173

F8 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,122 shares received by the reporting person in connection with the vesting of 1,745 restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
OtherCommon Stock 949 $14.10 $13,380.90
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 7

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,295

F7 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 949 shares received by the reporting person in connection with the vesting of 1,475 restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
OtherCommon Stock 297 $14.10 $4,187.70
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,244

F6 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 297 shares received by the reporting person in connection with the vesting of 463 restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
OtherCommon Stock 337 $14.10 $4,751.70
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,541

F5 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 337 shares received by the reporting person in connection with the vesting of 525 restricted stock units.

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January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 1,122 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,122 shares from the vesting of 1,745 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 623 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 949 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 526 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 297 shares from the vesting of 463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 166 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:15 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 337 shares from the vesting of 525 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 188 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e).

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:18 UTC
Weiskircher StevenChief Technology Officer
Exercise / conversionEmployee Stock Grant · Derivative 3,490 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · derivative · entry 12

Weiskircher Steven · CIK 0001782925 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,470

Underlying: Common Stock · 3,490 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:18 UTC
Weiskircher StevenChief Technology Officer
Exercise / conversionEmployee Stock Grant · Derivative 2,175 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · derivative · entry 7

Weiskircher Steven · CIK 0001782925 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 2,175 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:18 UTC
Weiskircher StevenChief Technology Officer
Exercise / conversionEmployee Stock Grant · Derivative 3,425 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · derivative · entry 5

Weiskircher Steven · CIK 0001782925 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Common Stock · 3,425 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · kind: Represents the vesting of restricted stock units.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:18 UTC
Weiskircher StevenChief Technology Officer
Exercise / conversionCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · nonDerivative · entry 3

Weiskircher Steven · CIK 0001782925 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 2,280 shares from the vesting of 3,490 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,210 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:18 UTC
Weiskircher StevenChief Technology Officer
Exercise / conversionCommon Stock 1,421 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 1,421 shares from the vesting of 2,175 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 754 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:18 UTC
Weiskircher StevenChief Technology Officer
Exercise / conversionCommon Stock 2,238 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,238 shares from the vesting of 3,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,187 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 15

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 2,180 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Grant · Derivative 1,912 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 11

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

Underlying: Common Stock · 1,912 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Grant · Derivative 3,063 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 9

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062

Underlying: Common Stock · 3,063 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionEmployee Stock Grant · Derivative 1,262 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 7

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,262 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,402 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 778 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,230 shares from the vesting of 1,912 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 682 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 1,971 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 1,971 shares from the vesting of 3,063 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,092 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:13 UTC
Shaffer Mark AChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 812 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 812 shares from the vesting of 1,262 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 450 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Apr 14, 2023 20:11 UTC Amendment OtherCommon Stock 1,769 $14.06 $24,872.14
Disclosure

SEC source: 0001209191-23-024301 · doc4a.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,134

F1 · kind: As reported on the Form 4 filed on January 4, 2023, 11,805 restricted stock units vested on January 3, 2023. The issuer withheld 4,210 shares to cover federal and state withholding due in connection with this vest. However, the issuer inadvertently miscalculated the withholding amount due and as a result, did not withhold a sufficient number of shares. To rectify this, on April 14, 2023, the reporting person relinquished 1,769 shares to the issuer to cover the remaining withholding amount. No shares were sold by the reporting person.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 21:14 UTC SaleCommon Stock 11,368 $12.87 $146,306.16
Disclosure

SEC source: 0001235468-22-000148 · wf-form4_167096607903243.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,827

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:12 UTC
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
Exercise / conversionEmployee Stock Option · Derivative 82,601 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001235468-22-000146 · wf-form4_167096591542374.xml · derivative · entry 10

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,019

Underlying: Common Stock · 82,601 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options.

F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.