Last 12 months
Inside the activity.
4 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 69,407 | $39.37 | $2,732,553.59 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 7 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,928,376 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 28,801 | $38.45 | $1,107,398.45 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,997,783 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F3 · ownership.nature: Represents shares sold by Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds"). The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Mistral Funds on October 19, 2020. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 5,915 | $38.45 | $227,431.75 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,026,584 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F2 · ownership.nature: Represents shares sold by MEP Co-Invest, LLC ("MEP Co-Invest"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 106,433 | $38.45 | $4,092,348.85 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,032,499 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 2,906 | $37.76 | $109,730.56 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,138,932 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F3 · ownership.nature: Represents shares sold by Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds"). The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Mistral Funds on October 19, 2020. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 597 | $37.76 | $22,542.72 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,141,838 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F2 · ownership.nature: Represents shares sold by MEP Co-Invest, LLC ("MEP Co-Invest"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| December 09, 2020 Filed Dec 12, 2020 01:17 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 10,736 | $37.76 | $405,391.36 |
DisclosureSEC source: 0001213900-20-042352 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,142,435 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $37.76: $37.00 to $37.995;(b) with respect to the weighted average price of $38.45: $38.00 to $38.995; (c) with respect to the weighted average price of $39.37: $39.00 to $39.89; (d) with respect to the weighted average price of $40.20: $40.00 to $40.50; (e) with respect to the weighted average price of $40.32: $40.00 to $40.99; and (f) with respect to the weighted average price of $41.12: $41.00 to $41.25. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 4,830 | $34.83 | $168,240.98 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 12 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,153,171 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F3 · ownership.nature: Represents shares sold by Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 1,208 | $34.83 | $42,077.66 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 11 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,158,001 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F2 · ownership.nature: Represents shares sold by MEP Co-Invest, LLC ("MEP Co-Invest"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 18,113 | $34.83 | $630,921.07 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 10 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,159,209 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 2,753 | $36.84 | $101,410.33 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 9 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,177,322 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F3 · ownership.nature: Represents shares sold by Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 688 | $36.84 | $25,343.37 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 8 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,180,075 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F2 · ownership.nature: Represents shares sold by MEP Co-Invest, LLC ("MEP Co-Invest"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 10,324 | $36.84 | $380,297.96 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 7 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,180,763 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 15,510 | $35.87 | $556,396.43 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,191,087 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F3 · ownership.nature: Represents shares sold by Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 3,878 | $35.87 | $139,117.05 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,206,597 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F2 · ownership.nature: Represents shares sold by MEP Co-Invest, LLC ("MEP Co-Invest"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 58,164 | $35.87 | $2,086,540.44 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,210,475 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 11,616 | $34.60 | $401,956.58 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,268,639 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F3 · ownership.nature: Represents shares sold by Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 2,904 | $34.60 | $100,489.14 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,280,255 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F2 · ownership.nature: Represents shares sold by MEP Co-Invest, LLC ("MEP Co-Invest"). F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 16, 2020 Filed Oct 21, 2020 01:06 UTC |
HEYER ANDREW RDirector · 10% owner
Mistral Equity Partners, LP10% owner
|
SaleCommon stock, $0.00001 par value | 43,559 | $34.60 | $1,507,302.57 |
DisclosureSEC source: 0001213900-20-032416 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner Mistral Equity Partners, LP · CIK 0001414551 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,283,159 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from (a) with respect to the weighted average price of $34.6037: $34.50 to $35.46; (b) with respect to the weighted average price of $35.8734: $35.50 to $36.49; (c) with respect to the weighted average price $36.8363: $36.51 to $37.50; and (d) with respect to the weighted average price $34.8325: $34.50 to $35.29. The reporting persons undertake to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4). F8 · ownership.direct: These shares are owned directly by MEP, LP. F1 · ownership.nature: Represents shares sold by Mistral Equity Partners, LP ("MEP, LP"), a 10% owner of the issuer. F5 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by the Mistral Funds, Mistral Sac Holdings 3, LLP ("MSH3") and Mistral Sac Holdings 4, LLP ("MSH4"). Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 74,200 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · derivative · entry 10 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 74,200 shares Expires 2021-06-29 F3 · ownership.nature: On October 14, 2020, Mistral Sac Holdings 4, LLP ("MSH4") exercised a warrant to purchase 74,200 shares of Lovesac common stock for $16 per share. MSH4 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 32,906 of the warrant shares to pay the exercise price and issuing to MSH4 the remaining 41,294 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 90,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · derivative · entry 9 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2021-06-29 F2 · ownership.nature: On October 14, 2020, Mistral Sac Holdings 3, LLP ("MSH3") exercised a warrant to purchase 90,000 shares of Lovesac common stock for $16 per share. MSH3 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 39,913 of the warrant shares to pay the exercise price and issuing to MSH3 the remaining 50,087 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 75,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · derivative · entry 8 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2021-06-29 F1 · ownership.nature: On October 14, 2020, Mistral Equity Partners, LP ("MEP, LP"), MEP Co-Invest, LLC ("MEP Co-Invest"), and Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds") exercised warrants to purchase a total of 75,000 shares of Lovesac common stock for $16 per share. The Mistral Funds paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 33,260 of the warrant shares to pay the exercise price and issuing to the Mistral Funds the remaining 41,740 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 32,906 | $36.08 | $1,187,189.25 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · nonDerivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,359,626 F3 · kind: On October 14, 2020, Mistral Sac Holdings 4, LLP ("MSH4") exercised a warrant to purchase 74,200 shares of Lovesac common stock for $16 per share. MSH4 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 32,906 of the warrant shares to pay the exercise price and issuing to MSH4 the remaining 41,294 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon stock, $0.00001 par value | 74,200 | $16.00 | $1,187,200.00 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,285,426 F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 39,913 | $36.08 | $1,439,989.20 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,325,339 F2 · kind: On October 14, 2020, Mistral Sac Holdings 3, LLP ("MSH3") exercised a warrant to purchase 90,000 shares of Lovesac common stock for $16 per share. MSH3 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 39,913 of the warrant shares to pay the exercise price and issuing to MSH3 the remaining 50,087 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon stock, $0.00001 par value | 90,000 | $16.00 | $1,440,000.00 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,235,339 F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 33,260 | $36.08 | $1,199,960.93 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,268,599 F1 · kind: On October 14, 2020, Mistral Equity Partners, LP ("MEP, LP"), MEP Co-Invest, LLC ("MEP Co-Invest"), and Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds") exercised warrants to purchase a total of 75,000 shares of Lovesac common stock for $16 per share. The Mistral Funds paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 33,260 of the warrant shares to pay the exercise price and issuing to the Mistral Funds the remaining 41,740 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:23 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon stock, $0.00001 par value | 75,000 | $16.00 | $1,200,000.00 |
DisclosureSEC source: 0001213900-20-031750 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,250,153 F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 74,200 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · derivative · entry 12 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 74,200 shares Expires 2021-06-29 F3 · ownership.nature: On October 14, 2020, Mistral Sac Holdings 4, LLP ("MSH4") exercised a warrant to purchase 74,200 shares of Lovesac common stock for $16 per share. MSH4 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 32,906 of the warrant shares to pay the exercise price and issuing to MSH4 the remaining 41,294 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 90,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · derivative · entry 11 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2021-06-29 F2 · ownership.nature: On October 14, 2020, Mistral Sac Holdings 3, LLP ("MSH3") exercised a warrant to purchase 90,000 shares of Lovesac common stock for $16 per share. MSH3 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 39,913 of the warrant shares to pay the exercise price and issuing to MSH3 the remaining 50,087 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
OtherWarrant (right to buy) · Derivative | 75,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · derivative · entry 10 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2021-06-29 F1 · ownership.nature: On October 14, 2020, Mistral Equity Partners, LP ("MEP, LP"), MEP Co-Invest, LLC ("MEP Co-Invest"), and Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds") exercised warrants to purchase a total of 75,000 shares of Lovesac common stock for $16 per share. The Mistral Funds paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 33,262 of the warrant shares to pay the exercise price and issuing to the Mistral Funds the remaining 41,738 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 32,906 | $36.08 | $1,187,189.25 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 7 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,326,718 F3 · kind: On October 14, 2020, Mistral Sac Holdings 4, LLP ("MSH4") exercised a warrant to purchase 74,200 shares of Lovesac common stock for $16 per share. MSH4 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 32,906 of the warrant shares to pay the exercise price and issuing to MSH4 the remaining 41,294 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon stock, $0.00001 par value | 74,200 | $16.00 | $1,187,200.00 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 6 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,359,624 F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 39,913 | $36.08 | $1,439,989.20 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 5 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,285,424 F2 · kind: On October 14, 2020, Mistral Sac Holdings 3, LLP ("MSH3") exercised a warrant to purchase 90,000 shares of Lovesac common stock for $16 per share. MSH3 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 39,913 of the warrant shares to pay the exercise price and issuing to MSH3 the remaining 50,087 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 39,913 | $36.08 | $1,439,989.20 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,285,424 F2 · kind: On October 14, 2020, Mistral Sac Holdings 3, LLP ("MSH3") exercised a warrant to purchase 90,000 shares of Lovesac common stock for $16 per share. MSH3 paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 39,913 of the warrant shares to pay the exercise price and issuing to MSH3 the remaining 50,087 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon stock, $0.00001 par value | 90,000 | $16.00 | $1,440,000.00 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,325,337 F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
SaleCommon stock, $0.00001 par value | 33,262 | $36.08 | $1,200,033.09 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,235,337 F1 · kind: On October 14, 2020, Mistral Equity Partners, LP ("MEP, LP"), MEP Co-Invest, LLC ("MEP Co-Invest"), and Mistral Equity Partners QP, LP ("Mistral QP" and together with MEP, LP and MEP Co-Invest, the "Mistral Funds") exercised warrants to purchase a total of 75,000 shares of Lovesac common stock for $16 per share. The Mistral Funds paid the exercise price on a cashless basis, resulting in Lovesac's withholding of 33,262 of the warrant shares to pay the exercise price and issuing to the Mistral Funds the remaining 41,738 shares. F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 14, 2020 Filed Oct 21, 2020 01:04 UTC Amendment |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon stock, $0.00001 par value | 75,000 | $16.00 | $1,200,000.00 |
DisclosureSEC source: 0001213900-20-032412 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,268,599 F4 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH3, MSH4 and the Mistral Funds. Each of the Mistral Funds is controlled by Mr. Heyer. Mr. Heyer disclaims beneficial ownership of the securities owned by MSH3, MSH4 and the Mistral Funds, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 14:11 UTC |
Romig ShirleyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-030217 · ownership.xml · derivative · entry 4 Romig Shirley · CIK 0001815403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,748 Underlying: Common Stock · 1,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: On October 2, 2019, the reporting person received a grant of 3,245 RSUs, of which 50% vest on the first anniversary of the grant date and 50% vest on the second anniversary of the grant date. F3 · derivative.expiration_date: On October 2, 2019, the reporting person received a grant of 3,245 RSUs, of which 50% vest on the first anniversary of the grant date and 50% vest on the second anniversary of the grant date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 14:11 UTC |
Romig ShirleyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-030217 · ownership.xml · derivative · entry 3 Romig Shirley · CIK 0001815403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,371 Underlying: Common Stock · 3,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: On October 2, 2019, the reporting person received a grant of 3,245 RSUs, of which 100% vest on the first anniversary of the grant date. F2 · derivative.expiration_date: On October 2, 2019, the reporting person received a grant of 3,245 RSUs, of which 100% vest on the first anniversary of the grant date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 14:11 UTC |
Romig ShirleyDirector
|
Exercise / conversionCommon stock, $0.00001 par value | 1,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-030217 · ownership.xml · nonDerivative · entry 2 Romig Shirley · CIK 0001815403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 14:11 UTC |
Romig ShirleyDirector
|
Exercise / conversionCommon stock, $0.00001 par value | 3,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-030217 · ownership.xml · nonDerivative · entry 1 Romig Shirley · CIK 0001815403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 23:33 UTC |
Nelson Shawn DavidDirector · Chief Executive Officer
|
SaleCommon Stock, $0.00001 par value | 6,000 | $26.85 | $161,100.00 |
DisclosureSEC source: 0001213900-20-026981 · ownership.xml · nonDerivative · entry 1 Nelson Shawn David · CIK 0001730879 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,122 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.53 to $27.24, inclusive. The reporting person undertakes to provide to The Lovesac Company, any security holder of The Lovesac Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1). Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 01:31 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon Stock, par value $0.00001 | 91,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018308 · ownership.xml · nonDerivative · entry 4 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,687 F6 · kind: Represents shares acquired in pro rata distributions of shares of the registrant's common stock from MSH2 and MSH4 to its members Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 01:31 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon Stock, par value $0.00001 | 33,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018308 · ownership.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 33,515 F6 · kind: Represents shares acquired in pro rata distributions of shares of the registrant's common stock from MSH2 and MSH4 to its members F3 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH2, Mistral Sac Holdings 4, LLC ("MSH4"), Heyer Investment Management LLC, Andrew R. Heyer 2007 Associates, L.P. and the Mistral Funds (as defined below). Mr. Heyer disclaims beneficial ownership of the securities owned by the aforementioned entities, except to the extent of Mr. Heyer's pecuniary interest therein. F7 · ownership.nature: These shares are held by Heyer Investment Management LLC and Andrew R. Heyer 2007 Associates, L.P., each of which Mr. Heyer controls. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 01:31 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon Stock, par value $0.00001 | 154,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018308 · ownership.xml · nonDerivative · entry 2 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · kind: Represents a pro rata distribution of shares of the registrant's common stock from MSH4 to its members. F3 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH2, Mistral Sac Holdings 4, LLC ("MSH4"), Heyer Investment Management LLC, Andrew R. Heyer 2007 Associates, L.P. and the Mistral Funds (as defined below). Mr. Heyer disclaims beneficial ownership of the securities owned by the aforementioned entities, except to the extent of Mr. Heyer's pecuniary interest therein. F5 · ownership.nature: These securities were held by MSH4. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 01:31 UTC |
HEYER ANDREW RDirector · 10% owner
|
OtherCommon Stock, par value $0.00001 | 430,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018308 · ownership.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Represents a pro rata distribution of shares of the registrant's common stock from Mistral Sac Holdings 2, LLC ("MSH2") to its members. F2 · ownership.nature: These securities were held by MSH2. F3 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Heyer may be deemed to have beneficial ownership of certain of the securities that are beneficially owned by MSH2, Mistral Sac Holdings 4, LLC ("MSH4"), Heyer Investment Management LLC, Andrew R. Heyer 2007 Associates, L.P. and the Mistral Funds (as defined below). Mr. Heyer disclaims beneficial ownership of the securities owned by the aforementioned entities, except to the extent of Mr. Heyer's pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 23, 2020 14:11 UTC |
PHOENIX WILLIAMDirector
|
OtherCommon Stock, $0.00001 par value | 7,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-018337 · ownership.xml · nonDerivative · entry 1 PHOENIX WILLIAM · CIK 0001204962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,262 F1 · kind: Represents a pro rata distribution from Mistral Sac Holdings 2, LLC to its members. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:44 UTC |
PHOENIX WILLIAMDirector
|
GrantRestricted Stock Units · Derivative | 4,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-014631 · ownership.xml · derivative · entry 1 PHOENIX WILLIAM · CIK 0001204962 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,126 Underlying: Common Stock · 4,126 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021. F2 · derivative.expiration_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2021. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 21:43 UTC |
McLallen Walter FieldDirector
|
GrantRestricted Stock Units · Derivative | 4,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-014627 · ownership.xml · derivative · entry 1 McLallen Walter Field · CIK 0001666150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,126 Underlying: Common Stock · 4,126 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2020. F2 · derivative.expiration_date: The reporting person received a grant of 4,126 RSUs, of which 100% are subject to vesting on 6/5/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.