LNG

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · nonDerivative · entry 6

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,062

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · nonDerivative · entry 5

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 730,754

F4 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2025 and settled in cash.

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · nonDerivative · entry 4

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. (the "Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · derivative · entry 13

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,965

Underlying: Common Stock · 2,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F9 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2025.

F9 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2025.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · nonDerivative · entry 6

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,174

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · nonDerivative · entry 5

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,908

F4 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2025 and settled in cash.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · nonDerivative · entry 4

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · derivative · entry 11

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,808

Underlying: Common Stock · 3,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F7 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2025.

F7 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2025.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · nonDerivative · entry 6

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,209

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · nonDerivative · entry 5

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,595

F4 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2025 and settled in cash.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · nonDerivative · entry 4

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · derivative · entry 11

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,808

Underlying: Common Stock · 3,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F7 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 9, 2025.

F7 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 9, 2025.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · nonDerivative · entry 6

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,481

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · nonDerivative · entry 5

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,867

F4 · shares: Represents the portion of the previously reported RSU grant that vested February 9, 2025 and settled in cash.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · nonDerivative · entry 4

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000027 · wk-form4_1739327709.xml · derivative · entry 10

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,609

Underlying: Common Stock · 3,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSUs that vested February 8, 2025.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSUs that vested February 8, 2025.

SEC source: 0000003570-25-000027 · wk-form4_1739327709.xml · nonDerivative · entry 3

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,375

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000027 · wk-form4_1739327709.xml · nonDerivative · entry 2

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,298

F2 · shares: Represents the portion of the previously reported RSUs that vested February 8, 2025 and settled in cash.

SEC source: 0000003570-25-000027 · wk-form4_1739327709.xml · nonDerivative · entry 1

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000028 · wk-form4_1739327733.xml · derivative · entry 10

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,950

Underlying: Common Stock · 3,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc ("the Company") or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

SEC source: 0000003570-25-000028 · wk-form4_1739327733.xml · nonDerivative · entry 3

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,661

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000028 · wk-form4_1739327733.xml · nonDerivative · entry 2

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,641

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 8, 2025 and settled in cash.

SEC source: 0000003570-25-000028 · wk-form4_1739327733.xml · nonDerivative · entry 1

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · derivative · entry 10

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,785

Underlying: Common Stock · 16,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. (the "Company") or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · nonDerivative · entry 3

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,062

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · nonDerivative · entry 2

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 730,038

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 8, 2025 and settled in cash.

SEC source: 0000003570-25-000026 · wk-form4_1739327686.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 740,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. (the "Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · derivative · entry 12

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,180

Underlying: Common Stock · 1,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F8 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

F8 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · nonDerivative · entry 3

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,174

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · nonDerivative · entry 2

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,588

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 8, 2025 and settled in cash.

SEC source: 0000003570-25-000025 · wk-form4_1739327663.xml · nonDerivative · entry 1

Slack David L · CIK 0001915382 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · derivative · entry 10

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Common Stock · 3,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · nonDerivative · entry 3

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,209

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · nonDerivative · entry 2

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,130

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 8, 2025 and settled in cash.

SEC source: 0000003570-25-000024 · wk-form4_1739327634.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · derivative · entry 10

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,453

Underlying: Common Stock · 3,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

F6 · derivative.exercise_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

F6 · derivative.expiration_date: Represents the portion of the previously reported RSU grant that vested February 8, 2025.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · nonDerivative · entry 3

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,481

F3 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock units.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · nonDerivative · entry 2

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,403

F2 · shares: Represents the portion of the previously reported RSU grant that vested February 8, 2025 and settled in cash.

SEC source: 0000003570-25-000023 · wk-form4_1739327610.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of Cheniere Energy, Inc. ("the Company") or the cash equivalent thereof.

SEC source: 0000003570-25-000007 · wk-form4_1737673291.xml · nonDerivative · entry 1

MORELAND W BENJAMIN · CIK 0001157962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,412

F1 · price: These shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

SEC source: 0000003570-25-000002 · wk-form4_1735943152.xml · derivative · entry 3

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company.

F3 · derivative.exercise_date: Represents the portion of the previously reported RSUs that vested January 1, 2025.

F3 · derivative.expiration_date: Represents the portion of the previously reported RSUs that vested January 1, 2025.

SEC source: 0000003570-25-000002 · wk-form4_1735943152.xml · nonDerivative · entry 2

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,375

F2 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of RSUs.

SEC source: 0000003570-25-000002 · wk-form4_1735943152.xml · nonDerivative · entry 1

Hinz Maas · CIK 0002040019 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of common stock of the Company.

SEC source: 0000003570-24-000138 · wk-form4_1733270185.xml · derivative · entry 2

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,686

Underlying: Common Stock · 21,686 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.exercise_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.expiration_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

SEC source: 0000003570-24-000138 · wk-form4_1733270185.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,062

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

SEC source: 0000003570-24-000137 · wk-form4_1733270110.xml · derivative · entry 2

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock · 5,035 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.exercise_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.expiration_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

SEC source: 0000003570-24-000137 · wk-form4_1733270110.xml · nonDerivative · entry 1

Davis Zach · CIK 0001820535 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,661

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

SEC source: 0000003570-24-000136 · wk-form4_1733270087.xml · derivative · entry 2

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,228

Underlying: Common Stock · 5,228 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.exercise_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.expiration_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

SEC source: 0000003570-24-000136 · wk-form4_1733270087.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · EVP, CLO and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,209

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

SEC source: 0000003570-24-000135 · wk-form4_1733270061.xml · derivative · entry 2

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock of the Company or the cash equivalent thereof.

F1 · shares: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.exercise_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.

F1 · derivative.expiration_date: Represents the portion of the previously reported Restricted Stock Unit ("RSU") grant that is scheduled to vest in 2025 and was modified to permit the settlement of the RSU in cash. No consideration was given by, or to, the Reporting Person. These RSUs vest on February 10, 2025.