Last 12 months
Inside the activity.
0 purchase rows · 48 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 9, 2017 01:35 UTC |
White George BurtonManaging Director
|
Tax withholdingCommon Stock | 457 | $39.30 | $17,960.10 |
DisclosureSEC source: 0001397911-17-000061 · wf-form4_148902332064181.xml · nonDerivative · entry 1 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,427 F1 · balance_after: Consists of (i) 8,270 shares of Common Stock; (ii) 1,330 restricted stock units that vest in full on March 6, 2018; (iii) 1,409 restricted stock units that vest ratably on each of June 10, 2017 and June 10, 2018; (iv) 5,307 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (v) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:31 UTC |
Oroschakoff MichelleManaging Director
|
Tax withholdingCommon Stock | 289 | $39.30 | $11,357.70 |
DisclosureSEC source: 0001397911-17-000059 · wf-form4_148902308821438.xml · nonDerivative · entry 1 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,540.3773 F1 · balance_after: Consists of (i) 6,054.377293 shares of Common Stock; (ii) 1,356 restricted stock units that vest in full on September 3, 2017; (iii) 402 restricted stock units that vest in full on November 1, 2017; (iv) 767 restricted stock units that vest in full on March 6, 2018; (v) 922 restricted stock units that vest in full on March 6, 2018; (vi) 2,928 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (vii) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:27 UTC |
Morrissey William P. Jr.Managing Director
|
Tax withholdingCommon Stock | 252 | $39.30 | $9,903.60 |
DisclosureSEC source: 0001397911-17-000057 · wf-form4_148902283642882.xml · nonDerivative · entry 1 Morrissey William P. Jr. · CIK 0001606128 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,073 F1 · balance_after: Consists of (i) 5,831 shares of Common Stock; (ii) 666 restricted stock units that vest in full on March 6, 2018; (iii) 4,465 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (iv) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:23 UTC |
Larsen Sallie R.Managing Director
|
Tax withholdingCommon Stock | 298 | $39.30 | $11,711.40 |
DisclosureSEC source: 0001397911-17-000055 · wf-form4_148902256794864.xml · nonDerivative · entry 1 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,308 F1 · balance_after: Consists of (i) 7,062 shares of Common Stock; (ii) 789 restricted stock units that vest in full on March 6, 2018; (iii) 711 restricted stock units that vest in full on March 6, 2018; (iv) 3,111 restricted stock units that vest in full on February 25, 2019; and (v) 2,635 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:17 UTC |
Kalbaugh John AndrewManaging Director
|
Tax withholdingCommon Stock | 295 | $39.30 | $11,593.50 |
DisclosureSEC source: 0001397911-17-000053 · wf-form4_148902222058102.xml · nonDerivative · entry 1 Kalbaugh John Andrew · CIK 0001548546 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,416 F1 · balance_after: Consists of (i) 8,502 shares of Common Stock; (ii) 856 restricted stock units that vest in full on March 6, 2018; (iii) 1,541 restricted stock units that vest in full on March 6, 2018; (iv) 5,526 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; (v) 3,111 restricted stock units that vest in full on February 25, 2019; and (vi) 4,880 restricted stock units that vest ratably on each of June 13, 2017, June 13, 2018 and June 13, 2019. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:12 UTC |
Fetter VictorManaging Director
|
Tax withholdingCommon Stock | 351 | $39.30 | $13,794.30 |
DisclosureSEC source: 0001397911-17-000051 · wf-form4_148902195870513.xml · nonDerivative · entry 1 Fetter Victor · CIK 0001564796 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,279 F1 · balance_after: Consists of (i) 14,263 shares of common stock; (ii) 1,225 restricted stock units that vest in full on March 6, 2018; (iii) 1,020 restricted stock units that vest in full on March 6, 2018; (iv) 3,660 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (v) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:07 UTC |
Bergers David P.Managing Director
|
Tax withholdingCommon Stock | 518 | $39.30 | $20,357.40 |
DisclosureSEC source: 0001397911-17-000049 · wf-form4_148902164642359.xml · nonDerivative · entry 1 Bergers David P. · CIK 0001583698 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,613 F1 · balance_after: Consists of (i) 27,479 shares of Common Stock; (ii) 1,578 restricted stock units that vest in full on August 5, 2017; (iii) 2,688 restricted stock units that vest ratably on each of August 5, 2017 and August 5, 2018; (iv) 1,097 restricted stock units that vest in full on March 6, 2018; (v) 3,660 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (vi) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:15 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 2,000 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0001397911-17-000047 · wf-form4_148883850437020.xml · derivative · entry 3 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,329 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable for 134,443 shares on February 25, 2017, which was the first anniversary of the grant date. This option became exercisable by its terms for the remaining 268,886 shares on March 3, 2017 upon the reporting person's retirement and will remain exercisable for a period of up to two years thereafter. F1 · derivative.expiration_date: This option became exercisable for 134,443 shares on February 25, 2017, which was the first anniversary of the grant date. This option became exercisable by its terms for the remaining 268,886 shares on March 3, 2017 upon the reporting person's retirement and will remain exercisable for a period of up to two years thereafter. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:15 UTC |
Casady Mark SDirector
|
SaleCommon Stock | 2,000 | $40.75 | $81,500.00 |
DisclosureSEC source: 0001397911-17-000047 · wf-form4_148883850437020.xml · nonDerivative · entry 2 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,957 Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:15 UTC |
Casady Mark SDirector
|
Exercise / conversionCommon Stock | 2,000 | $19.85 | $39,700.00 |
DisclosureSEC source: 0001397911-17-000047 · wf-form4_148883850437020.xml · nonDerivative · entry 1 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 01:21 UTC |
Calder TracyManaging Director
|
SaleCommon Stock | 10,747 | $39.05 | $419,720.86 |
DisclosureSEC source: 0001397911-17-000031 · wf-form4_148833125246554.xml · nonDerivative · entry 2 Calder Tracy · CIK 0001665253 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,604 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $38.83 to $39.265, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. F2 · balance_after: Consists of (i) 768 shares of Common Stock; (ii) 21,494 restricted stock units that vest ratably on each February 25, 2018 and February 25, 2019; and (iii) 2,342 restricted stock units that vest ratably on each February 25, 2018 and February 25, 2019. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 20:31 UTC |
Gooley ThomasManaging Director
|
Tax withholdingCommon Stock | 760 | $39.13 | $29,738.80 |
DisclosureSEC source: 0001397911-17-000035 · wf-form4_148833185649591.xml · nonDerivative · entry 1 Gooley Thomas · CIK 0001647085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,870 F1 · balance_after: Consists of (i) 2,599 shares of Common Stock; (ii) 4,572 restricted stock units that vest ratably on August 6, 2017 and August 6, 2018; (iii) 3,660 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; (iv) 3,111 restricted stock units that vest in full on February 25, 2019; and (v) 2,928 restricted stock units that vest ratably on each of June 13, 2017, June 13, 2018 and June 13, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:10 UTC |
Audette Matthew JChief Financial Officer
|
Tax withholdingCommon Stock | 1,479 | $39.13 | $57,873.27 |
DisclosureSEC source: 0001397911-17-000027 · wf-form4_148833059802243.xml · nonDerivative · entry 1 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,561 F1 · balance_after: Consists of (i) 6,028 shares of Common Stock; (ii) 7,686 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; (iii) 3,111 restricted stock units that vest in full on February 25, 2019; and (iv) 11,736 restricted stock units that vest ratably on each of October 30, 2017 and October 30, 2018. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:26 UTC |
Fetter VictorManaging Director
|
Tax withholdingCommon Stock | 629 | $39.13 | $24,612.77 |
DisclosureSEC source: 0001397911-17-000033 · wf-form4_148833158793485.xml · nonDerivative · entry 2 Fetter Victor · CIK 0001564796 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,630 F1 · balance_after: Consists of (i) 13,593 shares of common stock; (ii) 1,225 restricted stock units that vest in full on March 6, 2018; (iii) 2,041 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iv) 3,660 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (v) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:59 UTC |
White George BurtonManaging Director
|
Tax withholdingCommon Stock | 912 | $39.13 | $35,686.56 |
DisclosureSEC source: 0001397911-17-000045 · wf-form4_148833357775557.xml · nonDerivative · entry 2 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,884 F1 · balance_after: Consists of (i) 7,397 shares of Common Stock; (ii) 2,660 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iii) 1,409 restricted stock units that vest ratably on June 10, 2017 and June 10, 2018; (iv) 5,307 restricted stock units that vest ratably on February 25, 2018 and February 25, 2019; and (v) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:50 UTC |
Oroschakoff MichelleManaging Director
|
Tax withholdingCommon Stock | 607 | $39.13 | $23,751.91 |
DisclosureSEC source: 0001397911-17-000043 · wf-form4_148833303467463.xml · nonDerivative · entry 2 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,829.3773 F1 · balance_after: Includes 124.377293 shares acquired under the Issuer's Dividend Reinvestment Plan. F2 · balance_after: Consists of (i) 5,574.377293 shares of Common Stock; (ii) 1,356 restricted stock units that vest in full on September 3, 2017; (iii) 402 restricted stock units that vest in full on November 1, 2017; (iv) 1,536 restricted stock units that vest ratably on each of March 6, 2017 and March 6, 2018; (v) 922 restricted stock units that vest in full on March 6, 2018; (vi) 2,928 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; and (vii) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:45 UTC |
Morrissey William P. Jr.Managing Director
|
Tax withholdingCommon Stock | 859 | $39.13 | $33,612.67 |
DisclosureSEC source: 0001397911-17-000041 · wf-form4_148833270368249.xml · nonDerivative · entry 2 Morrissey William P. Jr. · CIK 0001606128 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,325 F1 · balance_after: Consists of (i) 5,415 shares of Common Stock; (ii) 1,334 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iii) 4,465 restricted stock units that vest ratably on February 25, 2018 and February 25, 2019; and (iv) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:41 UTC |
Larsen Sallie R.Managing Director
|
Tax withholdingCommon Stock | 501 | $39.13 | $19,604.13 |
DisclosureSEC source: 0001397911-17-000039 · wf-form4_148833244713087.xml · nonDerivative · entry 2 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,606 F1 · balance_after: Consists of (i) 6,569 shares of Common Stock; (ii) 1,580 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iii) 711 restricted stock units that vest in full on March 6, 2018; (iv) 3,111 restricted stock units that vest in full on February 25, 2019; and (v) 2,635 restricted stock units that vest ratably on February 25, 2018 and February 25, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:36 UTC |
Kalbaugh John AndrewManaging Director
|
Tax withholdingCommon Stock | 950 | $39.13 | $37,173.50 |
DisclosureSEC source: 0001397911-17-000037 · wf-form4_148833218064998.xml · nonDerivative · entry 2 Kalbaugh John Andrew · CIK 0001548546 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,711 F1 · balance_after: Consists of (i) 7,941 shares of Common Stock; (ii) 1,712 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iii) 1,541 restricted stock units that vest in full on March 6, 2018; (iv) 5,526 restricted stock units that vest ratably on each of February 25, 2018 and February 25, 2019; (v) 3,111 restricted stock units that vest in full on February 25, 2019; and (vi) 4,880 restricted stock units that vest ratably on each of June 13, 2017, June 13, 2018, and June 13, 2019. Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:21 UTC |
Calder TracyManaging Director
|
Tax withholdingCommon Stock | 403 | $39.13 | $15,769.39 |
DisclosureSEC source: 0001397911-17-000031 · wf-form4_148833125246554.xml · nonDerivative · entry 1 Calder Tracy · CIK 0001665253 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,351 Read SEC document |
| February 25, 2017 Filed Mar 1, 2017 01:16 UTC |
Bergers David P.Managing Director
|
Tax withholdingCommon Stock | 614 | $39.13 | $24,025.82 |
DisclosureSEC source: 0001397911-17-000029 · wf-form4_148833099257108.xml · nonDerivative · entry 2 Bergers David P. · CIK 0001583698 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,131 F1 · balance_after: Consists of (i) 26,899 shares of Common Stock; (ii) 1,578 restricted stock units that vest on August 5, 2017; (iii) 2,688 restricted stock units that vest ratably on August 5, 2017 and August 5, 2018; (iv) 2,195 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (v) 3,660 restricted stock units that vest ratably on February 25, 2018 and February 25, 2019; and (vi) 3,111 restricted stock units that vest in full on February 25, 2019. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:26 UTC |
Fetter VictorManaging Director
|
Tax withholdingCommon Stock | 1,293 | $39.13 | $50,595.09 |
DisclosureSEC source: 0001397911-17-000033 · wf-form4_148833158793485.xml · nonDerivative · entry 1 Fetter Victor · CIK 0001564796 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,259 Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:59 UTC |
White George BurtonManaging Director
|
Tax withholdingCommon Stock | 298 | $39.13 | $11,660.74 |
DisclosureSEC source: 0001397911-17-000045 · wf-form4_148833357775557.xml · nonDerivative · entry 1 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,796 Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:50 UTC |
Oroschakoff MichelleManaging Director
|
Tax withholdingCommon Stock | 280 | $39.13 | $10,956.40 |
DisclosureSEC source: 0001397911-17-000043 · wf-form4_148833303467463.xml · nonDerivative · entry 1 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,436.3773 Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:45 UTC |
Morrissey William P. Jr.Managing Director
|
Tax withholdingCommon Stock | 203 | $39.13 | $7,943.39 |
DisclosureSEC source: 0001397911-17-000041 · wf-form4_148833270368249.xml · nonDerivative · entry 1 Morrissey William P. Jr. · CIK 0001606128 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,184 Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:41 UTC |
Larsen Sallie R.Managing Director
|
Tax withholdingCommon Stock | 317 | $39.13 | $12,404.21 |
DisclosureSEC source: 0001397911-17-000039 · wf-form4_148833244713087.xml · nonDerivative · entry 1 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,107 Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:36 UTC |
Kalbaugh John AndrewManaging Director
|
Tax withholdingCommon Stock | 232 | $39.13 | $9,078.16 |
DisclosureSEC source: 0001397911-17-000037 · wf-form4_148833218064998.xml · nonDerivative · entry 1 Kalbaugh John Andrew · CIK 0001548546 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,661 Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:16 UTC |
Bergers David P.Managing Director
|
Tax withholdingCommon Stock | 142 | $39.13 | $5,556.46 |
DisclosureSEC source: 0001397911-17-000029 · wf-form4_148833099257108.xml · nonDerivative · entry 1 Bergers David P. · CIK 0001583698 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,745 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 02:48 UTC |
Kalbaugh John AndrewMD, Divisional President NSC
|
Exercise / conversionOption to purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $25.50 | $0.00 |
DisclosureSEC source: 0001397911-17-000020 · wf-form4_148790447409477.xml · derivative · entry 4 Kalbaugh John Andrew · CIK 0001548546 · MD, Divisional President NSC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2017-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in five installments, beginning on August 20, 2008, which was the first anniversary of the date on which it was granted. The option became fully vested on August 20, 2012. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 02:48 UTC |
Kalbaugh John AndrewMD, Divisional President NSC
|
SaleCommon Stock | 30,000 | $39.73 | $1,191,900.00 |
DisclosureSEC source: 0001397911-17-000020 · wf-form4_148790447409477.xml · nonDerivative · entry 3 Kalbaugh John Andrew · CIK 0001548546 · MD, Divisional President NSC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,893 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 02:48 UTC |
Kalbaugh John AndrewMD, Divisional President NSC
|
Exercise / conversionCommon Stock | 30,000 | $25.50 | $765,000.00 |
DisclosureSEC source: 0001397911-17-000020 · wf-form4_148790447409477.xml · nonDerivative · entry 2 Kalbaugh John Andrew · CIK 0001548546 · MD, Divisional President NSC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:54 UTC |
White George BurtonMD, Investor & Invstmt Solutns
|
Exercise / conversionOption to purchase Common Stock · Derivative | 25,000 | $0.00 Strike: $27.40 | $0.00 |
DisclosureSEC source: 0001397911-17-000023 · wf-form4_148790487846609.xml · derivative · entry 4 White George Burton · CIK 0001548543 · MD, Investor & Invstmt Solutns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in five installments, beginning on December 7, 2008, which was the first anniversary of the date on which it was granted. The option became fully vested on December 7, 2012. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:54 UTC |
White George BurtonMD, Investor & Invstmt Solutns
|
Tax withholdingCommon Stock | 351 | $40.16 | $14,096.16 |
DisclosureSEC source: 0001397911-17-000023 · wf-form4_148790487846609.xml · nonDerivative · entry 3 White George Burton · CIK 0001548543 · MD, Investor & Invstmt Solutns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,094 F2 · balance_after: Consists of (i) 5,086 shares of Common Stock; (ii) 867 restricted stock units that vest on February 24,2017; (iii) 2,660 restricted stock units that vest ratably on March 6, 2017, and March 6, 2018; (iv) 1,409 restricted stock units that will vest ratably on June 10, 2017 and June 10, 2018; (v) 7,961 restricted stock units that vest ratably on February 25, 2017, February 25, 2018, and February 25, 2019; and (vi) 3,111 restricted stock units that fully vest on February 25, 2019. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:54 UTC |
White George BurtonMD, Investor & Invstmt Solutns
|
SaleCommon Stock | 25,000 | $40.14 | $1,003,470.00 |
DisclosureSEC source: 0001397911-17-000023 · wf-form4_148790487846609.xml · nonDerivative · entry 2 White George Burton · CIK 0001548543 · MD, Investor & Invstmt Solutns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,445 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $40.09 to $40.19, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:54 UTC |
White George BurtonMD, Investor & Invstmt Solutns
|
Exercise / conversionCommon Stock | 25,000 | $27.40 | $685,000.00 |
DisclosureSEC source: 0001397911-17-000023 · wf-form4_148790487846609.xml · nonDerivative · entry 1 White George Burton · CIK 0001548543 · MD, Investor & Invstmt Solutns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:46 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 58,628 | $0.00 Strike: $31.60 | $0.00 |
DisclosureSEC source: 0001397911-17-000019 · wf-form4_148790436536139.xml · derivative · entry 3 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,628 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in four installments, beginning on February 22, 2014, which was the first anniversary of the date on which it was granted. The option became fully vested on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:46 UTC |
Casady Mark SDirector
|
SaleCommon Stock | 58,628 | $40.40 | $2,368,623.97 |
DisclosureSEC source: 0001397911-17-000019 · wf-form4_148790436536139.xml · nonDerivative · entry 2 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,957 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $40.13 to $40.74, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:46 UTC |
Casady Mark SDirector
|
Exercise / conversionCommon Stock | 58,628 | $31.60 | $1,852,644.80 |
DisclosureSEC source: 0001397911-17-000019 · wf-form4_148790436536139.xml · nonDerivative · entry 1 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:51 UTC |
Morrissey William P. Jr.MD, Divisional President BD
|
Tax withholdingCommon Stock | 261 | $40.16 | $10,481.76 |
DisclosureSEC source: 0001397911-17-000022 · wf-form4_148790465807531.xml · nonDerivative · entry 1 Morrissey William P. Jr. · CIK 0001606128 · MD, Divisional President BD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,387 F1 · balance_after: Consists of (i) 3,782 shares of Common Stock; (ii) 462 restricted stock units that vest on February 24, 2017; (iii) 1,334 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iv) 6,698 restricted stock units that vest ratable on February 25, 2017, February 25, 2018, and February 25, 2019; and (v) 3,111 restricted stock units that vest on February 25, 2019. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:49 UTC |
Larsen Sallie R.MD, Chief Human Cap. Officer
|
Tax withholdingCommon Stock | 364 | $40.16 | $14,618.24 |
DisclosureSEC source: 0001397911-17-000021 · wf-form4_148790454894075.xml · nonDerivative · entry 1 Larsen Sallie R. · CIK 0001548541 · MD, Chief Human Cap. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,424 F1 · balance_after: Consists of (i) 5,340 shares of Common Stock; (ii) 729 stock units that fully vest on February 24, 2017; (iii) 1,580 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iv) 711 restricted stock units that fully vests on March 6, 2018; (v) 3,111 stock units to fully vest on February 25, 2019; and (vi) 3,953 restricted stock units that vest ratably on February 25, 2017, February 25, 2018, and February 25, 2019. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 02:48 UTC |
Kalbaugh John AndrewMD, Divisional President NSC
|
Tax withholdingCommon Stock | 345 | $40.16 | $13,855.20 |
DisclosureSEC source: 0001397911-17-000020 · wf-form4_148790447409477.xml · nonDerivative · entry 1 Kalbaugh John Andrew · CIK 0001548546 · MD, Divisional President NSC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,893 F1 · balance_after: Consists of (i) 5,684 shares of Common Stock; (ii) 675 restricted stock units that vest in full on February 24, 2017; (iii) 1,712 restricted stock units that vest ratably on March 6, 2017 and March 6, 2018; (iv) 1,541 restricted stock units that vest in full on March 6, 2018; (v) 8,290 restricted stock units that vest ratably on each of February 25, 2017, February 25, 2018 and February 25, 2019; (vi) 3,111 restricted stock units that vest in full on February 25, 2019; and (vii) 4,880 restricted stock units that vest ratably on each of June 13, 2017, June 13, 2018 and June 13, 2019. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 175,885 | $0.00 Strike: $31.60 | $0.00 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · derivative · entry 15 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,628 Underlying: Common Stock · 175,885 shares Expires 2023-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option became exercisable in five installments, beginning on February 22, 2014, which was the first anniversary of the date on which it was granted. The remaining 58,628 options will become fully vested on February 22, 2017. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 186,439 | $0.00 Strike: $32.26 | $0.00 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · derivative · entry 14 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 186,439 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became exercisable in five installments, beginning on February 9, 2013, which was the first anniversary of the date on which it was granted. The option became fully vested on February 9, 2017. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 2,889 | $0.00 Strike: $34.61 | $0.00 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · derivative · entry 13 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,889 shares Expires 2020-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option became exercisable in five installments, beginning on December 22, 2011, which was the first anniversary of the date on which it was granted. The option became fully vested on December 22, 2015. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
SaleCommon Stock | 365,213 | $40.76 | $14,886,081.88 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · nonDerivative · entry 9 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,957 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from $40.34 to $41.01, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionCommon Stock | 175,885 | $31.60 | $5,557,966.00 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · nonDerivative · entry 8 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionCommon Stock | 186,439 | $32.26 | $6,014,522.14 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · nonDerivative · entry 7 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionCommon Stock | 2,889 | $34.61 | $99,988.29 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · nonDerivative · entry 6 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 147,111 | $0.00 Strike: $34.61 | $0.00 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · derivative · entry 12 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,889 Underlying: Common Stock · 147,111 shares Expires 2020-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option became exercisable in five installments, beginning on December 22, 2011, which was the first anniversary of the date on which it was granted. The option became fully vested on December 22, 2015. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:42 UTC |
Casady Mark SDirector
|
Exercise / conversionOption to purchase Common Stock · Derivative | 57,360 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001397911-17-000009 · wf-form4_148721290883585.xml · derivative · entry 11 Casady Mark S · CIK 0001405275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,360 shares Expires 2019-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in five installments, beginning on September 14, 2010, which was the first anniversary of the date on which it was granted. The option became fully vested on September 14, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.