LQDT

SEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 39,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 2,202 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,036 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 37,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,483 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 697 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 35,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 1,301 shares from the vesting of 1,913 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 612 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 34,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,083 shares from the vesting of 3,062 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 979 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000912 · doc4.xml · derivative · entry 14

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,485

Underlying: Common Stock · 13,980 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F16 · derivative.exercise_date: Twenty-five percent of this grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

SEC source: 0001209191-24-000912 · doc4.xml · derivative · entry 12

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,980

Underlying: Common Stock · 10,470 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

SEC source: 0001209191-24-000912 · doc4.xml · derivative · entry 8

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,425 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001209191-24-000912 · doc4.xml · derivative · entry 6

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,175

Underlying: Common Stock · 4,350 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

SEC source: 0001209191-24-000912 · doc4.xml · nonDerivative · entry 4

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,862 shares from the vesting of 3,495 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,633 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000912 · doc4.xml · nonDerivative · entry 3

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,860 shares from the vesting of 3,490 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,630 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000912 · doc4.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 1,159 shares from the vesting of 2,175 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,016 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000912 · doc4.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 1,825 shares from the vesting of 3,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,600 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 13

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,766

Underlying: Common Stock · 10,355 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024 and thereafter, an additional 1/4th will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 12

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,490

Underlying: Common Stock · 5,235 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 10

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475

Underlying: Common Stock · 2,950 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 9

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 462 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 8

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F8 · kind: This transaction reflects the sale of 1,591 shares pursuant to the reporting person's release method election as described above.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 7

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Represents the net issuance of 1,591 shares from the vesting of 2,589 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 998 shares.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F6 · kind: This transaction reflects the sale of 1,072 shares pursuant to the reporting person's release method election as described above.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the net issuance of 1,072 shares from the vesting of 1,745 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 673 shares.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F4 · kind: This transaction reflects the sale of 906 shares pursuant to the reporting person's release method election as described above.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 906 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 569 shares.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F2 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 283 shares received by the reporting person in connection with the vesting of 462 restricted stock units.

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 283 shares from the vesting of 462 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 179 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 21

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,532

Underlying: Common Stock · 20,710 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F22 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 19

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,360

Underlying: Common Stock · 6,540 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F20 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026.

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 16

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,762

Underlying: Common Stock · 5,525 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1,2025.

SEC source: 0001209191-24-000908 · doc4.xml · derivative · entry 11

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,075 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 8

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

F8 · kind: This transaction reflects the sale of the 3,453 shares received by the reporting person pursuant to the reporting person's release method election described above.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 7

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 56,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Represents the net issuance of 3,453 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,725 shares.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 6

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

F6 · kind: This transaction reflects the sale of the 1,454 shares received by the reporting person pursuant to the reporting person's release method election described above.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 54,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the net issuance of 1,454 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 726 shares.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

F4 · kind: This transaction reflects the sale of the 1,842 shares received by the reporting person pursuant to the reporting person's release method election described above.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 54,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,842 shares from the vesting of 2,763 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 921 shares.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

F2 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 2,718 shares received by the reporting person in connection with the vesting of 4,075 restricted stock units.

SEC source: 0001209191-24-000908 · doc4.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 55,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,718 shares from the vesting of 4,075 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,357 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

SEC source: 0001209191-23-059586 · doc4.xml · derivative · entry 19

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,640

Underlying: Common Stock · 21,640 shares

Expires 2033-12-22

F16 · derivative.exercise_date: 12/48th will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001209191-23-059586 · doc4.xml · derivative · entry 18

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,640

Underlying: Common Stock · 21,640 shares

Expires 2033-12-22

F5 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001209191-23-059584 · doc4.xml · derivative · entry 30

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,170

Underlying: Common Stock · 50,170 shares

Expires 2028-12-22

F24 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001209191-23-059584 · doc4.xml · derivative · entry 29

Angrick William P III · CIK 0001352618 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,170

Underlying: Common Stock · 50,170 shares

Expires 2028-12-22

F4 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001209191-23-059591 · doc4.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,825

Underlying: Common Stock · 11,825 shares

Expires 2033-12-22

F16 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001209191-23-059591 · doc4.xml · derivative · entry 17

Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,825

Underlying: Common Stock · 11,825 shares

Expires 2033-12-22

F11 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001209191-23-059582 · doc4.xml · derivative · entry 21

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,620

Underlying: Common Stock · 15,620 shares

Expires 2033-12-22

F18 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001209191-23-059582 · doc4.xml · derivative · entry 20

Daunt John · CIK 0001774667 · EVP & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,620

Underlying: Common Stock · 15,620 shares

Expires 2033-12-22

F15 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001209191-23-059588 · doc4.xml · derivative · entry 22

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,660

Underlying: Common Stock · 8,660 shares

Expires 2033-12-22

F20 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0001209191-23-059588 · doc4.xml · derivative · entry 21

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,660

Underlying: Common Stock · 8,660 shares

Expires 2033-12-22

F13 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001209191-23-059575 · doc4.xml · derivative · entry 17

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,430

Underlying: Common Stock · 14,430 shares

Expires 2033-12-22

F14 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, 1/48th of the option grant vests each month for thirty-six months.

SEC source: 0001209191-23-059575 · doc4.xml · derivative · entry 16

Weiskircher Steven · CIK 0001782925 · SVP & CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,430

Underlying: Common Stock · 14,430 shares

Expires 2033-12-22

F6 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0001209191-23-057811 · doc4.xml · derivative · entry 17

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,775

Underlying: Common Stock · 26,775 shares

Expires 2027-01-01

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

SEC source: 0001209191-23-057811 · doc4.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,775

Underlying: Common Stock · 26,775 shares

Expires 2028-01-01

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.