Last 12 months
Inside the activity.
1 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 16:33 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 50,000 | $14.81 | $740,500.00 |
DisclosureSEC source: 0000899243-22-013779 · doc4.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,438,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.67 to $14.90. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:43 UTC |
Tan ChristinaDirector
|
GrantCommon Shares, $0.01 par value per share | 9,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002532 · ownership.xml · nonDerivative · entry 1 Tan Christina · CIK 0001652806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,225 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, as well as for her service on certain committees of the Issuer's Board of Directors, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $120,000 divided by (B) the volume weighted average price of $13.1272 for the quarter ended March 31, 2022, rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 16:10 UTC |
Coleman Thomas JasonDirector
|
GrantCommon Stock | 9,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013318 · doc4.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,618 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:39 UTC |
LORENTZEN OIVINDDirector
|
GrantCommon Shares, $0.01 par value per share | 8,760 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002531 · ownership.xml · nonDerivative · entry 1 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,564 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, as well as for his service on the Audit Committee of the Issuer's Board of Directors, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $115,000 divided by (B) the volume weighted average price of $13.1272 for the quarter ended March 31, 2022, rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:50 UTC |
McAvity Thomas MalcolmDirector
|
GrantCommon Shares, $0.01 par value per share | 9,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002534 · ownership.xml · nonDerivative · entry 1 McAvity Thomas Malcolm · CIK 0001638344 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,618 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, as well as for his service on certain committees of the Issuer's Board of Directors, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $125,000 divided by (B) the volume weighted average price of $ 13.1272 for the quarter ended March 31, 2022, rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:47 UTC |
Kalborg TedDirector
|
GrantCommon Shares, $0.01 par value per share | 9,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002533 · ownership.xml · nonDerivative · entry 1 Kalborg Ted · CIK 0001638221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,390 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, as well as for his service on certain committees of the Issuer's Board of Directors, such reporting person has been granted common shares. The number of common shares granted represents the quotient of (A) $120,000 divided by (B) the volume weighted average price of $13.1272 for the quarter ended March 31, 2022, rounding the number of shares down to the nearest whole common share. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 17:10 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 24,000 | $14.76 | $354,240.00 |
DisclosureSEC source: 0000904454-22-000278 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,488,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.58 to $14.80. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 16:45 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 100,000 | $14.90 | $1,490,000.00 |
DisclosureSEC source: 0000904454-22-000276 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,512,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.80 to $15.02. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 16:50 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 30,000 | $13.66 | $409,800.00 |
DisclosureSEC source: 0000904454-22-000274 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,612,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.50 to $13.78. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 17:12 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 50,000 | $13.57 | $678,500.00 |
DisclosureSEC source: 0000904454-22-000272 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,642,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.50 to $14.15. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:01 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 79,200 | $13.87 | $1,098,504.00 |
DisclosureSEC source: 0000904454-22-000260 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,692,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.75 to $13.98. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 16:16 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 800 | $13.76 | $11,008.00 |
DisclosureSEC source: 0000904454-22-000252 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,771,440 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.75 to $13.77. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:49 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002304 · ownership.xml · derivative · entry 6 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares, par value $0.01 per share · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.expiration_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.expiration_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.expiration_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.expiration_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:49 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002304 · ownership.xml · derivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares, par value $0.01 per share · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · price: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · price: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · price: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.exercise_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.exercise_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.expiration_date: As reported by the reporting person on April 9, 2021, on April 7, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "April 2021 Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the April 2021 Agreement. On March 14, 2021, the reporting person and the Bank effectively amended the April 2021 Agreement to move the settlement dates to February and March of 2023 and make such related revisions as are described herein (such agreement, the "March 2022 Amended Agreement"). F2 · derivative.expiration_date: (continued from footnote 1) In exchange for entering into the March 2022 Amended Agreement and assuming the obligations thereunder, the reporting person received a net cash payment of $22,280.00. The reporting person has continued the pledge of 400,000 Common Shares (the "Pledged Shares") from the April 2021 Agreement to secure his obligations under the March 2022 Amended Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the March 2022 Amended Agreement in cash). F3 · derivative.expiration_date: (continued from footnote 2) Under the March 2022 Amended Agreement, on each of the five settlement dates in February and March of 2023 the reporting person will be obligated to deliver to the Bank a number of Common Shares determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Shares on the related valuation date (the "Settlement Price") is less than or equal to $11.8575 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.expiration_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.7400 (the "Cap Price"), the reporting person will deliver to the Bank a number of Common Shares equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of Common Shares equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 16:40 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 15,000 | $13.99 | $209,850.00 |
DisclosureSEC source: 0000904454-22-000250 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,772,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.90 to $14.16. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 10, 2022 Filed Mar 11, 2022 21:10 UTC |
Young Theodore B.Chief Financial Officer
|
SaleCommon Shares, $0.01 par value per share | 11,492 | $14.05 | $161,462.60 |
DisclosureSEC source: 0000919574-22-002244 · ownership.xml · nonDerivative · entry 2 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,076 F2 · price: These shares were sold in multiple transactions all at the same price of $14.05. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 16:19 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 80,000 | $14.09 | $1,127,200.00 |
DisclosureSEC source: 0000904454-22-000248 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,787,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.00 to $14.23. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:14 UTC |
Coleman Thomas JasonDirector
|
SaleCommon Stock | 50,000 | $14.02 | $701,000.00 |
DisclosureSEC source: 0000904454-22-000246 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,867,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.94 to $14.21. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:14 UTC |
Hadjipateras Alexander C.EVP at Dorian LPG (USA) LLC
|
SaleCommon Shares, $0.01 par value per share | 2,500 | $14.24 | $35,600.00 |
DisclosureSEC source: 0000919574-22-002245 · ownership.xml · nonDerivative · entry 2 Hadjipateras Alexander C. · CIK 0001638215 · EVP at Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,957 F2 · price: These shares were sold in multiple transactions all at the same price of $14.24. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:14 UTC |
Hadjipateras Alexander C.EVP at Dorian LPG (USA) LLC
|
SaleCommon Shares, $0.01 par value per share | 5,000 | $14.02 | $70,118.00 |
DisclosureSEC source: 0000919574-22-002245 · ownership.xml · nonDerivative · entry 1 Hadjipateras Alexander C. · CIK 0001638215 · EVP at Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,457 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.0601. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 21:10 UTC |
Young Theodore B.Chief Financial Officer
|
SaleCommon Shares, $0.01 par value per share | 12,508 | $14.05 | $175,737.40 |
DisclosureSEC source: 0000919574-22-002244 · ownership.xml · nonDerivative · entry 1 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,568 F1 · price: These shares were sold in multiple transactions all at the same price of $14.05. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 16:42 UTC |
Coleman Thomas JasonDirector · 10% owner
|
SaleCommon Stock | 135,000 | $14.41 | $1,945,350.00 |
DisclosureSEC source: 0000904454-22-000242 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 3,917,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.25 to $14.61. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 17:10 UTC |
Coleman Thomas JasonDirector · 10% owner
|
SaleCommon Stock | 60,000 | $14.61 | $876,600.00 |
DisclosureSEC source: 0000904454-22-000240 · edgar.xml · nonDerivative · entry 1 Coleman Thomas Jason · CIK 0001443559 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Kensico Capital Management Corp. Disclosed balance after: 4,052,240 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.34 to $14.98. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Kensico Capital Management Corp. ("KCM") is a registered investment adviser and serves as an investment adviser to Kensico Associates, L.P. and Kensico Offshore Fund Master, Ltd. (together, the "Investment Funds"). The shares reported herein as being beneficially owned by KCM are directly held by the Investment Funds. The Reporting Person is one of two Co-Presidents of KCM and may be deemed to be a controlling person of KCM. By virtue of this relationship, the Reporting Person may be deemed to beneficially own the entire number of securities of the Issuer held by the Investment Funds; however, he disclaims beneficial ownership of any securities, and proceeds thereof, except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 21:05 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · derivative · entry 9 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 61,904 shares Expires not disclosed F1 · derivative.exercise_price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.exercise_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.expiration_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.expiration_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 21:05 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherCommon Shares, $0.01 par value per share | 61,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · nonDerivative · entry 3 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736,201 Read SEC document |
| March 01, 2022 Filed Mar 9, 2022 21:05 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · derivative · entry 8 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, par value $0.01 per share · 65,433 shares Expires not disclosed F1 · derivative.exercise_price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.exercise_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.expiration_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.expiration_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. Read SEC document |
| March 01, 2022 Filed Mar 9, 2022 21:05 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherCommon Shares, $0.01 par value per share | 65,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798,105 Read SEC document |
| February 24, 2022 Filed Mar 9, 2022 21:05 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · derivative · entry 7 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock, par value $0.01 per share · 69,716 shares Expires not disclosed F1 · derivative.exercise_price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · price: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.exercise_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.exercise_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. F1 · derivative.expiration_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: (continued from footnote 1) The Reporting Person delivered 69,716 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 22, 2022 evaluation date pursuant to the terms of the Agreement. The 69,716 Common Shares were settled on February 24, 2022. The Reporting Person delivered 65,433 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 25, 2022 evaluation date pursuant to the terms of the Agreement. The 65,433 Common Shares were settled on March 1, 2022. The Reporting Person delivered 61,904 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the March 2, 2022 evaluation date pursuant to the terms of the Agreement. The 61,904 Common Shares were settled on March 4, 2022. F3 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F4 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person was obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he could pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") was less than or equal to $11.0500 (the "Floor Price"), the reporting person would deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F5 · derivative.expiration_date: (continued from footnote 4) (b) if the Settlement Price was between the Floor Price and $15.6000 (the "Cap Price"), the reporting person would deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which was the Floor Price and the denominator of which was the Settlement Price; and (c) if the Settlement Price was greater than the Cap Price, the reporting person would deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which was the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which was the Settlement Price. Read SEC document |
| February 24, 2022 Filed Mar 9, 2022 21:05 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherCommon Shares, $0.01 par value per share | 69,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-002155 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,863,538 Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:11 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-22-001818 · ownership.xml · derivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock, par value $0.01 per share · 69,008 shares Expires not disclosed F1 · derivative.exercise_price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. The Reporting Person elected cash settlement in connection with the 80,000 Common Shares subject to the February 11, 2022 valuation date under the Agreement and delivered 69,008 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 16, 2021 valuation date pursuant to the terms of the Agreement. The 69,008 Common Shares were settled on February 18, 2022. F2 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $11.0500 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $15.6000 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · price: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. The Reporting Person elected cash settlement in connection with the 80,000 Common Shares subject to the February 11, 2022 valuation date under the Agreement and delivered 69,008 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 16, 2021 valuation date pursuant to the terms of the Agreement. The 69,008 Common Shares were settled on February 18, 2022. F2 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · price: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $11.0500 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $15.6000 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. The Reporting Person elected cash settlement in connection with the 80,000 Common Shares subject to the February 11, 2022 valuation date under the Agreement and delivered 69,008 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 16, 2021 valuation date pursuant to the terms of the Agreement. The 69,008 Common Shares were settled on February 18, 2022. F2 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $11.0500 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $15.6000 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.expiration_date: On February 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Shares") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 Common Shares of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. The Reporting Person elected cash settlement in connection with the 80,000 Common Shares subject to the February 11, 2022 valuation date under the Agreement and delivered 69,008 Common Shares in connection with the physical settlement (which was the default settlement method) in respect of the 80,000 Common Shares subject to the February 16, 2021 valuation date pursuant to the terms of the Agreement. The 69,008 Common Shares were settled on February 18, 2022. F2 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,212,520.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in February and March of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $11.0500 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.expiration_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $15.6000 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:11 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherCommon Shares, $0.01 par value per share | 69,008 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-22-001818 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,933,254 Read SEC document |
| January 19, 2022 Filed Apr 1, 2024 20:35 UTC |
LORENTZEN OIVINDDirector
|
OtherCommon Shares, $0.01 par value per share | 76,899 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-24-002298 · ownership.xml · nonDerivative · entry 2 LORENTZEN OIVIND · CIK 0001253163 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 76,899 F2 · ownership.nature: Shares held in a trust for which the Reporting Person is a beneficiary and, as of January 19, 2022, over which the Reporting Person has voting and dispositive power. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and therefore inclusion of these securities shall not be deemed an admission of beneficial ownership by the Reporting Person of the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 20:58 UTC |
Hadjipateras Alexander C.EVP at Dorian LPG (USA) LLC
|
SaleCommon Shares, $0.01 par value per share | 5,000 | $12.95 | $64,734.50 |
DisclosureSEC source: 0000919574-21-005840 · ownership.xml · nonDerivative · entry 1 Hadjipateras Alexander C. · CIK 0001638215 · EVP at Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,457 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.90 to $12.985. The reporting person undertakes to provide Dorian LPG Ltd., any security holder of Dorian LPG Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth herein. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:39 UTC |
Hansen Tim TruelsChief Commercial Officer
|
GrantCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-21-004928 · ownership.xml · nonDerivative · entry 1 Hansen Tim Truels · CIK 0001815798 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,866 F1 · price: On August 5, 2021, the reporting person was granted 25,000 restricted stock units. The award represents a grant of restricted stock units pursuant to the Issuer's 2014 Equity Incentive Plan. Under the terms of the award agreement, the restricted stock units shall vest ratably in equal installments on the first and second anniversaries of August 5, 2021 (the "Grant Date"). Notwithstanding the foregoing, restricted stock units (the "Vesting Shares") to be issued to the reporting person that are eligible to vest on August 5, 2023 (the "Scheduled Vesting Date") shall vest when and only if the volume weighted average price of the Issuer's common shares F2 · price: (continued from footnote 1) over any consecutive 15-day period prior to the final business day of the tenth fiscal quarter following the Grant Date of the Vesting Shares, as reported on Bloomberg (or on such other internationally recognized financial information provider), equals or exceeds, 95% of the book value of an Issuer share, which shall be determined (in good faith by the management of the Issuer) in respect of the Scheduled Vesting Date, as of the first business day of the fiscal quarter immediately preceding the Scheduled Vesting Date. F3 · balance_after: Includes 60,000 shares underlying restricted stock units. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:30 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
Tax withholdingCommon Shares, $0.01 par value per share | 11,206 | $13.10 | $146,798.60 |
DisclosureSEC source: 0000919574-21-004927 · ownership.xml · nonDerivative · entry 2 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934,451 F3 · shares: In connection with the vesting of a portion of the August 2021 Restricted Stock Award (24,167 shares) on August 5, 2021, 11,206 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:30 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
GrantCommon Shares, $0.01 par value per share | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-21-004927 · ownership.xml · nonDerivative · entry 1 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945,657 F1 · shares: Restricted Stock Award (the "August 2021 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2021 (the "Grant Date"). Notwithstanding the foregoing, the restricted shares (the "Vesting Shares") to be issued to the Reporting Person that are eligible to vest on August 5, 2023 (the "Scheduled Vesting Date") shall vest when and only if the volume weighted average price of the Issuer's common shares F2 · shares: (continued from footnote 1) over any consecutive 15-day period prior to the final business day of the tenth fiscal quarter following the Grant Date of the Vesting Shares, as reported on Bloomberg (or on such other internationally recognized financial information provider), equals or exceeds, 95% of the book value of an Issuer share, which shall be determined (in good faith by the management of the Issuer) in respect of the Scheduled Vesting Date, as of the first business day of the fiscal quarter immediately preceding the Scheduled Vesting Date. Read SEC document |
| August 05, 2021 Filed Aug 10, 2021 01:30 UTC |
Hadjipateras Alexander C.EVP at Dorian LPG (USA) LLC
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,175 | $13.10 | $15,392.50 |
DisclosureSEC source: 0000919574-21-004932 · ownership.xml · nonDerivative · entry 3 Hadjipateras Alexander C. · CIK 0001638215 · EVP at Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,457 F4 · shares: Represents 1,175 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 3,750 shares of restricted stock granted to the Reporting Person on August 5, 2019. Read SEC document |
| August 05, 2021 Filed Aug 10, 2021 01:30 UTC |
Hadjipateras Alexander C.EVP at Dorian LPG (USA) LLC
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,881 | $13.10 | $24,641.10 |
DisclosureSEC source: 0000919574-21-004932 · ownership.xml · nonDerivative · entry 2 Hadjipateras Alexander C. · CIK 0001638215 · EVP at Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,632 F3 · shares: In connection with the vesting of a portion of the August 2021 Restricted Stock Award (6,000 shares) on August 5, 2021, 1,881 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2021 Filed Aug 10, 2021 01:30 UTC |
Hadjipateras Alexander C.EVP at Dorian LPG (USA) LLC
|
GrantCommon Shares, $0.01 par value per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-21-004932 · ownership.xml · nonDerivative · entry 1 Hadjipateras Alexander C. · CIK 0001638215 · EVP at Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,513 F1 · shares: Restricted Stock Award (the "August 2021 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2021 (the "Grant Date"). Notwithstanding the foregoing, the restricted shares (the "Vesting Shares") to be issued to the Reporting Person that are eligible to vest on August 5, 2023 (the "Scheduled Vesting Date") shall vest when and only if the volume weighted average price of the Issuer's common shares F2 · shares: (continued from footnote 1) over any consecutive 15-day period prior to the final business day of the tenth fiscal quarter following the Grant Date of the Vesting Shares, as reported on Bloomberg (or on such other internationally recognized financial information provider), equals or exceeds, 95% of the book value of an Issuer share, which shall be determined (in good faith by the management of the Issuer) in respect of the Scheduled Vesting Date, as of the first business day of the fiscal quarter immediately preceding the Scheduled Vesting Date. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 23:04 UTC |
Young Theodore B.Chief Financial Officer
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,568 | $13.10 | $20,540.80 |
DisclosureSEC source: 0000919574-21-004931 · ownership.xml · nonDerivative · entry 3 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,076 F4 · shares: Represents 1,568 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 5,000 shares of restricted stock granted to the Reporting Person on August 5, 2019. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 23:04 UTC |
Young Theodore B.Chief Financial Officer
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,987 | $13.10 | $26,029.70 |
DisclosureSEC source: 0000919574-21-004931 · ownership.xml · nonDerivative · entry 2 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,644 F3 · shares: In connection with the vesting of a portion of the August 2021 Restricted Stock Award (6,334 shares) on August 5, 2021, 1,987 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 23:04 UTC |
Young Theodore B.Chief Financial Officer
|
GrantCommon Shares, $0.01 par value per share | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-21-004931 · ownership.xml · nonDerivative · entry 1 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,631 F1 · shares: Restricted Stock Award (the "August 2021 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2021 (the "Grant Date"). Notwithstanding the foregoing, the restricted shares (the "Vesting Shares") to be issued to the Reporting Person that are eligible to vest on August 5, 2023 (the "Scheduled Vesting Date") shall vest when and only if the volume weighted average price of the Issuer's common shares F2 · shares: (continued from footnote 1) over any consecutive 15-day period prior to the final business day of the tenth fiscal quarter following the Grant Date of the Vesting Shares, as reported on Bloomberg (or on such other internationally recognized financial information provider), equals or exceeds, 95% of the book value of an Issuer share, which shall be determined (in good faith by the management of the Issuer) in respect of the Scheduled Vesting Date, as of the first business day of the fiscal quarter immediately preceding the Scheduled Vesting Date. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:53 UTC |
Lycouris JohnDirector · CEO of Dorian LPG (USA) LLC
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,577 | $13.10 | $20,658.70 |
DisclosureSEC source: 0000919574-21-004930 · ownership.xml · nonDerivative · entry 3 Lycouris John · CIK 0001638218 · Director · CEO of Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,722 F4 · shares: Represents 1,577 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 5,000 shares of restricted stock granted to the Reporting Person on August 5, 2019. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:53 UTC |
Lycouris JohnDirector · CEO of Dorian LPG (USA) LLC
|
Tax withholdingCommon Shares, $0.01 par value per share | 2,102 | $13.10 | $27,536.20 |
DisclosureSEC source: 0000919574-21-004930 · ownership.xml · nonDerivative · entry 2 Lycouris John · CIK 0001638218 · Director · CEO of Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,299 F3 · shares: In connection with the vesting of a portion of the August 2021 Restricted Stock Award (6,667 shares) on August 5, 2021, 2,102 shares were withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:53 UTC |
Lycouris JohnDirector · CEO of Dorian LPG (USA) LLC
|
GrantCommon Shares, $0.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-21-004930 · ownership.xml · nonDerivative · entry 1 Lycouris John · CIK 0001638218 · Director · CEO of Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,401 F1 · shares: Restricted Stock Award (the "August 2021 Restricted Stock Award"), pursuant to which the applicable restricted shares shall vest ratably and in three equal installments commencing with, and on the subsequent anniversaries of, August 5, 2021 (the "Grant Date"). Notwithstanding the foregoing, the restricted shares (the "Vesting Shares") to be issued to the Reporting Person that are eligible to vest on August 5, 2023 (the "Scheduled Vesting Date") shall vest when and only if the volume weighted average price of the Issuer's common shares F2 · shares: (continued from footnote 1) over any consecutive 15-day period prior to the final business day of the tenth fiscal quarter following the Grant Date of the Vesting Shares, as reported on Bloomberg (or on such other internationally recognized financial information provider), equals or exceeds, 95% of the book value of an Issuer share, which shall be determined (in good faith by the management of the Issuer) in respect of the Scheduled Vesting Date, as of the first business day of the fiscal quarter immediately preceding the Scheduled Vesting Date. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:07 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000919574-21-004290 · ownership.xml · derivative · entry 5 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock, par value $0.01 per share · 400,000 shares Expires not disclosed F1 · derivative.exercise_price: On June 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Stock") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 shares of Common Stock of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,560,960.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · derivative.exercise_price: Under the Agreement, on each of the five settlement dates in June of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $12.0190 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.9680 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · price: On June 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Stock") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 shares of Common Stock of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · price: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,560,960.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · price: Under the Agreement, on each of the five settlement dates in June of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $12.0190 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · price: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.9680 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.exercise_date: On June 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Stock") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 shares of Common Stock of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.exercise_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,560,960.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · derivative.exercise_date: Under the Agreement, on each of the five settlement dates in June of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $12.0190 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.exercise_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.9680 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. F1 · derivative.expiration_date: On June 23, 2021, the reporting person entered into a master confirmation in respect of a variable prepaid forward sale agreement (the "Agreement") with an unaffiliated bank (the "Bank") relating to 400,000 shares of common stock, par value $0.01 per share ("Common Stock") of the Issuer and obligating the reporting person to deliver to the Bank up to 400,000 shares of Common Stock of the Issuer (or, at the reporting person's election, under certain circumstances, an equivalent amount of cash) to settle the Agreement. F2 · derivative.expiration_date: In exchange for entering into the Agreement and assuming the obligations thereunder, the reporting person received a cash payment of $4,560,960.00. The reporting person pledged 400,000 shares of Common Stock (the "Pledged Shares") to secure his obligations under the Agreement, and retained voting and dividend rights in the Pledged Shares during the term of the pledge (and thereafter if the reporting person settles the Agreement in cash). F3 · derivative.expiration_date: Under the Agreement, on each of the five settlement dates in June of 2022 the reporting person will be obligated to deliver to the Bank a number of shares of the Issuer's Common Stock determined as follows (or, under certain circumstances, at the reporting person's election, he may pay an equivalent amount in cash): (a) if the closing price of the Issuer's Common Stock on the related valuation date (the "Settlement Price") is less than or equal to $12.0190 (the "Floor Price"), the reporting person will deliver to the Bank 80,000 shares (i.e., the ratable portion of the Pledged Shares to be delivered with respect to each settlement date); F4 · derivative.expiration_date: (continued from footnote 3) (b) if the Settlement Price is between the Floor Price and $16.9680 (the "Cap Price"), the reporting person will deliver to the Bank a number of shares of the Issuer's Common Stock equal to 80,000 shares multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (c) if the Settlement Price is greater than the Cap Price, the reporting person will deliver to the Bank the number of shares of the Issuer's Common Stock equal to the product of (i) 80,000 shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and (b) the denominator of which is the Settlement Price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:46 UTC |
HADJIPATERAS JOHN CDirector · President and CEO · 10% owner
|
Tax withholdingCommon Shares, $0.01 par value per share | 5,079 | $14.75 | $74,915.25 |
DisclosureSEC source: 0000919574-21-004133 · ownership.xml · nonDerivative · entry 4 HADJIPATERAS JOHN C · CIK 0001253118 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,873,157 F1 · shares: Represents 5,079 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 16,175 shares of restricted stock granted to the Reporting Person on June 15, 2018. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:44 UTC |
Young Theodore B.Chief Financial Officer
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,568 | $14.75 | $23,128.00 |
DisclosureSEC source: 0000919574-21-004132 · ownership.xml · nonDerivative · entry 2 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,631 F2 · shares: Represents 1,568 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 5,000 shares of restricted stock granted to the Reporting Person on June 15, 2018. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:44 UTC |
Young Theodore B.Chief Financial Officer
|
Tax withholdingCommon Shares, $0.01 par value per share | 3,136 | $14.75 | $46,256.00 |
DisclosureSEC source: 0000919574-21-004132 · ownership.xml · nonDerivative · entry 1 Young Theodore B. · CIK 0001638233 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,199 F1 · shares: Represents 3,136 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 10,000 shares of restricted stock granted to the Reporting Person on June 15, 2020 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:43 UTC |
Lycouris JohnDirector · CEO of Dorian LPG (USA) LLC
|
Tax withholdingCommon Shares, $0.01 par value per share | 1,574 | $14.75 | $23,216.50 |
DisclosureSEC source: 0000919574-21-004131 · ownership.xml · nonDerivative · entry 2 Lycouris John · CIK 0001638218 · Director · CEO of Dorian LPG (USA) LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,401 F2 · shares: Represents 1,574 shares reacquired to satisfy tax withholding obligations in connection with the vesting of 5,000 shares of restricted stock granted to the Reporting Person on June 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.