LNG

SEC source: 0000003570-24-000025 · wk-form4_1707874299.xml · nonDerivative · entry 4

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · derivative · entry 11

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F4 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 10, 2024 and settled in cash.

F4 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 10, 2024 and settled in cash.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · nonDerivative · entry 6

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,748

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · nonDerivative · entry 5

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 754,282

F4 · shares: Represents the portion of the previously reported RSU grant that vested February 10, 2024 and settled in cash.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · nonDerivative · entry 4

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 767,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000034 · wk-form4_1707874861.xml · derivative · entry 10

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929

Underlying: Common Stock · 2,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F5 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

F5 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

SEC source: 0000003570-24-000034 · wk-form4_1707874861.xml · nonDerivative · entry 4

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,698

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000034 · wk-form4_1707874861.xml · nonDerivative · entry 3

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,890

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000034 · wk-form4_1707874861.xml · nonDerivative · entry 2

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,420

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2024 and settled in cash.

SEC source: 0000003570-24-000034 · wk-form4_1707874861.xml · nonDerivative · entry 1

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000032 · wk-form4_1707874720.xml · derivative · entry 10

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,616

Underlying: Common Stock · 3,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

SEC source: 0000003570-24-000032 · wk-form4_1707874720.xml · nonDerivative · entry 3

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,437

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000032 · wk-form4_1707874720.xml · nonDerivative · entry 2

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,936

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2024 and settled in cash.

SEC source: 0000003570-24-000032 · wk-form4_1707874720.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000030 · wk-form4_1707874537.xml · derivative · entry 5

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,616

Underlying: Common Stock · 3,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F3 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

F3 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

SEC source: 0000003570-24-000030 · wk-form4_1707874537.xml · nonDerivative · entry 2

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,542

F2 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000030 · wk-form4_1707874537.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000028 · wk-form4_1707874448.xml · derivative · entry 10

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,792

Underlying: Common Stock · 4,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

SEC source: 0000003570-24-000028 · wk-form4_1707874448.xml · nonDerivative · entry 3

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,284

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000028 · wk-form4_1707874448.xml · nonDerivative · entry 2

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,203

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2024 and settled in cash.

SEC source: 0000003570-24-000028 · wk-form4_1707874448.xml · nonDerivative · entry 1

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Units ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000025 · wk-form4_1707874299.xml · derivative · entry 10

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,888

Underlying: Common Stock · 3,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

SEC source: 0000003570-24-000025 · wk-form4_1707874299.xml · nonDerivative · entry 3

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,631

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000025 · wk-form4_1707874299.xml · nonDerivative · entry 2

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,183

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2024 and settled in cash.

SEC source: 0000003570-24-000025 · wk-form4_1707874299.xml · nonDerivative · entry 1

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · derivative · entry 10

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,008

Underlying: Common Stock · 17,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2024.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · nonDerivative · entry 3

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,748

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · nonDerivative · entry 2

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,440

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2024 and settled in cash.

SEC source: 0000003570-24-000023 · wk-form4_1707874131.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

SEC source: 0000003570-24-000018 · wk-form4_1707518172.xml · derivative · entry 1

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,770

Underlying: Common Stock · 4,770 shares

Expires not disclosed

F1 · derivative.exercise_price: Each grant of a restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock of Cheniere Energy, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

F2 · derivative.expiration_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

SEC source: 0000003570-24-000017 · wk-form4_1707518119.xml · derivative · entry 1

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,179

Underlying: Common Stock · 11,179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each grant of a restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock of Cheniere Energy, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

F2 · derivative.expiration_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

SEC source: 0000003570-24-000016 · wk-form4_1707518018.xml · derivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,179

Underlying: Common Stock · 11,179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each grant of a restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock of Cheniere Energy, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

F2 · derivative.expiration_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

SEC source: 0000003570-24-000015 · wk-form4_1707517962.xml · derivative · entry 1

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,160

Underlying: Common Stock · 14,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Each grant of a restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock of Cheniere Energy, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

F2 · derivative.expiration_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

SEC source: 0000003570-24-000014 · wk-form4_1707517851.xml · derivative · entry 1

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,924

Underlying: Common Stock · 11,924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each grant of a restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock of Cheniere Energy, Inc. (the "Company")

F2 · derivative.exercise_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026 and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

F2 · derivative.expiration_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026 and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

SEC source: 0000003570-24-000012 · wk-form4_1707517737.xml · derivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,677

Underlying: Common Stock · 50,677 shares

Expires not disclosed

F1 · derivative.exercise_price: Each grant of a restricted stock unit ("RSU") is the economic equivalent of one share of Common Stock of Cheniere Energy, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

F2 · derivative.expiration_date: These RSUs vest in equal installments on each of February 8, 2025, February 8, 2026, and February 8, 2027, and may be paid in the Company's Common Stock or in cash.

SEC source: 0000003570-23-000111 · wk-form4_1701470490.xml · derivative · entry 2

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Common Stock · 3,098 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000111 · wk-form4_1701470490.xml · nonDerivative · entry 1

Slack David L · CIK 0001915382 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,102

F1 · shares: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000110 · wk-form4_1701470426.xml · derivative · entry 4

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Common Stock · 5,587 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F2 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

SEC source: 0000003570-23-000110 · wk-form4_1701470426.xml · derivative · entry 3

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,034

Underlying: Common Stock · 5,034 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · derivative.exercise_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.expiration_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000110 · wk-form4_1701470426.xml · nonDerivative · entry 2

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,631

F2 · shares: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

SEC source: 0000003570-23-000110 · wk-form4_1701470426.xml · nonDerivative · entry 1

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,218

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000109 · wk-form4_1701470367.xml · derivative · entry 4

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,350

Underlying: Common Stock · 7,350 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F2 · shares: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

SEC source: 0000003570-23-000109 · wk-form4_1701470367.xml · derivative · entry 3

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,228

Underlying: Common Stock · 5,228 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.exercise_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.expiration_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000109 · wk-form4_1701470367.xml · nonDerivative · entry 2

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,437

F2 · shares: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

SEC source: 0000003570-23-000109 · wk-form4_1701470367.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,787

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000108 · wk-form4_1701470273.xml · derivative · entry 4

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,015

Underlying: Common Stock · 7,015 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F2 · shares: Represents RSUs previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.exercise_date: Represents RSUs previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.expiration_date: Represents RSUs previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

SEC source: 0000003570-23-000108 · wk-form4_1701470273.xml · derivative · entry 3

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 11,617 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000108 · wk-form4_1701470273.xml · nonDerivative · entry 2

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,284

F2 · shares: Represents RSUs previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

SEC source: 0000003570-23-000108 · wk-form4_1701470273.xml · nonDerivative · entry 1

Grindal Corey · CIK 0001948374 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,299

F1 · shares: Represents Restricted Stock Units ("RSU") previously reported as a holding on Table I that were modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2024.

SEC source: 0000003570-23-000107 · wk-form4_1701470175.xml · derivative · entry 4

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,933

Underlying: Common Stock · 27,933 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F2 · shares: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.

F2 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that is scheduled to vest in 2024 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 11, 2024.