Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 14 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 24 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 4, 2023 23:24 UTC |
Celaya JorgeChief Financial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 1,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 7 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,475 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:24 UTC |
Celaya JorgeChief Financial Officer
|
Exercise / conversionCommon Stock | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 4 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 1,402 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 778 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:24 UTC |
Celaya JorgeChief Financial Officer
|
Exercise / conversionCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,600 shares from the vesting of 2,487 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 887 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:24 UTC |
Celaya JorgeChief Financial Officer
|
Exercise / conversionCommon Stock | 3,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 3,644 shares from the vesting of 5,663 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,019 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:24 UTC |
Celaya JorgeChief Financial Officer
|
Exercise / conversionCommon Stock | 949 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 949 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 526 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionEmployee Stock Grant · Derivative | 15,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 28 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,100 Underlying: Common Stock · 15,700 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F22 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionEmployee Stock Grant · Derivative | 5,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 20 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,850 Underlying: Common Stock · 5,925 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionEmployee Stock Grant · Derivative | 13,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 17 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,675 Underlying: Common Stock · 13,675 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionEmployee Stock Grant · Derivative | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · derivative · entry 13 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,325 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 15,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 4 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,451,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 5,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 3 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,435,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 13,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 2 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,430,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:27 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionCommon Stock | 4,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000012 · wf-form4_167287481455350.xml · nonDerivative · entry 1 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the William P. Angrick III Revocable Trust Disclosed balance after: 5,416,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 20 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 Underlying: Common Stock · 2,180 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F19 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 2,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 17 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,525 Underlying: Common Stock · 2,762 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 9 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 Underlying: Common Stock · 4,075 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 837 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · derivative · entry 6 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 837 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F8 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 4 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 54,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 1,424 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 756 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 53,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,804 shares from the vesting of 2,762 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 958 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 51,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 2,663 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,412 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:21 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000008 · wf-form4_167287444968747.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Daunt Family Trust Disclosed balance after: 48,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 546 shares from the vesting of 837 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 291 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 1,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 24 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,235 Underlying: Common Stock · 1,745 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · kind: Represents the vesting of restricted stock units. F25 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 1,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 21 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Underlying: Common Stock · 1,475 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · kind: Represents the vesting of restricted stock units. F23 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 12 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 525 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · derivative · entry 9 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463 Underlying: Common Stock · 463 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 1,122 | $14.10 | $15,820.20 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 8 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,173 F8 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,122 shares received by the reporting person in connection with the vesting of 1,745 restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 949 | $14.10 | $13,380.90 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 7 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,295 F7 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 949 shares received by the reporting person in connection with the vesting of 1,475 restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 297 | $14.10 | $4,187.70 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 6 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,244 F6 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 297 shares received by the reporting person in connection with the vesting of 463 restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
OtherCommon Stock | 337 | $14.10 | $4,751.70 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 5 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,541 F5 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 337 shares received by the reporting person in connection with the vesting of 525 restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionCommon Stock | 1,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 4 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 1,122 shares from the vesting of 1,745 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 623 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionCommon Stock | 949 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 3 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 949 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 526 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionCommon Stock | 297 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 2 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 297 shares from the vesting of 463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 166 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:15 UTC |
Murray NoveletteChief Human Resources Officer
|
Exercise / conversionCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000004 · wf-form4_167287411561208.xml · nonDerivative · entry 1 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 337 shares from the vesting of 525 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 188 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:18 UTC |
Weiskircher StevenChief Technology Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 3,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · derivative · entry 12 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,470 Underlying: Common Stock · 3,490 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:18 UTC |
Weiskircher StevenChief Technology Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · derivative · entry 7 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 Underlying: Common Stock · 2,175 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:18 UTC |
Weiskircher StevenChief Technology Officer
|
Exercise / conversionEmployee Stock Grant · Derivative | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · derivative · entry 5 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Underlying: Common Stock · 3,425 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:18 UTC |
Weiskircher StevenChief Technology Officer
|
Exercise / conversionCommon Stock | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · nonDerivative · entry 3 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 2,280 shares from the vesting of 3,490 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,210 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:18 UTC |
Weiskircher StevenChief Technology Officer
|
Exercise / conversionCommon Stock | 1,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · nonDerivative · entry 2 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,421 shares from the vesting of 2,175 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 754 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:18 UTC |
Weiskircher StevenChief Technology Officer
|
Exercise / conversionCommon Stock | 2,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000006 · wf-form4_167287426439354.xml · nonDerivative · entry 1 Weiskircher Steven · CIK 0001782925 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,238 shares from the vesting of 3,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,187 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Grant · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 15 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 Underlying: Common Stock · 2,180 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Grant · Derivative | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 11 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,825 Underlying: Common Stock · 1,912 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Grant · Derivative | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,062 Underlying: Common Stock · 3,063 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Grant · Derivative | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,262 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 1,402 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 778 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,230 shares from the vesting of 1,912 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 682 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 1,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,971 shares from the vesting of 3,063 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,092 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 812 shares from the vesting of 1,262 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 450 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Apr 14, 2023 20:11 UTC Amendment |
Celaya JorgeCFO
|
OtherCommon Stock | 1,769 | $14.06 | $24,872.14 |
DisclosureSEC source: 0001209191-23-024301 · doc4a.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,134 F1 · kind: As reported on the Form 4 filed on January 4, 2023, 11,805 restricted stock units vested on January 3, 2023. The issuer withheld 4,210 shares to cover federal and state withholding due in connection with this vest. However, the issuer inadvertently miscalculated the withholding amount due and as a result, did not withhold a sufficient number of shares. To rectify this, on April 14, 2023, the reporting person relinquished 1,769 shares to the issuer to cover the remaining withholding amount. No shares were sold by the reporting person. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 21:14 UTC |
Mateus-Tique JaimeDirector
|
SaleCommon Stock | 11,368 | $12.87 | $146,306.16 |
DisclosureSEC source: 0001235468-22-000148 · wf-form4_167096607903243.xml · nonDerivative · entry 1 Mateus-Tique Jaime · CIK 0001352656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,827 Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 21:12 UTC |
Angrick William P IIIDirector · Chairman of the Board and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option · Derivative | 82,601 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001235468-22-000146 · wf-form4_167096591542374.xml · derivative · entry 10 Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,019 Underlying: Common Stock · 82,601 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options. F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.