LQDT

SEC source: 0000950170-24-138016 · ownership.xml · nonDerivative · entry 5

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: The reporting person exercised 936 stock options; 621 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 315 shares were acquired by the reporting person.

SEC source: 0000950170-24-138016 · ownership.xml · nonDerivative · entry 4

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,070

SEC source: 0000950170-24-138016 · ownership.xml · nonDerivative · entry 3

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: The reporting person exercised 9,027 stock options; 7,279 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,748 shares were acquired by the reporting person.

SEC source: 0000950170-24-138035 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,608

SEC source: 0000950170-24-138031 · ownership.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,101,557

F20 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

SEC source: 0000950170-24-138025 · ownership.xml · nonDerivative · entry 3

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Em El 2007 Irrevocable Trust

Disclosed balance after: 418,262

SEC source: 0000950170-24-138025 · ownership.xml · nonDerivative · entry 1

Mateus-Tique Jaime · CIK 0001352656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,660

SEC source: 0000950170-24-138016 · ownership.xml · derivative · entry 17

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,980

Underlying: Common Stock · 5,026 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-138016 · ownership.xml · nonDerivative · entry 2

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,070

F14 · kind: The reporting person surrendered 582 shares with a market value of $19,386.42 to the issuer to pay the cost and related taxes associated with the exercise of the 2,406 stock options described above.

SEC source: 0000950170-24-138016 · ownership.xml · nonDerivative · entry 1

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-131468 · ownership.xml · derivative · entry 22

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,401

Underlying: Common Stock · 139,900 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: These options became fully exercisable on January 1, 2024.

SEC source: 0000950170-24-131468 · ownership.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 5,201,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 21

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,350

Underlying: Common Stock · 17,350 shares

Expires 2034-10-30

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,350

Underlying: Common Stock · 17,350 shares

Expires 2034-10-30

F14 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2029-01-01

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2029-01-01

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

SEC source: 0000950170-24-120206 · ownership.xml · derivative · entry 32

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,550

Underlying: Common Stock · 53,550 shares

Expires 2034-10-30

F20 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120206 · ownership.xml · derivative · entry 23

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,550

Underlying: Common Stock · 53,550 shares

Expires 2034-10-30

F19 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-120206 · ownership.xml · derivative · entry 13

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,050

Underlying: Common Stock · 63,050 shares

Expires 2029-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120206 · ownership.xml · derivative · entry 9

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,050

Underlying: Common Stock · 63,050 shares

Expires 2029-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

SEC source: 0000950170-24-120210 · ownership.xml · derivative · entry 15

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 18,700 shares

Expires 2034-10-30

F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-120210 · ownership.xml · derivative · entry 10

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2029-01-01

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120210 · ownership.xml · derivative · entry 6

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2029-01-01

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

SEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 19

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock · 10,700 shares

Expires 2024-10-30

F6 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 15

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock · 10,700 shares

Expires 2034-10-30

F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 10

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,650

Underlying: Common Stock · 12,650 shares

Expires 2029-01-01

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 6

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,650

Underlying: Common Stock · 12,650 shares

Expires 2029-01-01

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 21

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2034-10-30

F10 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 16

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2034-10-30

F14 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 10

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2029-01-01

F15 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2029-01-01

F15 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F16 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

SEC source: 0000950170-24-120196 · ownership.xml · derivative · entry 19

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2034-10-30

F2 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120196 · ownership.xml · derivative · entry 15

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires 2034-10-30

F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-120196 · ownership.xml · derivative · entry 10

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 19,700 shares

Expires 2029-01-01

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · derivative.exercise_date: These restricted stock units vested, if at all, based on the Issuer's achievement of certain financial milestones.

SEC source: 0000950170-24-120196 · ownership.xml · derivative · entry 6

Weiskircher Steven · CIK 0001782925 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 19,700 shares

Expires 2029-01-01

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

SEC source: 0000950170-24-111821 · ownership.xml · derivative · entry 20

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024.

SEC source: 0000950170-24-111821 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · kind: This transaction reflects the sale of 3,338 shares pursuant to the reporting person's release method election as described above.

SEC source: 0000950170-24-111821 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: Represents the net issuance of 3,338 shares from the vesting of 5,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,662 shares.

SEC source: 0000950170-24-106442 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,148

SEC source: 0000950170-24-106442 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,407

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 5

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 43,309

SEC source: 0000950170-24-105188 · ownership.xml · derivative · entry 23

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,829 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-105188 · ownership.xml · derivative · entry 22

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,083 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/48th of this option grant vested on May 1, 2020 and thereafter, 1/48th will vest each month for thirty-six months.

SEC source: 0000950170-24-105188 · ownership.xml · derivative · entry 21

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,400 shares

Expires 2028-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 4

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 50,712

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 3

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 92,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 2

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 76,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-105188 · ownership.xml · nonDerivative · entry 1

Daunt John · CIK 0001774667 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Daunt Family Trust

Disclosed balance after: 69,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-24-104834 · ownership.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,770

Underlying: Common Stock · 29,387 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

SEC source: 0000950170-24-104834 · ownership.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,802 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.