Last 12 months
Inside the activity.
7 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 7 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2023 Filed Jan 4, 2023 18:31 UTC |
McNally Michael FDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000326 · wf-form4_167287507651203.xml · nonDerivative · entry 1 McNally Michael F · CIK 0001667559 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Horowitz JoshuaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000310 · wf-form4_167287417872453.xml · derivative · entry 7 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Underlying: Common Stock · 8,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Horowitz JoshuaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000310 · wf-form4_167287417872453.xml · derivative · entry 6 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Horowitz JoshuaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000310 · wf-form4_167287417872453.xml · derivative · entry 5 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,010 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSU's was granted on 04/03/2020. The award is subject to service-based vesting conditions and vests 27.241732% on January 1, 2021 and 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. F3 · derivative.expiration_date: This award of RSU's was granted on 04/03/2020. The award is subject to service-based vesting conditions and vests 27.241732% on January 1, 2021 and 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Horowitz JoshuaDirector
|
Exercise / conversionCommon Stock | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000310 · wf-form4_167287417872453.xml · nonDerivative · entry 3 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Horowitz JoshuaDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000310 · wf-form4_167287417872453.xml · nonDerivative · entry 2 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Horowitz JoshuaDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000310 · wf-form4_167287417872453.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 11 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 Underlying: Common Stock · 3,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F8 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F8 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 10 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,227 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F7 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F7 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 9 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,560 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Tax withholdingCommon Stock | 4,393 | $10.41 | $45,731.13 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 6 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,185 F1 · shares: Reflects the withholding of 5,140 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transactions were exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 5 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 4 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 3 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:17 UTC |
Krzeminski Laurel JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000312 · wf-form4_167287423005254.xml · derivative · entry 6 Krzeminski Laurel J · CIK 0001493187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Underlying: Common Stock · 8,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:17 UTC |
Krzeminski Laurel JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000312 · wf-form4_167287423005254.xml · derivative · entry 5 Krzeminski Laurel J · CIK 0001493187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date F3 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:17 UTC |
Krzeminski Laurel JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000312 · wf-form4_167287423005254.xml · derivative · entry 4 Krzeminski Laurel J · CIK 0001493187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,010 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:17 UTC |
Krzeminski Laurel JDirector
|
Exercise / conversionCommon Stock | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000312 · wf-form4_167287423005254.xml · nonDerivative · entry 3 Krzeminski Laurel J · CIK 0001493187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:17 UTC |
Krzeminski Laurel JDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000312 · wf-form4_167287423005254.xml · nonDerivative · entry 2 Krzeminski Laurel J · CIK 0001493187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:17 UTC |
Krzeminski Laurel JDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000312 · wf-form4_167287423005254.xml · nonDerivative · entry 1 Krzeminski Laurel J · CIK 0001493187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
Young Norbert W.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000308 · wf-form4_167287410616422.xml · derivative · entry 6 Young Norbert W. · CIK 0001679800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Underlying: Common Stock · 8,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
Young Norbert W.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000308 · wf-form4_167287410616422.xml · derivative · entry 5 Young Norbert W. · CIK 0001679800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. F3 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
Young Norbert W.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000308 · wf-form4_167287410616422.xml · derivative · entry 4 Young Norbert W. · CIK 0001679800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,010 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. F2 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
Young Norbert W.Director
|
Exercise / conversionCommon Stock | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000308 · wf-form4_167287410616422.xml · nonDerivative · entry 3 Young Norbert W. · CIK 0001679800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
Young Norbert W.Director
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000308 · wf-form4_167287410616422.xml · nonDerivative · entry 2 Young Norbert W. · CIK 0001679800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
Young Norbert W.Director
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000308 · wf-form4_167287410616422.xml · nonDerivative · entry 1 Young Norbert W. · CIK 0001679800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 7 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,983 Underlying: Common Stock · 8,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 6 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,530 Underlying: Common Stock · 3,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · derivative · entry 5 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,419 Underlying: Common Stock · 5,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F3 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Tax withholdingCommon Stock | 7,616 | $10.41 | $79,282.56 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 4 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,313 F1 · shares: Reflects the withholding of 7,616 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 8,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 3 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 2 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:16 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000309 · wf-form4_167287415645311.xml · nonDerivative · entry 1 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
PRATT GORDON GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 8 PRATT GORDON G · CIK 0001409889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 Underlying: Common Stock · 8,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The RSUs are scheduled to cliff vest on January 1, 2023. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
PRATT GORDON GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 7 PRATT GORDON G · CIK 0001409889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F5 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. F5 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
PRATT GORDON GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · derivative · entry 6 PRATT GORDON G · CIK 0001409889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,010 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
PRATT GORDON GDirector
|
Exercise / conversionCommon Stock | 8,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · nonDerivative · entry 3 PRATT GORDON G · CIK 0001409889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
PRATT GORDON GDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · nonDerivative · entry 2 PRATT GORDON G · CIK 0001409889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:15 UTC |
PRATT GORDON GDirector
|
Exercise / conversionCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000307 · wf-form4_167287408156910.xml · nonDerivative · entry 1 PRATT GORDON G · CIK 0001409889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 8 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,894 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. F5 · balance_after: Reflects the cancellation of 6,000 RSUs subject to vesting upon the achievement of certain performance milestones. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Tax withholdingCommon Stock | 747 | $10.41 | $7,776.27 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,280 F1 · shares: Reflects the withholding of 5,140 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transactions were exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:18 UTC |
Brooks Jayme L.Chief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 17:30 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 2,127 | $10.48 | $22,287.34 |
DisclosureSEC source: 0001104659-22-121330 · tm2231218-1_4seq1.xml · nonDerivative · entry 3 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 256,672 F7 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.41 to $10.50 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 17:30 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 710 | $9.52 | $6,758.63 |
DisclosureSEC source: 0001104659-22-121330 · tm2231218-1_4seq1.xml · nonDerivative · entry 2 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 254,545 F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.55 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:30 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector
|
PurchaseCommon Stock | 4,000 | $9.24 | $36,949.60 |
DisclosureSEC source: 0001104659-22-121330 · tm2231218-1_4seq1.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 253,835 F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.17 to $9.25 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| June 01, 2022 Filed Jun 1, 2022 18:01 UTC |
Horowitz JoshuaDirector
Palm Management (US) LLCDirector
Palmer Bradley CDirector by Deputization
|
PurchaseCommon Stock | 6,315 | $5.93 | $37,421.43 |
DisclosureSEC source: 0001104659-22-067227 · tm2217524-1_4seq1.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director Palm Management (US) LLC · CIK 0001726497 · Director Palm Global Small Cap Master Fund LP · CIK 0001726444 · Director Palmer Bradley C · CIK 0001726523 · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Palm Global Small Cap Master Fund LP Disclosed balance after: 249,835 F5 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $5.95 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · balance_after: The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Read SEC document |
| May 27, 2022 Filed May 31, 2022 20:33 UTC |
Bacon Charles A. IIIDirector · President and CEO
|
PurchaseCommon Stock | 4,384 | $5.70 | $24,988.80 |
DisclosureSEC source: 0001628280-22-015748 · wf-form4_165402918618530.xml · nonDerivative · entry 1 Bacon Charles A. III · CIK 0001679798 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,659 Read SEC document |
| May 24, 2022 Filed May 25, 2022 20:36 UTC |
Horowitz JoshuaDirector
|
PurchaseCommon Stock | 1,000 | $5.64 | $5,640.00 |
DisclosureSEC source: 0001628280-22-015365 · wf-form4_165351094970277.xml · nonDerivative · entry 2 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,932 Read SEC document |
| May 24, 2022 Filed May 26, 2022 16:32 UTC |
ALVARADO LINDA GDirector
|
PurchaseCommon Stock | 7,000 | $5.69 | $39,830.00 |
DisclosureSEC source: 0001628280-22-015478 · wf-form4_165359714930428.xml · nonDerivative · entry 1 ALVARADO LINDA G · CIK 0001122788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,473 Read SEC document |
| May 23, 2022 Filed May 25, 2022 20:36 UTC |
Horowitz JoshuaDirector
|
PurchaseCommon Stock | 2,000 | $5.85 | $11,700.00 |
DisclosureSEC source: 0001628280-22-015365 · wf-form4_165351094970277.xml · nonDerivative · entry 1 Horowitz Joshua · CIK 0001612424 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,932 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.