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Cheniere Energy, Inc.

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3001
SEC CIK
0000003570
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411

Last 12 months

Inside the activity.

2 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 21:26 UTC
Feygin AnatolEVP & Chief Commercial Officer
Disposition to issuerCommon Stock 12,500 $70.22 $877,750.00
Disclosure

SEC source: 0000003570-18-000142 · wf-form4_153860194549795.xml · nonDerivative · entry 2

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,425

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:26 UTC
Feygin AnatolEVP & Chief Commercial Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000003570-18-000142 · wf-form4_153860194549795.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 10/1/2016, the Reporting Person was granted 25,000 phantom units payable in cash and previously reported on Form 4. One-half of this grant vested on 10/1/2018. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:14 UTC SaleCommon Stock 15,000 $68.88 $1,033,270.50
Disclosure

SEC source: 0000003570-18-000140 · wf-form4_153842843116972.xml · nonDerivative · entry 1

KILPATRICK DAVID B · CIK 0001259279 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 77,265

F1 · price: This price represents the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.8455 - $68.9588. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate price, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
June 29, 2018 Filed Jun 29, 2018 22:18 UTC SaleCommon Stock 10,000 $65.00 $650,000.00
Disclosure

SEC source: 0000003570-18-000117 · wf-form4_153031068143027.xml · nonDerivative · entry 2

BRANDOLINI NUNO · CIK 0001241043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,204

Read SEC document
June 28, 2018 Filed Jun 29, 2018 22:18 UTC SaleCommon Stock 10,000 $65.00 $650,000.00
Disclosure

SEC source: 0000003570-18-000117 · wf-form4_153031068143027.xml · nonDerivative · entry 1

BRANDOLINI NUNO · CIK 0001241043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,204

Read SEC document
June 27, 2018 Filed Jun 29, 2018 23:35 UTC
ICAHN CARL C10% owner
SaleCommon Stock ("Shares") 9,000,000 $64.93 $584,370,000.00
Disclosure

SEC source: 0001140361-18-030775 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see all footnotes

Disclosed balance after: 23,680,490

F1 · ownership.nature: On June 27, 2018, High River Limited Partnership ("High River") sold 1,800,000 Shares, Icahn Partners LP ("Icahn Partners") sold 4,181,142 Shares and Icahn Partners Master Fund LP ("Icahn Master") sold 3,018,858 Shares, in each case to a market-maker pursuant to Section 144(f)(1)(ii) of the Securities Act of 1933, as amended, at a price of $64.93 per Share.

F2 · ownership.nature: High River directly beneficially owns 4,736,099 Shares, Icahn Partners directly beneficially owns 11,233,349 Shares, and Icahn Master directly beneficially owns 7,711,042 Shares.

F3 · ownership.nature: Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F4 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 22:56 UTC SaleCommon Stock 3,406 $68.72 $234,063.73
Disclosure

SEC source: 0000003570-18-000115 · wf-form4_153005377039987.xml · nonDerivative · entry 1

Zichal Heather · CIK 0001610791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,958

Read SEC document
May 22, 2018 Filed May 24, 2018 22:29 UTC GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000111 · wf-form4_152720090804982.xml · nonDerivative · entry 1

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,595

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:26 UTC
TRAVIS LEONARDVP & Chief Accounting Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000109 · wf-form4_152720079676330.xml · nonDerivative · entry 1

TRAVIS LEONARD · CIK 0001185937 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,932

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:23 UTC
SHANDA DOUGSVP, Operations
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000107 · wf-form4_152720053746467.xml · nonDerivative · entry 1

SHANDA DOUG · CIK 0001685373 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,366

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:20 UTC
LEHOTSKY EdSVP, Engineer and Construction
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000105 · wf-form4_152720037976926.xml · nonDerivative · entry 1

LEHOTSKY Ed · CIK 0001685372 · SVP, Engineer and Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,669

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:18 UTC
Fusco Jack ADirector · President and CEO
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000103 · wf-form4_152720027006137.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,552

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:15 UTC
Feygin AnatolEVP & Chief Commercial Officer
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000101 · wf-form4_152720011359251.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,425

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 22, 2018 Filed May 24, 2018 22:13 UTC
Markowitz Sean NGeneral Counsel & Corp Sec
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000099 · wf-form4_152719998201032.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,943

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 17, 2020.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:25 UTC GrantCommon Stock 2,013 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000093 · wf-form4_152694153489903.xml · nonDerivative · entry 1

Zichal Heather · CIK 0001610791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,364

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:22 UTC
SHEAR NEAL ADirector
GrantCommon Stock 3,705 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000091 · wf-form4_152694136508404.xml · nonDerivative · entry 1

SHEAR NEAL A · CIK 0001326397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,714

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:20 UTC GrantCommon Stock 3,705 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000089 · wf-form4_152694122543810.xml · nonDerivative · entry 1

Robillard Donald F JR · CIK 0001543885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,328

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:18 UTC GrantCommon Stock 3,383 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000087 · wf-form4_152694107513000.xml · nonDerivative · entry 1

MATHER COURTNEY · CIK 0001608717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,383

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:12 UTC GrantCommon Stock 3,383 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000083 · wf-form4_152694068676353.xml · nonDerivative · entry 1

LANGHAM ANDREW · CIK 0001619345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,523

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 22:00 UTC
Foley DavidDirector
GrantCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-013606 · doc4.xml · nonDerivative · entry 1

Foley David · CIK 0001310347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

F2 · balance_after: Mr. Foley disclaims beneficial ownership of these securities and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose. Mr. Foley is an employee of The Blackstone Group L.P. or one of its affiliates ("Blackstone"). Pursuant to arrangements between Mr. Foley and Blackstone, Mr. Foley is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:58 UTC GrantCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000081 · wf-form4_152693982263308.xml · nonDerivative · entry 1

KILPATRICK DAVID B · CIK 0001259279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,397

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:53 UTC GrantCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000079 · wf-form4_152693951820016.xml · nonDerivative · entry 1

BRANDOLINI NUNO · CIK 0001241043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,204

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:49 UTC GrantCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000077 · wf-form4_152693929933145.xml · nonDerivative · entry 1

BAILEY VICKY A · CIK 0001295122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,698

F1 · price: The shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:46 UTC GrantCommon Stock 3,140 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000075 · wf-form4_152693918738137.xml · nonDerivative · entry 1

BOTTA G ANDREA · CIK 0001243652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,674

F1 · price: These shares were issued as a restricted stock grant and therefore no consideration was given by the Reporting Person.

Read SEC document
May 12, 2018 Filed May 15, 2018 22:55 UTC
Fusco Jack ADirector · President and CEO
Tax withholdingCommon Stock 13,953 $62.39 $870,527.67
Disclosure

SEC source: 0000003570-18-000068 · wf-form4_152642491092832.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,302

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:38 UTC
Feygin AnatolEVP & Chief Commercial Officer
Tax withholdingCommon Stock 9,838 $53.45 $525,841.10
Disclosure

SEC source: 0000003570-18-000054 · wf-form4_152278788457172.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,425

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:27 UTC
TRAVIS LEONARDVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,038 $57.64 $59,830.32
Disclosure

SEC source: 0000003570-18-000049 · wf-form4_151917285558422.xml · nonDerivative · entry 1

TRAVIS LEONARD · CIK 0001185937 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,932

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:26 UTC
LEHOTSKY EdSVP, Engineer and Construction
Tax withholdingCommon Stock 892 $57.64 $51,414.88
Disclosure

SEC source: 0000003570-18-000047 · wf-form4_151917276753165.xml · nonDerivative · entry 1

LEHOTSKY Ed · CIK 0001685372 · SVP, Engineer and Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,669

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:24 UTC Tax withholdingCommon Stock 2,193 $57.64 $126,404.52
Disclosure

SEC source: 0000003570-18-000045 · wf-form4_151917267820515.xml · nonDerivative · entry 1

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,595

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:23 UTC
SHANDA DOUGSVP, Operations
Tax withholdingCommon Stock 987 $57.64 $56,890.68
Disclosure

SEC source: 0000003570-18-000043 · wf-form4_151917258580331.xml · nonDerivative · entry 1

SHANDA DOUG · CIK 0001685373 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,366

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:19 UTC
Markowitz Sean NGeneral Counsel & Corp Sec
Tax withholdingCommon Stock 655 $57.64 $37,754.20
Disclosure

SEC source: 0000003570-18-000041 · wf-form4_151917236961196.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,943

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:18 UTC
Feygin AnatolEVP & Chief Commercial Officer
Tax withholdingCommon Stock 1,828 $57.64 $105,365.92
Disclosure

SEC source: 0000003570-18-000039 · wf-form4_151917228356973.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,263

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 00:16 UTC
Fusco Jack ADirector · President and CEO
Tax withholdingCommon Stock 6,533 $57.64 $376,562.12
Disclosure

SEC source: 0000003570-18-000037 · wf-form4_151917217262163.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,255

F1 · shares: These shares were withheld by the Company in order to satisfy the Reporting Person's tax liability incident to a vesting of restricted stock.

Read SEC document
February 14, 2018 Filed Feb 17, 2018 00:02 UTC
SHANDA DOUGSVP, Operations
GrantCommon Stock 6,576 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000028 · wf-form4_151882573108869.xml · nonDerivative · entry 2

SHANDA DOUG · CIK 0001685373 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,353

F2 · shares: The shares were issued as a RSU grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

Read SEC document
February 14, 2018 Filed Feb 17, 2018 00:02 UTC
SHANDA DOUGSVP, Operations
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000028 · wf-form4_151882573108869.xml · nonDerivative · entry 1

SHANDA DOUG · CIK 0001685373 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,777

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 14, 2021.

Read SEC document
February 14, 2018 Filed Feb 17, 2018 00:00 UTC
LEHOTSKY EdSVP, Engineer and Construction
GrantCommon Stock 6,417 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000026 · wf-form4_151882563702738.xml · nonDerivative · entry 1

LEHOTSKY Ed · CIK 0001685372 · SVP, Engineer and Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,561

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. The RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 23:58 UTC
TRAVIS LEONARDVP & Chief Accounting Officer
GrantCommon Stock 5,190 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000024 · wf-form4_151882551602269.xml · nonDerivative · entry 1

TRAVIS LEONARD · CIK 0001185937 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,700

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. The RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 23:56 UTC
Fusco Jack ADirector · President and CEO
GrantCommon Stock 57,678 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000022 · wf-form4_151882537575970.xml · nonDerivative · entry 1

Fusco Jack A · CIK 0001425785 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,788

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. The RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 23:54 UTC GrantCommon Stock 14,535 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000020 · wf-form4_151882522856863.xml · nonDerivative · entry 2

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,788

F2 · shares: The shares were issued as a RSU grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 23:54 UTC GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000020 · wf-form4_151882522856863.xml · nonDerivative · entry 1

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,253

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 14, 2021.

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February 14, 2018 Filed Feb 16, 2018 23:52 UTC
Markowitz Sean NGeneral Counsel & Corp Sec
GrantCommon Stock 6,576 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000018 · wf-form4_151882513589808.xml · nonDerivative · entry 2

Markowitz Sean N · CIK 0001556797 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,598

F2 · shares: The shares were issued as a RSU grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

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February 14, 2018 Filed Feb 16, 2018 23:52 UTC
Markowitz Sean NGeneral Counsel & Corp Sec
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000018 · wf-form4_151882513589808.xml · nonDerivative · entry 1

Markowitz Sean N · CIK 0001556797 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 14, 2021.

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February 14, 2018 Filed Feb 16, 2018 23:51 UTC
Feygin AnatolEVP & Chief Commercial Officer
GrantCommon Stock 11,882 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000016 · wf-form4_151882504876100.xml · nonDerivative · entry 2

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,091

F2 · shares: The shares were issued as a RSU grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

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February 14, 2018 Filed Feb 16, 2018 23:51 UTC
Feygin AnatolEVP & Chief Commercial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000016 · wf-form4_151882504876100.xml · nonDerivative · entry 1

Feygin Anatol · CIK 0001604384 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,209

F1 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest on February 14, 2021.

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February 14, 2018 Filed Feb 21, 2018 00:13 UTC Amendment
TRAVIS LEONARDVP & Chief Accounting Officer
GrantCommon Stock 6,460 $0.00 $0.00
Disclosure

SEC source: 0000003570-18-000035 · wf-form4a_151917202164407.xml · nonDerivative · entry 1

TRAVIS LEONARD · CIK 0001185937 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,970

F1 · shares: This amended Form 4 corrects the number of shares of common stock reported as the Restricted Stock Unit grant.

F2 · shares: The shares were issued as a Restricted Stock Unit ("RSU") grant and therefore no consideration was given by the Reporting Person. Each RSU is the economic equivalent of one share of common stock of the Issuer. These RSUs vest in equal installments on each of February 14, 2019, February 14, 2020, and February 14, 2021.

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February 01, 2018 Filed Feb 5, 2018 22:26 UTC Exercise / conversionPHANTOM UNITS · Derivative 56,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000003570-18-000012 · wf-form4_151786957278909.xml · derivative · entry 3

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 56,668 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 04/21/2015, the Reporting Person was granted 170,000 phantom units payable in cash and previously reported on Form 4. One-third of this grant vested on 02/01/2018. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.

F1 · price: On 04/21/2015, the Reporting Person was granted 170,000 phantom units payable in cash and previously reported on Form 4. One-third of this grant vested on 02/01/2018. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.

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February 01, 2018 Filed Feb 5, 2018 22:26 UTC Disposition to issuerCommon Stock 56,668 $57.86 $3,278,810.48
Disclosure

SEC source: 0000003570-18-000012 · wf-form4_151786957278909.xml · nonDerivative · entry 2

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,253

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February 01, 2018 Filed Feb 5, 2018 22:26 UTC Exercise / conversionCommon Stock 56,668 Not disclosed Not disclosed
Disclosure

SEC source: 0000003570-18-000012 · wf-form4_151786957278909.xml · nonDerivative · entry 1

Wortley Michael J · CIK 0001597989 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On 04/21/2015, the Reporting Person was granted 170,000 phantom units payable in cash and previously reported on Form 4. One-third of this grant vested on 02/01/2018. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.

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February 01, 2018 Filed Feb 5, 2018 22:25 UTC
TRAVIS LEONARDVP & Chief Accounting Officer
Exercise / conversionPHANTOM UNITS · Derivative 18,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000003570-18-000011 · wf-form4_151786952752535.xml · derivative · entry 3

TRAVIS LEONARD · CIK 0001185937 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 18,334 shares

Expires 2018-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 04/21/2015, the Reporting Person was granted 55,000 phantom units payable in cash and previously reported on Form 4. One-third of this grant vested on 02/01/2018. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.

F1 · price: On 04/21/2015, the Reporting Person was granted 55,000 phantom units payable in cash and previously reported on Form 4. One-third of this grant vested on 02/01/2018. Each phantom unit is the economic equivalent of one share of common stock of the Issuer.

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February 01, 2018 Filed Feb 5, 2018 22:25 UTC
TRAVIS LEONARDVP & Chief Accounting Officer
Disposition to issuerCommon Stock 18,334 $57.86 $1,060,805.24
Disclosure

SEC source: 0000003570-18-000011 · wf-form4_151786952752535.xml · nonDerivative · entry 2

TRAVIS LEONARD · CIK 0001185937 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,510

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.