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Nasdaq · USD

LOVE

Lovesac Co

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6218
SEC CIK
0001701758
Parsed reports
323

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202630
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 10, 2020 21:42 UTC
HEYER ANDREW RDirector · 10% owner
GrantRestricted Stock Units · Derivative 4,126 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014622 · ownership.xml · derivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126

Underlying: Common Stock · 4,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021.

F2 · derivative.expiration_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021.

Read SEC document
June 08, 2020 Filed Jun 12, 2020 16:40 UTC
Satori Capital, LLCAffiliate of reporting person
VANDERBECK SUNNYAffiliate of reporting person
Eisenman RandyAffiliate of reporting person
GrantRestricted Stock Units · Derivative 4,126 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014851 · ownership.xml · derivative · entry 1

Grafer John Richard · CIK 0001729954 · Director

Satori Capital, LLC · CIK 0001744516 · Affiliate of reporting person

VANDERBECK SUNNY · CIK 0001106523 · Affiliate of reporting person

Eisenman Randy · CIK 0001335485 · Affiliate of reporting person

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,126

Underlying: Common Stock · 4,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 4,126 RSUs, all of which vest on June 5, 2021.

F2 · derivative.expiration_date: The reporting person received a grant of 4,126 RSUs, all of which vest on June 5, 2021.

F3 · ownership.nature: The RSUs were granted to Mr. Grafer, a partner at Satori Capital, LLC ("Satori Capital"), in connection with his service as a member of the board of directors of the Issuer. Pursuant to the policies of Satori Capital, Mr. Grafer holds these RSUs as a nominee on behalf, and for the sole benefit, of Satori Capital. Mr. Grafer disclaims beneficial ownership of the RSUs, and the filing of this Form 4 shall not be deemed an admission that Mr. Grafer is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Satori Capital is indirectly owned and controlled by Sunny Vanderbeck and Randy Eisenman through entities that Sunny Vanderbeck or Randy Eisenman own or control.

Read SEC document
June 08, 2020 Filed Jun 17, 2020 01:26 UTC
Fox MaryDirector
GrantRestricted Stock Units · Derivative 4,126 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-015136 · ownership.xml · derivative · entry 1

Fox Mary · CIK 0001815110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126

Underlying: Common Stock · 4,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021.

F2 · derivative.expiration_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021.

Read SEC document
June 08, 2020 Filed Jun 18, 2020 10:08 UTC GrantRestricted Stock Units · Derivative 4,126 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-015228 · ownership.xml · derivative · entry 1

Romig Shirley · CIK 0001815403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126

Underlying: Common Stock · 4,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021.

F2 · derivative.expiration_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
GrantNonstatutory Stock Option (Right to Buy) · Derivative 110,081 Not disclosed Strike: $38.10 Not disclosed
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · derivative · entry 9

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,081

Underlying: Common Stock · 110,081 shares

Expires 2029-06-05

F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
Disposition to issuerNonstatutory Stock Option (Right to Buy) · Derivative 110,081 Not disclosed Strike: $38.10 Not disclosed
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · derivative · entry 8

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,081 shares

Expires 2029-06-05

F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
GrantRestricted Stock Units · Derivative 42,867 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · derivative · entry 7

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,867

Underlying: Common Stock · 42,867 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reporting person received a grant of 42,867 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets.

F4 · derivative.expiration_date: The reporting person received a grant of 42,867 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · derivative · entry 6

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: In connection with the June 5, 2019 RSU grant, the first tranche of performance based RSUs vested upon achievement of the performance conditions.

F3 · derivative.expiration_date: In connection with the June 5, 2019 RSU grant, the first tranche of performance based RSUs vested upon achievement of the performance conditions.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · derivative · entry 5

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 5, 2019, the reporting person received a grant of 16,010 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets. 2,668 of the time vested RSUs vested on June 5, 2020.

F2 · derivative.expiration_date: On June 5, 2019, the reporting person received a grant of 16,010 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets. 2,668 of the time vested RSUs vested on June 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
Tax withholdingCommon Stock, $0.00001 par value 1,172 $17.84 $20,908.48
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · nonDerivative · entry 4

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,742

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
GrantCommon Stock, $0.00001 par value 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · nonDerivative · entry 3

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,914

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
Tax withholdingCommon Stock, $0.00001 par value 1,172 $17.84 $20,908.48
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · nonDerivative · entry 2

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,246

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:38 UTC
Krause Albert JackPresident and COO
GrantCommon Stock, $0.00001 par value 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014540 · ownership.xml · nonDerivative · entry 1

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,418

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
GrantNonstatutory Stock Option (Right to Buy) · Derivative 330,244 Not disclosed Strike: $38.10 Not disclosed
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · derivative · entry 10

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,244

Underlying: Common Stock · 330,244 shares

Expires 2029-06-05

F6 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F6 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
Disposition to issuerNonstatutory Stock Option (Right to Buy) · Derivative 330,244 Not disclosed Strike: $38.10 Not disclosed
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · derivative · entry 9

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 330,244 shares

Expires 2029-06-05

F6 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F6 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F6 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
GrantRestricted Stock Units · Derivative 42,867 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · derivative · entry 8

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,867

Underlying: Common Stock · 42,867 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F5 · derivative.exercise_date: The reporting person received a grant of 42,867 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets.

F5 · derivative.expiration_date: The reporting person received a grant of 42,867 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · derivative · entry 7

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: In connection with the June 5, 2019 RSU grant, the first tranche of performance based RSUs vested upon achievement of the performance conditions.

F4 · derivative.expiration_date: In connection with the June 5, 2019 RSU grant, the first tranche of performance based RSUs vested upon achievement of the performance conditions.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · derivative · entry 6

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 5, 2019, the reporting person received a grant of 16,010 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets. 2,668 of the time vested RSUs vested on June 5, 2020.

F3 · derivative.expiration_date: On June 5, 2019, the reporting person received a grant of 16,010 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets. 2,668 of the time vested RSUs vested on June 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
Tax withholdingCommon Stock, $0.00001 par value 1,107 $17.84 $19,748.88
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · nonDerivative · entry 4

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,449

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
GrantCommon Stock, $0.00001 par value 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · nonDerivative · entry 3

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,556

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
Tax withholdingCommon Stock, $0.00001 par value 1,107 $17.84 $19,748.88
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · nonDerivative · entry 2

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,888

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:39 UTC
Nelson Shawn DavidDirector · CEO and Director
GrantCommon Stock, $0.00001 par value 2,668 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014542 · ownership.xml · nonDerivative · entry 1

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,995

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
GrantNonstatutory Stock Option (Right to Buy) · Derivative 55,041 Not disclosed Strike: $38.10 Not disclosed
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · derivative · entry 9

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,041

Underlying: Common Stock · 55,041 shares

Expires 2029-06-05

F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
Disposition to issuerNonstatutory Stock Option (Right to Buy) · Derivative 55,041 Not disclosed Strike: $38.10 Not disclosed
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · derivative · entry 8

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,041 shares

Expires 2029-06-05

F5 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

F5 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 5, 2019 and provides for 100% vesting on the first trading day after the date on which the closing price of the Issuer's common stock has been at least $75 (subject to adjustment) for 60 consecutive trading days (the "Stock Price Goal"), so long as the Stock Price Goal is attained by June 5, 2024 (the previously granted option required the Stock Price Goal be achieved prior to June 5, 2022) and the reporting person has remained in continuous service through such date (both, the "Additional Vesting Conditions"). If the Stock Price Goal is not attained or the Additional Vesting Conditions are not satisfied, then the stock options will terminate and be of no further effect on the earlier of June 5, 2024 or the reporting person's termination of service.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
GrantRestricted Stock Units · Derivative 16,331 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · derivative · entry 7

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,331

Underlying: Common Stock · 16,331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · derivative.exercise_date: The reporting person received a grant of 16,331 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets.

F4 · derivative.expiration_date: The reporting person received a grant of 16,331 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,049 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · derivative · entry 6

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193

Underlying: Common Stock · 1,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: In connection with the June 5, 2019 RSU grant, the first tranche of performance based RSUs vested upon achievement of the performance conditions.

F3 · derivative.expiration_date: In connection with the June 5, 2019 RSU grant, the first tranche of performance based RSUs vested upon achievement of the performance conditions.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,049 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · derivative · entry 5

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,242

Underlying: Common Stock · 1,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 5, 2019, the reporting person received a grant of 6,291 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets. 1,049 of the time vested RSUs vested on June 5, 2020.

F2 · derivative.expiration_date: On June 5, 2019, the reporting person received a grant of 6,291 RSUs, of which (a) 50% are subject to a three-year time based vesting schedule, vesting 33.34% on the first anniversary of the grant date and vesting 33.33% on each of the second and third year anniversaries of the grant date, and (b) 50% are performance based granted in three tranches with each tranche being conditioned upon the achievement of certain adjusted annual revenue and earnings before interest, taxes, depreciation, and amortization (Adjusted EBITDA) performance versus pre-established targets. 1,049 of the time vested RSUs vested on June 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
Tax withholdingCommon Stock, $0.00001 par value 464 $17.84 $8,277.76
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · nonDerivative · entry 4

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,036

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
GrantCommon Stock, $0.00001 par value 1,049 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · nonDerivative · entry 3

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
Tax withholdingCommon Stock, $0.00001 par value 464 $17.84 $8,277.76
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · nonDerivative · entry 2

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,451

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:37 UTC
Dellomo DonnaEVP and CFO
GrantCommon Stock, $0.00001 par value 1,049 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-014538 · ownership.xml · nonDerivative · entry 1

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,915

Read SEC document
April 30, 2020 Filed May 4, 2020 06:16 UTC
Krause Albert JackPresident and COO
GrantRestricted Stock Units · Derivative 9,338 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-010824 · ownership.xml · derivative · entry 1

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

Underlying: Common Stock · 9,338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 9,338 RSUs, of which 100% are subject to vesting on the January 31, 2021.

F2 · derivative.expiration_date: The reporting person received a grant of 9,338 RSUs, of which 100% are subject to vesting on the January 31, 2021.

Read SEC document
April 30, 2020 Filed May 4, 2020 10:23 UTC
Dellomo DonnaEVP and CFO
GrantRestricted Stock Units · Derivative 8,755 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-010828 · ownership.xml · derivative · entry 1

Dellomo Donna · CIK 0001442517 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,755

Underlying: Common Stock · 8,755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 8,755 RSUs, of which 100% are subject to vesting on the January 31, 2021.

F2 · derivative.expiration_date: The reporting person received a grant of 8,755 RSUs, of which 100% are subject to vesting on the January 31, 2021.

Read SEC document
April 30, 2020 Filed May 4, 2020 10:20 UTC
Nelson Shawn DavidDirector · CEO and Director
GrantRestricted Stock Units · Derivative 9,338 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-010826 · ownership.xml · derivative · entry 1

Nelson Shawn David · CIK 0001730879 · Director · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

Underlying: Common Stock · 9,338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 9,338 RSUs, of which 100% are subject to vesting on the January 31, 2021.

F2 · derivative.expiration_date: The reporting person received a grant of 9,338 RSUs, of which 100% are subject to vesting on the January 31, 2021.

Read SEC document
April 29, 2020 Filed Jun 19, 2020 00:43 UTC
Fox MaryDirector
GrantRestricted Stock Units · Derivative 3,245 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-015303 · ownership.xml · derivative · entry 2

Fox Mary · CIK 0001815110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

Underlying: Common Stock · 3,245 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The reporting person received a grant of 3,245 RSUs, of which 50% are subject to vesting on February 25, 2021, and 50% are subject to vesting on February 25, 2022.

F3 · derivative.expiration_date: The reporting person received a grant of 3,245 RSUs, of which 50% are subject to vesting on February 25, 2021, and 50% are subject to vesting on February 25, 2022.

Read SEC document
April 29, 2020 Filed Jun 19, 2020 00:43 UTC
Fox MaryDirector
GrantRestricted Stock Units · Derivative 3,245 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-015303 · ownership.xml · derivative · entry 1

Fox Mary · CIK 0001815110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245

Underlying: Common Stock · 3,245 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting person received a grant of 3,245 RSUs, of which 100% are subject to vesting on February 25, 2021.

F2 · derivative.expiration_date: The reporting person received a grant of 3,245 RSUs, of which 100% are subject to vesting on February 25, 2021.

Read SEC document
January 14, 2020 Filed Jan 15, 2020 23:53 UTC
HEYER ANDREW RDirector · 10% owner
PurchaseCommon Stock, par value $0.00001 5,000 $12.29 $61,433.00
Disclosure

SEC source: 0001213900-20-001153 · ownership.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,960

F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $12.26 to $12.30, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 23:53 UTC
HEYER ANDREW RDirector · 10% owner
PurchaseCommon Stock, par value $0.00001 15,000 $12.99 $194,823.00
Disclosure

SEC source: 0001213900-20-001153 · ownership.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,960

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $12.53 to $13.17, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 22:23 UTC
Dellomo DonnaExecutive VP and CFO
GrantCommon Stock, $0.00001 par value 3,275 $15.25 $49,927.38
Disclosure

SEC source: 0001213900-20-000068 · ownership.xml · nonDerivative · entry 1

Dellomo Donna · CIK 0001442517 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,866

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $15.24 to $15.2499, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 18:11 UTC
Krause Albert JackPresident and COO
PurchaseCommon Stock, $0.00001 par value 6,816 $14.63 $99,713.31
Disclosure

SEC source: 0001213900-19-027224 · ownership.xml · nonDerivative · entry 1

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,750

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $14.6208 to $14.6409, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 23:06 UTC
HEYER ANDREW RDirector · 10% owner
PurchaseCommon Stock, par value $0.00001 2,500 $14.09 $35,216.25
Disclosure

SEC source: 0001213900-19-027221 · ownership.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,960

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $13.9892 to $14.1285, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 23:23 UTC
HEYER ANDREW RDirector · 10% owner
PurchaseCommon Stock, par value $0.00001 10,260 $14.45 $148,260.08
Disclosure

SEC source: 0001213900-19-027036 · ownership.xml · nonDerivative · entry 2

HEYER ANDREW R · CIK 0001259062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,460

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $14.27 to $14.50, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 23:23 UTC
HEYER ANDREW RDirector · 10% owner
PurchaseCommon Stock, par value $0.00001 4,200 $14.00 $58,800.00
Disclosure

SEC source: 0001213900-19-027036 · ownership.xml · nonDerivative · entry 1

HEYER ANDREW R · CIK 0001259062 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Read SEC document
December 18, 2019 Filed Dec 21, 2019 02:09 UTC OtherWarrants to Purchase Common Stock · Derivative 75,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001213900-19-026752 · ownership.xml · derivative · entry 2

Mistral Sac Holdings, LLC · CIK 0001790636 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2021-06-29

F1 · kind: Represents a distribution of shares of the registrant's common stock and warrants exercisable for shares of the registrant's common stock, as applicable, from Mistral Sac Holdings, LLC to its members.

Read SEC document
December 18, 2019 Filed Dec 21, 2019 02:09 UTC OtherCommon Stock, par value $0.00001 2,639,744 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-026752 · ownership.xml · nonDerivative · entry 1

Mistral Sac Holdings, LLC · CIK 0001790636 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Represents a distribution of shares of the registrant's common stock and warrants exercisable for shares of the registrant's common stock, as applicable, from Mistral Sac Holdings, LLC to its members.

Read SEC document
December 18, 2019 Filed Dec 21, 2019 02:28 UTC OtherCommon Stock, par value $0.00001 3,611,361 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-026756 · ownership.xml · nonDerivative · entry 2

SAC Acquisition LLC · CIK 0001477067 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents a pro rata distribution of shares of the registrant's common stock from SAC to its members.

Read SEC document
December 18, 2019 Filed Dec 21, 2019 02:28 UTC Disposition to issuerCommon Stock, par value $0.00001 175,478 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-026756 · ownership.xml · nonDerivative · entry 1

SAC Acquisition LLC · CIK 0001477067 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,611,361

F1 · kind: Represents a contribution of shares of the registrant's common stock from SAC Acquisition LLC ("SAC") to the registrant in connection with an exchange of options issued by SAC.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:09 UTC
Krause Albert JackPresident and COO
OtherCommon Stock, $0.00001 par value 3,879 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-026750 · ownership.xml · nonDerivative · entry 3

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,934

F3 · kind: Represents the number of shares acquired in a pro rata distribution of shares of the Issuer's common stock from SAC to its members.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:09 UTC
Krause Albert JackPresident and COO
Tax withholdingCommon Stock, $0.00001 par value 4,860 $11.05 $53,703.00
Disclosure

SEC source: 0001213900-19-026750 · ownership.xml · nonDerivative · entry 2

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,055

F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the issuance of shares in connection with the Exchange.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:09 UTC
Krause Albert JackPresident and COO
GrantCommon Stock, $0.00001 par value 10,124 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-026750 · ownership.xml · nonDerivative · entry 1

Krause Albert Jack · CIK 0001729258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,915

F1 · shares: The reporting person received 10,124 shares of the Issuer's common stock in connection with agreement between SAC Acquisition LLC ("SAC") and the Issuer to exchange previously issued options to acquire units of SAC for shares of the Issuer's common stock (the "Exchange").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.