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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2018 Filed Aug 13, 2018 19:41 UTC SaleCommon Stock 3,587 $103.06 $369,676.22
Disclosure

SEC source: 0001209191-18-046384 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,707,597

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.17, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 07, 2018 Filed Aug 8, 2018 17:28 UTC SaleCommon Stock 24,620 $103.22 $2,541,325.64
Disclosure

SEC source: 0001209191-18-045787 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,711,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.59, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 06, 2018 Filed Aug 7, 2018 15:46 UTC SaleCommon Stock 195,000 $102.15 $19,918,860.00
Disclosure

SEC source: 0001209191-18-045625 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,735,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.75 to $102.59, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 02, 2018 Filed Aug 3, 2018 18:31 UTC SaleCommon Stock 15,797 $100.18 $1,582,559.26
Disclosure

SEC source: 0001209191-18-045227 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,930,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.085 to $100.36, inclusive.

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August 02, 2018 Filed Aug 3, 2018 18:31 UTC SaleCommon Stock 174,203 $99.52 $17,337,379.37
Disclosure

SEC source: 0001209191-18-045227 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,946,601

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.085 to $100.08, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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July 31, 2018 Filed Aug 1, 2018 17:12 UTC SaleCommon Stock 990 $99.14 $98,149.59
Disclosure

SEC source: 0001209191-18-044671 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,120,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.14 to $99.15, inclusive.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 17:12 UTC SaleCommon Stock 204,010 $98.73 $20,142,723.34
Disclosure

SEC source: 0001209191-18-044671 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,121,794

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.12 to $99.09, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
July 26, 2018 Filed Jul 27, 2018 14:46 UTC PurchaseCommon Stock 2,168 $95.22 $206,436.96
Disclosure

SEC source: 0000059478-18-000190 · wf-form4_153270278058574.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

F1 · security: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.40. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 26, 2018 Filed Jul 27, 2018 17:58 UTC Amendment PurchaseCommon Stock 2,168 $95.22 $206,436.96
Disclosure

SEC source: 0000059478-18-000192 · wf-form4a_153271428674754.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,228

F1 · security: This amendment is being filed to correctly report the footnote of the original Form 4 which was intended to be placed in column 4 Price.

F2 · price: This transaction was executed in multiple trades at prices ranging from $95.00 to $95.40. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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July 26, 2018 Filed Feb 1, 2019 20:02 UTC Amendment PurchaseCommon Stock 1,568 $95.22 $149,304.96
Disclosure

SEC source: 0000059478-19-000026 · wf-form4a_154905132771555.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,628

F1 · shares: The total represents a correction in the number of shares reported as purchased on the original Form 4.

F2 · balance_after: The total represents the correct number of securities beneficially owned following the reported transaction. Beneficial share totals were incorrectly reported on two Forms 4 filed by the reporting person after his original Form 4 was filed.

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July 25, 2018 Filed Jul 26, 2018 18:17 UTC SaleCommon Stock 20,523 $96.45 $1,979,504.92
Disclosure

SEC source: 0001209191-18-044020 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,325,804

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.31 to $96.62, inclusive.

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July 25, 2018 Filed Jul 26, 2018 18:17 UTC SaleCommon Stock 39,921 $95.66 $3,818,643.26
Disclosure

SEC source: 0001209191-18-044020 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,346,327

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.30 to $96.17, inclusive.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 18:17 UTC SaleCommon Stock 60,304 $94.71 $5,711,090.32
Disclosure

SEC source: 0001209191-18-044020 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,386,248

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.30 to $95.295, inclusive.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 18:17 UTC SaleCommon Stock 69,252 $93.72 $6,490,020.43
Disclosure

SEC source: 0001209191-18-044020 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,446,552

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.30 to $94.295, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 15:47 UTC SaleCommon Stock 30,132 $93.43 $2,815,353.29
Disclosure

SEC source: 0001209191-18-043854 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,515,804

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.3468 to $93.62, inclusive.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 15:47 UTC SaleCommon Stock 62,765 $92.90 $5,830,617.44
Disclosure

SEC source: 0001209191-18-043854 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,545,936

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.3444 to $93.2798, inclusive.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 15:47 UTC SaleCommon Stock 22,900 $91.68 $2,099,357.50
Disclosure

SEC source: 0001209191-18-043854 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,608,701

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.331 to $92.2453, inclusive.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 15:47 UTC SaleCommon Stock 69,203 $90.76 $6,280,656.67
Disclosure

SEC source: 0001209191-18-043854 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,631,601

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.25 to $91.1614, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 19:36 UTC GrantCommon Stock 61 $89.07 $5,433.27
Disclosure

SEC source: 0000059478-18-000180 · wf-form4_153194258026996.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,350

Read SEC document
July 16, 2018 Filed Jul 18, 2018 19:37 UTC GrantCommon Stock 123 $89.07 $10,955.61
Disclosure

SEC source: 0000059478-18-000181 · wf-form4_153194265991434.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,968

Read SEC document
July 16, 2018 Filed Jul 18, 2018 19:59 UTC GrantCommon Stock 109 $89.07 $9,708.63
Disclosure

SEC source: 0000059478-18-000183 · wf-form4_153194397274797.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,211

Read SEC document
July 06, 2018 Filed Jul 9, 2018 14:45 UTC SaleCommon Stock 180,000 $87.44 $15,738,300.00
Disclosure

SEC source: 0001209191-18-041946 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,700,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.08 to $87.705, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 05, 2018 Filed Jul 6, 2018 15:13 UTC SaleCommon Stock 170,000 $86.62 $14,725,740.00
Disclosure

SEC source: 0001209191-18-041828 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,880,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.50 to $86.91, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 15:58 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000177 · wf-form4_153115186480621.xml · derivative · entry 3

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments, 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments, 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 15:58 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 752 $86.51 $65,055.52
Disclosure

SEC source: 0000059478-18-000177 · wf-form4_153115186480621.xml · nonDerivative · entry 2

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642

Read SEC document
July 05, 2018 Filed Jul 9, 2018 15:58 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000177 · wf-form4_153115186480621.xml · nonDerivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:06 UTC GrantCommon Stock 127 $86.11 $10,935.97
Disclosure

SEC source: 0000059478-18-000171 · wf-form4_152952515835141.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,845

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:09 UTC GrantCommon Stock 63 $86.11 $5,424.93
Disclosure

SEC source: 0000059478-18-000173 · wf-form4_152952533157811.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,289

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:19 UTC GrantCommon Stock 112 $86.11 $9,644.32
Disclosure

SEC source: 0000059478-18-000175 · wf-form4_152952597012226.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,102

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:39 UTC SaleCommon Stock 180,000 $86.65 $15,597,720.00
Disclosure

SEC source: 0001209191-18-038243 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,050,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.50 to $86.87, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 15, 2018 Filed Feb 1, 2019 18:54 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GiftCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000012 · wf-form5_154904726566943.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,568

Read SEC document
June 14, 2018 Filed Jun 14, 2018 20:08 UTC
Skovronsky DanielSVP, CSO, and Pres. LRL
PurchaseCommon Stock 10,000 $86.22 $862,200.00
Disclosure

SEC source: 0000059478-18-000167 · wf-form4_152900690318505.xml · nonDerivative · entry 1

Skovronsky Daniel · CIK 0001741474 · SVP, CSO, and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,199

Read SEC document
June 14, 2018 Filed Jun 15, 2018 15:00 UTC SaleCommon Stock 107,698 $86.31 $9,295,414.38
Disclosure

SEC source: 0001209191-18-037956 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,230,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.25 to $86.46, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 15:58 UTC SaleCommon Stock 11,104 $86.27 $957,953.18
Disclosure

SEC source: 0001209191-18-037648 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,338,502

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.25 to $86.38, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 12, 2018 Filed Feb 1, 2019 18:57 UTC
Harrington Michael JSenior VP and General Counsel
GiftCommon Stock 595 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000014 · wf-form5_154904745815105.xml · nonDerivative · entry 2

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,032

Read SEC document
June 11, 2018 Filed Jun 12, 2018 18:46 UTC SaleCommon Stock 51,198 $86.38 $4,422,636.83
Disclosure

SEC source: 0001209191-18-037198 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,349,606

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.25 to $86.60, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 15:20 UTC SaleCommon Stock 135,478 $85.13 $11,532,564.75
Disclosure

SEC source: 0001209191-18-035460 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,400,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.37, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 18:25 UTC SaleCommon Stock 39,522 $85.31 $3,371,661.34
Disclosure

SEC source: 0001209191-18-034952 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,536,282

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.45, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:22 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
SaleCommon Stock 25,000 $85.00 $2,125,000.00
Disclosure

SEC source: 0000059478-18-000163 · wf-form4_152788452675858.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,534

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.03. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2018 Filed May 31, 2018 17:18 UTC SaleCommon Stock 180,000 $83.85 $15,092,640.00
Disclosure

SEC source: 0001209191-18-034303 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,575,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.61 to $84.015, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 29, 2018 Filed May 31, 2018 17:05 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
SaleCommon Stock 8,426 $82.10 $691,774.60
Disclosure

SEC source: 0000059478-18-000159 · wf-form4_152778632353976.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 29, 2018 Filed Jun 1, 2018 20:16 UTC Amendment
Shaw ChristiSVP and Pres., Lilly Bio-Meds
SaleCommon Stock 8,426 $82.10 $691,774.60
Disclosure

SEC source: 0000059478-18-000161 · wf-form4a_152788418794578.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This amendment is being filed to add footnotes to the transaction.

F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 26, 2018.

F1 · price: This amendment is being filed to add footnotes to the transaction.

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.73 to $82.10. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 21, 2018 Filed May 23, 2018 20:21 UTC GrantCommon Stock 133 $81.83 $10,883.39
Disclosure

SEC source: 0000059478-18-000153 · wf-form4_152710683999376.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,455

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May 21, 2018 Filed May 23, 2018 20:28 UTC GrantCommon Stock 67 $81.83 $5,482.61
Disclosure

SEC source: 0000059478-18-000155 · wf-form4_152710725159248.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,843

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May 21, 2018 Filed May 23, 2018 20:49 UTC GrantCommon Stock 118 $81.83 $9,655.94
Disclosure

SEC source: 0000059478-18-000157 · wf-form4_152710855289919.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,953

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May 15, 2018 Filed Feb 1, 2019 18:57 UTC
Harrington Michael JSenior VP and General Counsel
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000014 · wf-form5_154904745815105.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,627

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May 11, 2018 Filed May 14, 2018 18:29 UTC SaleCommon Stock 140,000 $81.97 $11,475,940.00
Disclosure

SEC source: 0001209191-18-029775 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,755,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.50 to $82.435, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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May 03, 2018 Filed May 3, 2018 20:34 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
SaleCommon Stock 9,027 $78.50 $708,619.50
Disclosure

SEC source: 0000059478-18-000142 · wf-form4_152537963067006.xml · nonDerivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,458

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $78.32 to $78.60. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 01, 2018 Filed May 3, 2018 20:26 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Exercise / conversionRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000138 · wf-form4_152537915780405.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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May 01, 2018 Filed May 3, 2018 20:26 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Tax withholdingCommon Stock 8,934 $81.07 $724,279.38
Disclosure

SEC source: 0000059478-18-000138 · wf-form4_152537915780405.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,534

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.