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Nasdaq · USD

LQDT

LIQUIDITY SERVICES INC

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1149
SEC CIK
0001235468
Parsed reports
560

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202506
Jan 202600
Feb 202604
Mar 2026014
Apr 202602
May 2026024
Jun 2026015
Jul 202602
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2024 Filed Sep 9, 2024 21:54 UTC
Celaya JorgeEVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,617 $6.69 $44,267.73
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC
Celaya JorgeEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,802 $6.11 $23,230.22
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC
Celaya JorgeEVP & Chief Financial Officer
SaleCommon Stock 3,248 $21.51 $69,864.48
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,988

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC
Celaya JorgeEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,248 $6.69 $21,729.12
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 9,000 stock options; 5,752 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,248 shares were acquired by the reporting person.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionStock Option Grant · Derivative 17,064 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · derivative · entry 17

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,693

Underlying: Common Stock · 24,757 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionStock Option Grant · Derivative 2,538 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · derivative · entry 15

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,538 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F13 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionStock Option Grant · Derivative 1,344 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · derivative · entry 14

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,344 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F15 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2020 and thereafter an additional 1/48th vests each month for thirty-six months.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 17,064 $9.46 $161,425.44
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 2,538 $6.69 $16,979.22
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 1,344 $6.11 $8,211.84
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionStock Option Grant · Derivative 6,587 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · derivative · entry 23

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,053

Underlying: Common Stock · 16,640 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

F21 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionStock Option Grant · Derivative 38,950 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · derivative · entry 12

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,950 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
SaleCommon Stock 1,750 $22.18 $38,815.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 8

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,854

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 1,750 $14.00 $24,500.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 7

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 60,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The reporting person exercised 6,587 stock options; 4,837 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,750 shares were acquired by the reporting person.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
SaleCommon Stock 19,323 $22.18 $428,584.14
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 6

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,854

Read SEC document
August 27, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 19,323 $6.69 $129,270.87
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 78,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person exercised 38,950 stock options; 19,627 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 19,323 shares were acquired by the reporting person.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 19:18 UTC SaleCommon Stock 5,500 $22.54 $123,970.00
Disclosure

SEC source: 0000950170-24-101538 · ownership.xml · nonDerivative · entry 1

ELLIS GEORGE H · CIK 0001085715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,902

F1 · date: This sale transaction is being reported late due to an inadvertent administrative oversight.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionStock Option Grant · Derivative 22,950 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · derivative · entry 14

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 29,325 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
SaleCommon Stock 4,217 $22.43 $94,587.31
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,854

F3 · kind: The reporting person surrendered 4,217 shares with a market value of $94,587.31 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., 9,997 stock options at $9.46).

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 9,997 $9.46 $94,571.62
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 63,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents an exercise of stock options.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
SaleCommon Stock 5,292 $22.50 $119,070.00
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 53,074

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:21 UTC
Daunt JohnEVP, Chief Commercial Officer
Exercise / conversionCommon Stock 5,292 $9.46 $50,062.32
Disclosure

SEC source: 0000950170-24-101540 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 58,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 12,953 stock options; 7,661 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 5,292 shares were acquired by the reporting person.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionStock Option Grant · Derivative 3,293 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · derivative · entry 24

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,027

Underlying: Common Stock · 8,320 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F19 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionStock Option Grant · Derivative 3,539 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · derivative · entry 20

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,757

Underlying: Common Stock · 28,296 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F16 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionStock Option Grant · Derivative 16,543 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · derivative · entry 19

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 16,943 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F15 · derivative.exercise_date: This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
SaleCommon Stock 796 $22.22 $17,687.12
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 796 $14.00 $11,144.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · kind: The reporting person exercised 3,293 stock options; 2,497 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 796 shares were acquired by the reporting person.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
SaleCommon Stock 6,275 $22.22 $139,430.50
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 6,275 $9.46 $59,361.50
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · kind: The reporting person exercised 16,543 stock options; 10,268 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 6,275 shares were acquired by the reporting person.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
SaleCommon Stock 1,340 $22.25 $29,815.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC
Murray NoveletteChief Human Resources Officer
Exercise / conversionCommon Stock 1,340 $9.46 $12,676.40
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · kind: The reporting person exercised 3,539 stock options; 2,199 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,340 shares were acquired by the reporting person.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:42 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 20,045 $21.80 $436,981.00
Disclosure

SEC source: 0000950170-24-101199 · ownership.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,097

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:41 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 7,069 $22.30 $157,638.70
Disclosure

SEC source: 0000950170-24-101196 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 39,392

Read SEC document
August 22, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 880 $21.80 $19,184.00
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 10

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,142

Read SEC document
August 21, 2024 Filed Aug 21, 2024 22:42 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 7,673 $21.94 $168,345.62
Disclosure

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 9

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 46,461

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 3,384 $22.00 $74,448.00
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 9

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,022

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 906 $21.80 $19,750.80
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 8

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,406

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
Exercise / conversionCommon Stock 906 $9.46 $8,570.76
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 7

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The reporting person exercised 4,445 stock options; 3,539 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 906 shares were acquired by the reporting person.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 1,329 $22.00 $29,238.00
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 6

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,406

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
Exercise / conversionCommon Stock 1,329 $9.46 $12,572.34
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 5

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person exercised 4,021 stock options; 2,692 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,329 shares were acquired by the reporting person.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:42 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
SaleCommon Stock 1,000 $22.10 $22,100.00
Disclosure

SEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 8

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 54,134

Read SEC document
August 20, 2024 Filed Aug 21, 2024 22:40 UTC SaleCommon Stock 7,845 $21.84 $171,334.80
Disclosure

SEC source: 0000950170-24-099609 · ownership.xml · nonDerivative · entry 2

KOLODZIESKI EDWARD · CIK 0001665511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,229

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August 20, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
Exercise / conversionStock Option Grant · Derivative 16,508 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · derivative · entry 13

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581

Underlying: Common Stock · 17,089 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · date: 8,042 options were exercised on August 20, 2024 and 8,466 options were exercised on August 21, 2024.

F1 · kind: Represents an exercise of stock options.

F9 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

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August 20, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
Exercise / conversionStock Option Grant · Derivative 3,411 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · derivative · entry 12

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,411 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F7 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and, thereafter, 1/48th of the option grant vests each month for thirty-six months.

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August 20, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 4,424 $22.36 $98,920.64
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 4

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,406

F2 · kind: The reporting person surrendered 4,424 shares with a market value of $98,920.64 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., the 3,411 options at $6.69 and the 8,042 stock options at $9.46).

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August 20, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
Exercise / conversionCommon Stock 8,042 $9.46 $76,077.32
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 3

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

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August 20, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
Exercise / conversionCommon Stock 3,411 $6.69 $22,819.59
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

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August 20, 2024 Filed Aug 22, 2024 20:35 UTC
Weiskircher StevenSVP & Chief Technology Officer
SaleCommon Stock 500 $22.00 $11,000.00
Disclosure

SEC source: 0000950170-24-099878 · ownership.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,377

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August 19, 2024 Filed Aug 21, 2024 22:42 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
Exercise / conversionStock Option Grant · Derivative 21,174 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-099611 · ownership.xml · derivative · entry 12

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,443

Underlying: Common Stock · 25,617 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents an exercise of stock options.

F7 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

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August 19, 2024 Filed Aug 21, 2024 22:42 UTC
Shaffer Mark AVP, Gen. Counsel & Secretary
Exercise / conversionStock Option Grant · Derivative 10,342 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-099611 · ownership.xml · derivative · entry 11

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,342 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents an exercise of stock options.

F6 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.